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John V. Ayanian

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Washington, D.C.: 1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5946
Fax: 202.739.3001

38 Publications Found

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Date	Title	Publication
02/28/0602/28/06	Supervisory Controls and CEO Certification, presented at the BD Week Audio Conference View Presentation	Speech
02/21/0602/21/06	Supervisory Controls and CEO Certification, presented at the First Clearing Compliance Symposium View Presentation	Speech
02/17/0602/17/06	Hiring Practices: Compliance and Risk Management, presented at the NASD Institute at Wharton - Branch Office Management Program, New York View Presentation	Speech
10/25/0510/25/05	Developing and Vetting New Products, presented at the NSCP National Membership Meeting, Alexandria, VA View Presentation View Outline	Speech
06/08/0506/08/05	Broker-Dealers’ New Supervisory Control Rules: Bank Insurance & Securities Association, presented at the 2005 BISA Regulatory & Compliance Conference, Washington, D.C. View Outline View Presentation	Speech
02/28/0502/28/05	Session I(b)BD Supervisory Rule Requirements, presented at the National Society of Compliance Professionals, Inc. 2005 NSCP Southern Regional Meeting View Presentation	Speech
02/25/0502/25/05	Hiring Practices: Compliance and Risk Management, presented at the NASD Institute - Branch Office Management Symposium View Presentation	Speech
10/01/03October 2003	Latest SRO Research Analyst Rules Create More Challenges for Firms, The Wall Street Lawyer, Vol. 7, No. 5 View Article	Article
11/14/0211/14/02	What Are Investment Banks Doing to Avoid Analyst Conflicts? View Presentation	Speech
11/01/02November/December 2002	More SRO Research Analyst Rulemaking on the Horizon, NSCP Currents View Article	Article
06/06/0206/06/02	The Search for Best Execution in Today's Market Environment View Presentation	Speech
05/01/02May 2002	NASDR and NYSE Tackle Research Analyst Practices... But Are Their New Rules Workable? Wall Street Lawyer, Vol. 5, No. 12 View Article	Article
02/01/0202/01/02	Corporate Bond Market Transparency and Debt Mark-Up Regulation, presented to the Bond Market Association's Regional Bond Dealer's Management Conference, Orlando, FL View Presentation	Speech

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