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04/29/14 The ETF Authorized Participant Agreement: Key Issues and Negotiating Points
02/19/14 Select Broker-Dealer, Investment Adviser, and Investment Company Enforcement Cases and Developments: 2013 Year in Review
A year of change at the SEC—new enforcement leadership, policies, and areas of focus; at FINRA—an emphasis on “high risk” financial advisers and responding quickly to address fraudulent conduct.
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Photo of  Kaitlyn L. Piper

practice accolades

Investment Management

Ranked, National Tier 1: Securities/Capital Markets Law, U.S. News and Best Lawyers (2015)

Ranked: Investment Fund Formation and Management: Mutual/Registered Funds in The U.S. Legal 500 (2014)

Ranked: Financial Services Regulation: Broker-Dealer Regulation in Chambers USA (2014)

Ranked: Investment Funds: Registered Funds in Chambers USA (2014)

bar admissions

  • New York
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Kaitlyn L. Piper

New York
101 Park Avenue
New York, NY 10178-0060
United States
Phone: +1.212.309.6275
Fax: +1.212.309.6001

Kaitlyn L. Piper is an associate in Morgan Lewis's Investment Management Practice. The lawyers in our Investment Management Practice focus on regulatory issues affecting broker-dealers, investment advisers, futures clearing merchants, CTAs, swap dealers and security-based swap dealers, securities, futures and swap exchanges, crossing platforms, and clearinghouses and public and private funds.

Ms. Piper represents investment companies and their advisers on a wide range of legal, regulatory, and transactional matters, including fund formation, ongoing compliance, and corporate governance.

Ms. Piper earned her J.D., cum laude, from Fordham University School of Law in 2011, where she was a member of the UrbanLaw Journal and a recipient of the Addison M. Metcalf Labor Law Prize. She earned her B.S., cum laude, in business administration from the State University of New York at Geneseo in 2008.

Ms. Piper is admitted to practice in New York.


  • Fordham University School of Law, 2011, J.D., Cum Laude
  • State University of New York at Geneseo, 2008, B.S., Cum Laude