Practice Areas
- Investment Management
- Registered Investment Companies
- Investment Advisers
- Broker-Dealers
- Securities Industry
- Real Estate Funds
- Mergers & Acquisitions
- Real Estate Investment Trusts
- Real Estate Capital Markets
- Broker-Dealer & Capital Markets Regulation
- Private Investment Funds
- Exchange Traded Funds
- Latin America
- Commodities, Futures, Foreign Exchange, & Energy Trading
- Financial Services
- Global Financial Services & Compliance
Bar Admissions
- Florida
- New York
- Miami
-
200 S. Biscayne Blvd., Suite 5300
Miami, FL 33131-2339
Phone: 305.415.3394
Fax: 305.415.3001
43 Publications Found
| Date | Title | Publication |
| 07/17/09 |
Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC
View LawFlash
|
Investment Management FYI |
| January 2009 |
Proposed U.S. Hedge Fund Legislation Would Result in Registration, Disclosure and Anti-Money Laundering Requirements, Deacons Private Fund Newsletter
View Article
|
Article |
| December 2008 |
Changes in U.S. Private Placement Procedures, Deacons Private Fund Newsletter
View Article
|
Article |
| November 2008 |
How Private Funds Can Profit From the Next Wave of Restructurings
View White Paper
|
White Paper |
| 12/06/07 |
Compliance Officers and Compliance Programs, presented at the West Legalworks Investment Adviser Regulation: An A to Z Workshop, Miami
View Presentation
|
Speech |
| 10/09/07 |
Oops, A Trade Error...Now What?, presented at the ACA Compliance Webcast |
Speech |
| 06/01/07 |
Financing the Private Company - Equity and Debt Capital, presented at the IBA Challenges of Private Growth Oriented Companies Conference, Montevideo, Uruguay |
Speech |
| 2006 |
Hedge Fund Marketing Overview, Journal of Investment Compliance, Vol. 7 No. 2
View Article
|
Article |
| 06/01/05 |
Real Estate Hedge Funds: The New New Thing?, presented at the IMN's Sixth Annual Real Estate Opportunity & Private Fund Investing Forum, New York |
Speech |
| 01/27/05 |
Small Funds Round Table: Strategies for Success; IMN's Winter Forum on Real Estate Opportunity & Fund Investing Forum, Laguna, CA |
Speech |
| October 2004 |
The International Guide to Corporate Governance: Corporate Governance in the United States (FIR Publications Ltd.) |
Book |
| 09/10/04 |
Venture Capital Terms in the US and Japan: Still Worlds Apart?, Tokyo |
Speech |
| 07/03/04 |
Organizational and Corporate Governance: How it Impacts the Ability to Raise Capital and Close Transactions, New York |
Speech |
| 06/01/04 |
Fund Structuring: What Issues are Involved in Creating a New Fund?, New York |
Speech |
| November 2002 |
Marketing of Investment Fund Shares in the U.S.
View Chapter
|
Chapter |
| 10/01/01 |
Investment Schemes for the Tech and Biotech Market, Munich, Germany |
Speech |
| 06/01/00 |
The Impact of Globalization of Investment Funds, New York |
Speech |
| 05/20/97 |
Representing Offshore Investment Funds Offering Their Shares in Latin America, presented to the Interamerican Bar Association Conference, Rio de Janeiro, Brazil |
Speech |