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Morgan Lewis | Securities and Exchange Commission Historical Society - SEC Regional Directors Roundtable
 
Please join Morgan Lewis and the Securities and Exchange Commission Historical Society for an upcoming virtual SEC Regional Directors roundtable. Morgan Lewis partner and former Regional Director of the SEC’s Philadelphia office Jeff Boujoukos will lead a discussion with an esteemed panel of current and former SEC Regional Directors.
 
Topics will include:
 
Dealing with coronavirus (COVID-19) at the regional level
 
How regions drive enforcement cases and initiatives
 
How OCIE innovates at the regional level
 
Tips, complaints, and referrals at the regional level
 
Future areas of enforcement and OCIE emphasis
 
Questions?
Please contact Neal Geosits.
REGISTER NOW
 
When
Wednesday, October 21, 2020
12:30–1:45 pm ET
11:30 am–12:45 pm CT
9:30–10:45 am PT
 
Moderator
G. Jeffrey Boujoukos
Partner, Morgan Lewis
 
Presenters
Richard R. Best
Director, New York
Regional Office, SEC
Marc P. Berger
Deputy Director of
Enforcement, SEC
Kelly L. Gibson
Director, Philadelphia
Regional Office, SEC
Michele Wein Layne
Director, Los Angeles
Regional Office, SEC
 
Credit
CLE credit in CA, CT, FL, IL, NY, NJ (via reciprocity), PA, TX, and VA is currently pending approval.
 
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