FIRMA 28th National Risk Management Training Conference

Daniel Kleinman will be speaking on The Fiduciary Standard: What Could Change to the DOL Standard Mean. In this session, Attendees will:

• Learn about the Differences between a DOL Fiduciary Standard and an SEC Fiduciary Standard
• Answer your questions about how a change to the DOL Standard could impact your bank’s business
• Get the latest news about actions Congress, FINRA, SEC and DOL are taking to resolve this issue
• Learn how this will change your call center conversations about rollovers from a 401(k) plan