Practice Areas
Bar Admissions
- District of Columbia
- Pennsylvania
- Washington, D.C.
-
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5642
Fax: 202.739.3001
- Philadelphia
-
1701 Market St.
Philadelphia, PA 19103-2921
Phone: 215.963.5548
Fax: 215.963.5001
74 Publications Found
| Date | Title | Publication |
| 03/05/12 |
Consumer Financial Protection Bureau: What It Is, What to Expect, BNA's Daily Report for Executives |
Article |
| Winter 2012 |
Author, The Financial Crisis Hangover, Bank Insurance & Securities Marketing, Winter 2012, Volume 21, Number 21 (read the article) |
Article |
| January 2012 |
The Consumer Financial Protection Bureau (CFPB): What It Is and What to Expect |
White Paper |
| Summer 2011 |
Risky Business, Bank Insurance & Securities Marketing |
Article |
| Winter 2011 |
Starting Over, Bank Insurance & Securities Marketing |
Article |
| Summer 2010 |
Ready, Shoot, Aim—Financial Reform Finalized, Bank Insurance & Securities Marketing |
Article |
| 06/29/10 |
Financial Regulatory Reform Heads Down the Homestretch |
Financial Regulatory Reform LawFlash |
| 06/17/10 |
The New Regulator on the Block—The Bureau of Consumer Financial Protection |
Financial Regulatory Reform LawFlash |
| 06/14/10 |
Systemic Risk Regulation: The Missing Link? |
Financial Regulatory Reform LawFlash |
| Winter 2010 |
The Wayback Machine, Bank Insurance & Securities Marketing |
Article |
| Summer 2009 |
Financial Reform: Putting the Buggy Before the Horse?, Bank Insurance & Securities Marketing (click here to read the article) |
Article |
| Winter 2009 |
Fasten Your Seat Belts, Bank Insurance & Securities Marketing, Vol. 18, No. 1 (click here to read the article) |
Article |
| Summer 2008 |
'When the Hurlyburly's Done,' Bank Insurance & Securities Marketing |
Article |
| 07/19/06 |
Legal á la Carte - Outsourcing and Financial Services: Regulatory and Commercial Considerations, New York |
Speech |
| Summer 2006 |
Hang on to Your Laptop—Please, Bank Insurance & Securities Marketing |
Article |
| 03/08/06 |
The Regulatory Landscape, presented at the Outsourcing in Financial Services Conference, New York |
Speech |
| Winter 2006 |
Bank Secrecy Act Branches Out to Insurers, Bank Insurance & Securities Marketing, Vol. 15 No. 1 |
Article |
| Summer 2005 |
Litigation City, Bank Insurance & Securities Marketing, Vol. 14, No. 3 |
Article |
| 02/04/05 |
A Business Real Estate Appraisal Problem, American Banker |
Article |
| Winter 2005 |
The Rush to Regulate, Bank Insurance & Securities Marketing |
Article |
| Winter 2003 |
Comptroller Prevails in Agents' Latest Attack on Bank Insurance Sales, Bank Insurance Marketing |
Article |
| 11/20/02 |
SEC Proposes Rules Addressing Circumstances When Banks Must Register As Brokers Or Dealers |
Securities LawFlash |
| 03/07/02 |
Regulatory Hurdles to Banks' Sale of Insurance |
Speech |
| 03/07/02 |
Regulatory Hurdles to Banks' Sale of Insurance Bank Insurance: Threat or Opportunity, presented at American Council of Life Insurers' Financial Security Solutions Symposia of 2002, Washington, D.C. |
Speech |
| Spring 2002 |
Agents Head Back to the Courtroom, Bank Insurance Marketing |
Article |
| 04/23/01 |
Bank Sales of Insurance on the Internet, presented at the American Conference Institute, The Legal and Regulatory Forum on Online Insurance Transactions, Chicago |
Speech |
| 03/14/01 |
The New Federal Bank Sales of Insurance Regulations, The Review of Banking & Financial Services |
Article |
| Winter 2001 |
Sharing Information With Affiliates Could Be Tougher Under GLB, Bank Insurance Marketing |
Article |
| 10/04/00 |
Privacy After Gramm-Leach-Bliley, presented at the CSUGA International Conference, San Antonio |
Speech |
| 09/01/00 |
Sharing of Bank Customer Information with Insurance Agencies, presented at the Financial Privacy Conference, New York |
Speech |
| 06/24/00 |
Privacy Policies and Procedures for the Traditional "Financial Institution", presented at the Financial Services Industry Privacy Compliance Conference, Washington, D.C. |
Speech |
| 04/18/00 |
State and Federal Law Interplay Under Gramm-Leach-Bliley Act, presented at the Financial Institutions Insurance Association, 12th Annual Convention, Las Vegas |
Speech |
| March 2000 |
Federal and State Law Interplay Under Gramm-Leach-Bliley: How Not to Do It, Financial Services Modernization: The Impact of the Gramm-Leach-Bliley Act |
Article |
| 11/16/99 |
The Gramm-Leach-Bliley Act: Structural Reform of the Financial Services Industry |
White Paper |
| 11/08/99 |
Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented at the Financial Institutions Insurance Association Fall Conference, Chicago |
Speech |
| July 1999 |
Developments in State Bank Insurance Regulations, National Underwriter Company |
Article |
| 04/19/99 |
Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented to the Financial Institutions Insurance Association, 1999 Annual Convention, Scottsdale, AZ |
Speech |
| 01/21/99 |
Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented at Southern Florida Bank General Counsel Meeting, Miami |
Speech |
| Winter 1999 |
Know Your Customer: Required Reading for Bank Insurance Marketers, Bank Insurance Marketing |
Article |
| Fall 1998 |
It's "Third and Long" for Financial Modernization Legislation, Bank Insurance Marketing |
Article |
| 06/17/98 |
Marketing Insurance Products to Bank Customers, The Review of Banking & Financial Services, Vol. 14, No. 12 |
Article |
| 06/16/98 |
How to Buy an Agency Without Breaking the Bank, presented at the Financial Institutions Insurance Association - Regulatory and Compliance Seminar, Washington, D.C. |
Speech |
| 06/15/98 |
The Regulatory and Compliance Issues that Flow from the Citicorp/Travelers Merger, presented at the Financial Institutions Insurance Association - Regulatory and Compliance Seminar, Washington, D.C. |
Speech |
| Spring 1998 |
The Struggle for Financial Services Reform: What Have We Learned?, Bank Insurance Marketing |
Article |
| 04/07/98 |
How to Structure a Multi-State Bank Insurance Program to Overcome Inconsistent State Regulations, presented at the Financial Institutions Insurance Association 10th Annual Conference, Charleston, SC |
Speech |
| 04/06/98 |
Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented at the Financial Institutions Insurance Association 10th Annual Conference, Charleston, SC |
Speech |
| March 1998 |
State Insurance Restrictions - The Good, the Bad, the Ugly - and the Unnecessary, Independent Banker |
Article |
| 10/21/97 |
State and Federal Legislation: Where We Are Today and What We Must Do to Comply with Existing Law and Regulation, presented at the Financial Institutions Insurance Association 1997 Fall Conference, San Francisco |
Speech |
| 10/21/97 |
Structuring an Agency Joint Venture Agreement or Acquisition, presented at the Financial Institutions Insurance Association 1997 Fall Conference, San Francisco |
Speech |
| 09/25/97 |
Expanded Powers: Insurance Update - How States, Congress and the Courts are Responding, presented to the Pennsylvania Bankers Association, 1997 Bank Counsel Roundtable, Harrisburg |
Speech |
| 09/18/97 |
The Sale of Insurance by Financial Institutions - Analysis of Federal and State Bank Insurance Law, Regulation, Licensing and Compliance, presented to the Pennsylvania Bankers Association, Harrisburg |
Speech |
| 08/01/97 |
Banks Don't Pressure Consumers to Buy, The Washington Post |
Article |
| 07/30/97 |
Use of Customer Financial Information to Cross-Market Bank Insurance Products, presented at the International Business Communications Group plc, Cambridge, MA |
Speech |
| July 1997 |
Cross Marketing of Insurance and Annuities by Banks, The Review of Banking & Financial Services, Vol. 13, No. 13 |
Article |
| 06/19/97 |
Examining the 'Place of 5,000' Law: What Can Banks Do Now, presented at the Financial institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C. |
Speech |
| 06/19/97 |
Legal, Regulatory and Practical Considerations in Starting Your Bank Insurance Program, presented at the Financial institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C. |
Speech |
| 06/19/97 |
State-by-State Analysis of Bank Insurance Regulations and Legislation, presented at the Financial institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C. |
Speech |
| 06/18/97 |
Federal and State Regulatory and Legislative Update as to Bank Insurance Sales, presented at the Financial Institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C. |
Speech |
| Summer 1997 |
Connecticut Banks Spared the Worst, Connecticut Banking Magazine |
Article |
| Summer 1997 |
Consumer Protection? Don't Count on It, Bank Insurance Marketing |
Article |
| 06/01/97 |
Pennsylvania Enacts Legislation Permitting Bank Sales of Insurance |
White Paper |
| 04/08/97 |
Bank Regulation 101, presented at the Financial Institutions Insurance Association, Bank Insurance Marketing Convention, Palm Desert, CA |
Speech |
| 04/08/97 |
Federal and State Regulation of Bank Insurance Sales, presented at the Financial Institutions Insurance Association, Bank Insurance Marketing Convention, Palm Desert, CA |
Speech |
| Spring 1997 |
Dysfunctional Regulation: Oh, What A Tangled Web, Bank Insurance Marketing |
Article |
| 01/15/97 |
The Practical Implications of a 'Place of 5,000', The Monitor, Pennsylvania Bankers Association |
Article |
| 12/04/96 |
Should My Bank Consider Insurance Sales? Legal Framework for Bank Sales of Annuities and Insurance Products, presented at the Pennsylvania Bankers Association, Harrisburg |
Speech |
| 10/29/96 |
Positioning Your Agency to Comply with Section 92 and the OCC Advisory Letter, presented at the Financial Institutions Insurance Association Fall Conference, Atlanta |
Speech |
| 10/28/96 |
Understanding the New Regulatory Environment: State Regulation - Where is it Going? Presented at the Financial Institutions Insurance Association Fall Conference, Atlanta |
Speech |
| 09/26/96 |
Benefits of the Barnett Decision: What's in Store for Pennsylvania Banks, presented at the Pennsylvania Bankers Association Bank Counsel Roundtable, Hershey, PA |
Speech |
| Autumn 1996 |
Agent Associations Distort the Bank Insurance Licensing Issue, Bank Insurance Marketing |
Article |
| Autumn 1996 |
The OCC's Advisory Letter on Insurance Sales: An Analysis, Bank Insurance Marketing |
Article |
| 06/19/96 |
Benefits of the Barnett Decision, Other Recent Decisions and Regulatory Actions: What Your Institution Can Do Now, presented at the Financial Institutions Insurance Association Compliance and Regulatory Seminar, Washington, D.C. |
Speech |
| 05/10/96 |
Litigation City: Banks Evolving Suit by Suit. presented at the American Bar Association National Institute on Critical and Emerging Legal Issues for Banks and Thrifts, Washington, D.C. |
Speech |
| Spring 1996 |
The Comptroller as Culprit, Bank Insurance Marketing |
Article |
