Anne C. Flannery

Senior Counsel

Anne C. Flannery counsels clients on securities enforcement and litigation matters. These include investigations into potential securities fraud, as well as trading and sales practice violations—and related supervisory issues—conducted by the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and state securities regulators. Anne brings to her practice experience working at the SEC and serving as first vice president and general counsel for global regulatory affairs at Merrill Lynch.

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