Practice Areas
- Litigation
- Broker-Dealers
- Securities Industry
- Securities Litigation & Enforcement
- Financial Services Litigation
- Retail
- Anti-Money Laundering
- Broker-Dealer & Capital Markets Regulation
- Foreign Corrupt Practices Act (FCPA)
- Commodities, Futures, Foreign Exchange, & Energy Trading
- Washington Government Relations & Public Policy
- Financial Services
Bar Admissions
- District of Columbia
- New York
Court Admissions
- U.S. Supreme Court
- Washington, D.C.
-
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5575
Fax: 202.739.3001
31 Publications Found
| Date | Title | Publication |
| October 2005 |
The New York Stock Exchange and Cooperation —
Another Precinct Heard From
View White Paper
|
White Paper |
| December 2002 |
The SEC’s First Enforcement
Actions Under Regulation FD:
Lessons Learned, Questions Remaining
View White Paper
|
White Paper |
| November 2001 |
The SEC's New Cooperation Guidelines: Progress, and Some Possible Pitfalls
View White Paper
|
White Paper |
| 03/22/01 |
Key Issues Facing Boards of Directors: Investor Relations and the SEC in the Electronic Age, presented at the Directors Roundtable, Philadelphia |
Speech |
| March 2001 |
Web-Based Investment Advisors and Commodity Trading Advisors, Review of Securities and Commodities Regulation, Vol. 34, No. 5, 47 |
Article |
| 11/30/00 |
A Client's Eye-View of Outcome in the SEC's Administrative Adjudication System, Insights |
Article |