Morgan Lewis

Publications Search Results


950 Publications Found
Date Title Authors Publication
08/29/0808/29/08 Broker-Dealer Regulatory Update - As of August 28, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
08/25/0808/25/08 Request for Comments on the Basic Results Data Entry System for ClinicalTrials.gov to Be Submitted by September 3

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FDA-Healthcare Regulation Practice FDA-Healthcare Regulation LawFlash
08/22/0808/22/08 Broker-Dealer Regulatory Update - As of August 21, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
08/22/0808/22/08 New York State Employers Required to Comply with State Worker Adjustment and Retraining Notification Act Effective February 1, 2009

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Labor and Employment Practice Labor and Employment LawFlash
08/20/0808/20/08 Final Instructions to 2008 Form 990 Unveiled by IRS

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Tax-Exempt Organizations Practice Tax-Exempt Organizations LawFlash
08/15/0808/15/08 Broker-Dealer Regulatory Update - As of August 14, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
08/15/0808/15/08 New York Enacts “Broadcast Employees Freedom to Work Act”

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Labor and Employment Practice Labor and Employment LawFlash
08/14/0808/14/08 Devices Not Subject to FDA Pre-Market Approval Not Immune from Infringement under the “Safe Harbor”

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Intellectual Property Practice Intellectual Property LawFlash
08/13/0808/13/08 SEC Proposes Guidance for Investment Company Boards of Directors on Adviser Trading Practices

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Investment Management Practice Investment Management FYI
08/12/0808/12/08 Germany Proposes New Merger Control Threshold to Eliminate Need for Pre-Closing Approval for Deals with Minimal Nexus to Germany

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Antitrust Practice Antitrust LawFlash
08/08/0808/08/08 Broker-Dealer Regulatory Update - As of August 7, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
08/08/0808/08/08 New Rules for Noncompete Provisions and Releases in California

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Labor and Employment Practice Labor and Employment LawFlash
08/06/0808/06/08 A New Frontier in Antitrust Enforcement: China’s Anti-Monopoly Law Effective August 1, 2008

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Antitrust Practice Antitrust LawFlash
08/06/0808/06/08 Alabama District Court Rejects Application of LaRue in ESOP Participant Suit

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ESOP and Employee Benefits Practice Employee Benefits LawFlash
08/05/0808/05/08 Amendment to New York Insurance Law Requires Insurers to Prove Prejudice in Order to Deny Coverage for Late Notice

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Insurance Recovery Practice Insurance Recovery LawFlash
08/05/0808/05/08 Consumer Product Safety Improvement Act of 2008: New Regulatory Landscape for Product Safety

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FDA-Healthcare Regulation Practice Consumer Product Regulation LawFlash
08/05/0808/05/08 EPA Audit Policy Now Available to Post-Acquisition Compliance Audits by New Owners of Regulated Facilities

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Litigation Practice Litigation LawFlash
08/04/0808/04/08 Buyers Beware: D.C. Circuit Lowers the FTC Burden to Obtain Preliminary Injunction

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Antitrust Practice Antitrust LawFlash
08/04/0808/04/08 U.S. Court of Appeals for D.C. Circuit Vacates Regulatory Program Adopted Under Clean Air Act

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Christopher McAuliffe
Energy LawFlash
08/01/0808/01/08 Broker-Dealer Regulatory Update - As of July 31, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
08/01/0808/01/08 Maryland, District of Columbia Pass New Employee Leave Laws

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Labor and Employment Practice Labor and Employment LawFlash
07/30/0807/30/08 SEC and DOL Agree to Cooperate in Examinations

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Investment Management Practice Investment Management FYI
07/29/08August 2008 Strategies for Handling Unwanted Litigation in England

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Litigation Practice International Litigation Strategies Article
07/28/0807/28/08 Department of Labor Proposes New Fee Disclosure Requirements for Participant-Directed Individual Account Plans

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Employee Benefits Practice Employee Benefits LawFlash
07/28/0807/28/08 Pennsylvania Clean Indoor Air Act to Take Effect September 11, 2008

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Labor and Employment Practice Labor and Employment LawFlash
07/28/0807/28/08 Recent DOJ FCPA Opinions Provide Guidance on Preacquisition Due Diligence and Promotional Expenses

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Amy Conway-Hatcher
Mark Srere
Litigation LawFlash
07/25/0807/25/08 Broker-Dealer Regulatory Update - As of July 24, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
07/25/0807/25/08 SEC Exam Staff Issues Second ComplianceAlert

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Investment Management Practice Investment Management FYI
07/24/0807/24/08 California Court of Appeal Restricts Employee Rights to Recover for Meal and Rest Break and Off-the-Clock Violations

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Labor and Employment Practice Labor and Employment LawFlash
07/22/0807/22/08 Department of Labor Steps Up Enforcement in Immigration Programs: Analysis of Recent Developments

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Immigration Practice Immigration Alert
07/22/0807/22/08 Expiration of Shelf Registration Statements to Commence December 1, 2008

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Business and Finance Practice Business and Finance LawFlash
07/22/0807/22/08 IRS Validates Price Protection Agreements for S Corporation ESOPs

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ESOP and Employee Benefits Employee Benefits LawFlash
07/22/0807/22/08 SEC Staff Confirms that Hedge Fund Solicitors Are Not Subject to the Cash Solicitation Rule

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Investment Management Practice Investment Management FYI
07/18/0807/18/08 Broker-Dealer Regulatory Update - As of July 17, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
07/17/0807/17/08 SEC Issues Emergency Order to Deter Uncovered Short Sales in Certain Financial Institutions

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Securities Industry Practice Securities Industry FYI
07/15/0807/15/08 Broker-Dealer Regulatory Update - As of July 11, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
07/15/0807/15/08 Department of Justice Announces Key Changes to the Principles of Federal Prosecution of Business Organizations

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Litigation Practice Litigation LawFlash
07/08/0807/08/08 FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives)

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Securities Industry Practice Securities Industry FYI
07/08/0807/08/08 Significant Insurance Coverage Issues Arise from FDA Salmonella-Related “Recall”

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Insurance Recovery Practice Insurance Recovery LawFlash
07/01/0807/01/08 SEC Proposes Rule That Would Require Equity Index Annuities to Be Registered Securities

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Investment Management Practice Investment Management FYI
06/30/0806/30/08 SEC Proposes Major Revisions to Rule 15a-6

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Securities Industry Practice Securities Industry FYI
06/26/0806/26/08 Ninth Circuit Ruling: Employee Text Messages Shielded from Employer Review

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eData Practice eData LawFlash
06/23/0806/23/08 Supreme Court Issues Two Decisions Affecting Benefit Plans

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Labor and Employment Practice Labor and Employment LawFlash
06/20/0806/20/08 Broker-Dealer Regulatory Update - As of June 19, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
06/19/0806/19/08 New UK Disclosure Regime for Short Positions in Companies Undertaking Rights Issues

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Business and Finance Practice Business and Finance LawFlash
06/17/0806/17/08 Stays Pending Patent Reexamination in the Eastern District of Texas

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Intellectual Property Practice Intellectual Property LawFlash
06/13/0806/13/08 Broker-Dealer Regulatory Update - As of June 12, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
06/13/0806/13/08 I-140 Premium Processing, July Visa Bulletin, and Two-Year EADs for Pending AOS Applicants

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Immigration Practice Immigration Alert
06/13/0806/13/08 Interactive Data for Mutual Fund Risk/Return Summary

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Investment Management Practice Investment Management FYI
06/13/0806/13/08 New York High Court Rules that Commission Formulas Can Include Deductions for Business Expenses

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Labor and Employment Practice Labor and Employment LawFlash
06/10/0806/10/08 Supreme Court Rules on Patent Exhaustion Doctrine / 最高法院对专利权穷尽原则做出裁决

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Intellectual Property Practice Intellectual Property LawFlash
06/09/0806/09/08 E-Verify to be Mandatory for Federal Contractors

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Immigration Immigration Alert
06/09/0806/09/08 Federal Circuit Holds That Parent Company May Not Recover Lost Profits of Subsidiary in Infringement Action / 联邦法院裁定 母公司可能无法获得子公司因侵权行为导致利润损失的赔偿

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Intellectual Property Practice Intellectual Property LawFlash
06/06/0806/06/08 Broker-Dealer Regulatory Update - As of June 5, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
06/06/0806/06/08 DHS Announces Electronic System for Travel Authorization for Visa Waiver Program

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Immigration Immigration Alert
06/06/0806/06/08 Questions Raised Concerning Constitutionality of Recently Appointed Patent Judges

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Intellectual Property Intellectual Property LawFlash
06/02/0806/02/08 An ESOP Fable with a Drafting Tip

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ESOP and Employee Benefits Employee Benefits LawFlash
06/02/0806/02/08 Government Contractor ESOP Cost Accounting Rules Finalized

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ESOP and Employee Benefits Employee Benefits LawFlash
06/02/0806/02/08 U.S. District Court Finds Trustee’s Sale of Stock from Plan to be Prudent

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ESOP and Employee Benefits Employee Benefits LawFlash
05/30/0805/30/08 Broker-Dealer Regulatory Update - As of May 29, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
05/30/0805/30/08 USCIS Publishes Supplemental Questions and Answers Related to the Extension of Optional Practical Training Program for Qualified Students

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Immigration Immigration Alert
05/29/0805/29/08 CFTC Authority Extended over Retail Forex and Energy Trading

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Investment Management Investment Management FYI
05/23/0805/23/08 Broker-Dealer Regulatory Update - As of May 22, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
05/22/0805/22/08 New Law Prohibits Employers from Considering Genetic Information in Making Employment Decisions

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Labor and Employment Labor and Employment LawFlash
05/22/0805/22/08 Seventh Circuit “Disapproves” of Gartenberg Factors

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Investment Management Investment Management FYI
05/16/0805/16/08 Broker-Dealer Regulatory Update - As of May 15, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
05/16/0805/16/08 FINRA Issues Proposals on Rulebook Consolidation

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Securities Industry Securities Industry FYI
05/14/0805/14/08 FTC Approves Resale Price Maintenance Agreements under Rule of Reason But State AG’s Appear Undeterred

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Antitrust Antitrust LawFlash
05/09/0805/09/08 Broker-Dealer Regulatory Update - As of May 8, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
05/06/0805/06/08 SEC Fires Another Warning Shot Over Insider Trading Policies and Procedures

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Ben Indek
Securities LawFlash
05/02/0805/02/08 Broker-Dealer Regulatory Update - As of May 1, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
04/25/0804/25/08 Broker-Dealer Regulatory Update - As of April 25, 2008

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Investment Management Practice Broker-Dealer Regulatory Update
04/25/0804/25/08 New Rules on Foreign Investment in the United States: Treasury Department Issues Proposed CFIUS Regulations

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International Alert
04/24/0804/24/08 D.C. Circuit Increases Burden of Proving an Antitrust Violation in Cases Involving Misrepresentations to Standard-Setting Organizations

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Antitrust Practice Antitrust LawFlash
04/18/0804/18/08 Broker-Dealer Regulatory Update - As of April 17, 2008

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Investment Management Broker-Dealer Regulatory Update
04/17/0804/17/08 New Jersey to Provide Payments to Workers Taking Leave to Care for Dependent Family Members

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Labor and Employment Labor and Employment LawFlash
04/14/0804/14/08
Dealing with Tipped Employees: The Implications of the $105 Million Starbucks Verdict

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Labor and Employment Labor and Employment LawFlash
04/11/0804/11/08 Broker-Dealer Regulatory Update - As of April 10, 2008

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Investment Management Broker-Dealer Regulatory Update
04/11/0804/11/08 USCIS Releases Updated FY 2009 H-1B Information

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Immigration Immigration Alert
04/10/0804/10/08 Recent Changes in State Law Regarding E-Verification

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Immigration Immigration Alert
04/09/0804/09/08 IRS Releases Long-Awaited Instructions to Revised 2008 Form 990

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Tax-Exempt Organizations Tax-Exempt Organizations LawFlash
04/09/0804/09/08 USCIS Announces H-1B Cap Reached

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Immigration Immigration Alert
04/08/0804/08/08 Ninth Circuit Rules That Government Need Not Disclose Simultaneous Criminal Investigation

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Litigation Litigation LawFlash
04/07/0804/07/08 Broker-Dealer Regulatory Update - As of April 3, 2008

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Investment Management Broker-Dealer Regulatory Update
04/07/0804/07/08 Companies Act 2006: Private Companies No Longer Required to Have a Company Secretary

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Business and Finance Business and Finance LawFlash
04/07/0804/07/08 DHS Extends Optional Practical Training (OPT) For Certain Students

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Immigration Immigration Alert
04/07/0804/07/08 European Commission Moves Toward Private Damages Actions for Antitrust Violations

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Antitrust Antitrust LawFlash
04/03/0804/03/08 Execution of Documents by English Companies

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Business and Finance Business and Finance LawFlash
04/02/0804/02/08 Permanent Injunction Issued Against USPTO New Rules / 关于USPTO专利新条例的永久禁令

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Intellectual Property Practice Intellectual Property LawFlash
04/01/0804/01/08 Annual SIFMA-CL Conference: “Top 10½” Examination Priorities for 2008

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Litigation Securities LawFlash
03/31/0803/31/08 Broker-Dealer Regulatory Update - As of March 27, 2008

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Investment Management Broker-Dealer Regulatory Update
03/27/0803/27/08 ESOP Update: Deduction Disallowance Under Section 267; Section 409(p) Letter Ruling; and King & Prince Seafood Decision

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ESOP and Employee Benefits Employee Benefits LawFlash
03/21/0803/21/08 Broker-Dealer Regulatory Update - As of March 20, 2008

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Investment Management Broker-Dealer Regulatory Update
03/20/0803/20/08 USCIS Issues Interim Final Rule Regarding H-1B Petitions

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Immigration Immigration Alert
03/18/0803/18/08 SEC Proposes “Naked” Short Selling Anti-Fraud Rule

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Securities Industry Securities Industry FYI
03/13/0803/13/08 Changes in European Patent Practice

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Intellectual Property Intellectual Property LawFlash
03/11/0803/11/08 SEC Proposes Amendments to Regulation S-P

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Investment Management Investment Management FYI
03/11/0803/11/08 United Kingdom Launches New Immigration Points-Based System and Measures to Prevent Illegal Employment

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Kirsten Fox
Rachel Ashwood
Immigration Alert
03/10/0803/10/08 SEC Warns Public Pension Funds and Other Unregistered Investment Advisers on Insider Trading

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Litigation, Investment Management, and Business and Finance Securities LawFlash
03/07/0803/07/08 Applicants for Re-entry Permits and Refugee Travel Documents Required to Provide Biometrics

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Immigration Immigration Alert
03/07/0803/07/08 Broker-Dealer Regulatory Update - As of March 6, 2008

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Investment Management Broker-Dealer Regulatory Update
03/07/0803/07/08 SEC Finally Publishes Proposed Amendments to Part 2 of Form ADV

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Investment Management Investment Management FYI
03/06/0803/06/08 Pennsylvania Supreme Court to Consider Whether Section 402A of the Restatement (Second) of Torts (Strict Liability) Should Be Replaced by Section 2 of the Restatement (Third) of Torts

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Litigation Litigation LawFlash
03/05/0803/05/08 SEC Proposes Rules to Allow Index-Based and Fully Transparent Actively Managed ETFs

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Investment Management Investment Management FYI
03/04/0803/04/08 Department of Labor Proposes Comprehensive Changes to Family and Medical Leave Act Regulations

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Labor and Employment Labor and Employment LawFlash
03/03/0803/03/08 It’s March 3, Do You Know Where Your H-1Bs Are?

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Immigration Immigration Alert
02/28/0802/28/08 Department of Homeland Security and Department of Justice Significantly Increase Civil Monetary Penalties for Violations Related to the Employment of Unauthorized Workers

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Immigration Immigration Alert
02/25/0802/25/08 FDA Seeking to Actively Regulate Computer/Software Products That Transmit, Store, or Display Medical Device Data

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FDA-Healthcare Regulation FDA-Healthcare Regulation LawFlash
02/25/0802/25/08 Supreme Court Expands Liability Exposure of Fiduciaries of Individual Account Plans

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Labor and Employment Labor and Employment LawFlash
02/22/0802/22/08 Broker-Dealer Regulatory Update - As of February 21, 2008

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Investment Management Broker-Dealer Regulatory Update
02/22/0802/22/08 New IRS Ruling Holds Performance-Based Exception to 162(m) Lost if Incentive Program Guarantees Payment Upon Termination of Employment or Retirement

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Employee Benefits Employee Benefits LawFlash
02/22/0802/22/08 U.S. Supreme Court Ruling in Riegel v. Medtronic Confirms Preemption for Medical Devices with FDA Premarket Approval

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Life Sciences Life Sciences LawFlash
02/20/0802/20/08 SEC Makes Analyzing Corporate Performance Easier for Investors

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Investment Management Investment Management FYI
02/19/0802/19/08 Surviving the H-1B Cap – Frequently Asked Questions

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Immigration Immigration Alert
02/15/0802/15/08 Broker-Dealer Regulatory Update - As of February 14, 2008

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Investment Management Broker-Dealer Regulatory Update
02/14/0802/14/08 Department of State Issues March 2008 Visa Bulletin—Significant Forward Movement for Some EB-3 Categories

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Immigration Immigration Alert
02/14/0802/14/08 SEC Votes to Propose Amendments to Part 2 of Form ADV (Finally)

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Investment Management Investment Management FYI
02/12/0802/12/08 Revised Guidance on FBI Name Checks, Arizona Employment Verification Law Challenge Dismissed by Federal Court, and REAL ID Final Rule Published

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Immigration Immigration Alert
02/11/0802/11/08 Broker-Dealer Regulatory Update - As of February 8, 2008

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Investment Management Broker-Dealer Regulatory Update
02/11/0802/11/08
Department of Labor to Publish Proposed Regulations Under the Family Medical Leave Act

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Labor and Employment Labor and Employment LawFlash
02/05/0802/05/08 SEC Issues First Notice for Actively Managed ETFs

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Investment Management Investment Management FYI
02/04/0802/04/08 Federal Court Permits Dividend Deduction for Stock Redeemed from ESOP

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ESOP and Employee Benefits Employee Benefits LawFlash
01/31/0801/31/08 DOL Determines That a Fiduciary’s Use of ERISA Plan Assets to Promote Political Positions Through Proxy Resolutions Risks Violating ERISA

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Employee Benefits Employee Benefits LawFlash
01/31/0801/31/08
Family and Medical Leave Act Amendments Expand Leave for Families of Members of the Armed Forces

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Labor and Employment Labor and Employment LawFlash
01/31/0801/31/08 Morgan Lewis Expands in Texas: New Partners Build Three National Practice Areas

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Litigation Litigation LawFlash
01/18/0801/18/08 Broker-Dealer Regulatory Update - As of January 17, 2008

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Investment Management Broker-Dealer Regulatory Update
01/18/0801/18/08 Department of Homeland Security Expansive Chemical Facility Reporting Requirements Due Tuesday

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Labor and Employment Labor and Employment LawFlash
01/18/0801/18/08 FTC Raises Hart-Scott-Rodino Thresholds

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Antitrust Antitrust LawFlash
01/17/0801/17/08 Supreme Court Affirms Limitations on Third-Party Liability for Securities Fraud

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Litigation Litigation LawFlash
01/15/0801/15/08 Minnesota Now Requires Employers with State Contracts of More Than $50,000 to Participate in E-Verify

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Immigration Immigration Alert
01/14/0801/14/08 SEC Staff Extends Relief Allowing Broker-Dealers to Rely on Investment Advisers to Perform Customer Identification and Verification

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Securities Industry Securities Industry FYI
01/14/0801/14/08 The EEOC Puts Humpty Dumpty Back Together: Employer-Sponsored Retiree Healthcare Coverage Can Again Be Coordinated with Medicare

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Employee Benefits Employee Benefits LawFlash
01/11/0801/11/08 Broker-Dealer Regulatory Update - As of January 10, 2008

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Investment Management Broker-Dealer Regulatory Update
01/11/0801/11/08 FINRA Amends NYSE Rule 342.13: Eliminates Cut-Off Date for Recognition of Series 24

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Securities Industry Securities Industry FYI
01/10/0801/10/08 The Ninth Circuit Court of Appeals Allows San Francisco’s Health Care Security Ordinance to Take Effect

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Labor and Employment Labor and Employment LawFlash
01/08/0801/08/08 Morgan Lewis’s Labor and Employment Practice Named as a Finalist in The American Lawyer’s Litigation Department of the Year Contest

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Labor and Employment Labor and Employment LawFlash
01/08/0801/08/08 Tax Technical Corrections Act Clarifies Exempt Organizations and Charitable Giving Provisions of the Pension Protection Act

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Tax-Exempt Organizations Tax-Exempt Organizations LawFlash
01/07/0801/07/08 H-1B Filing Date Approaching: Employers are Advised to Assess H-1B Needs Now

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Immigration Immigration Alert
01/04/0801/04/08 New Jersey Enacts Baby WARN Act With Important Differences from the Federal WARN Act and Stiffer Penalties

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Labor and Employment Labor and Employment LawFlash
01/02/0801/02/08 NLRB Upholds Employer’s Right to Maintain and Enforce Nondiscriminatory Policies Limiting Email Communications


Labor and Employment Labor and Employment LawFlash
12/28/0712/28/07 Broker-Dealer Regulatory Update - As of December 27, 2007

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Investment Management Broker-Dealer Regulatory Update
12/21/0712/21/07 Broker-Dealer Regulatory Update - As of December 20, 2007

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Investment Management Broker-Dealer Regulatory Update
12/21/0712/21/07 IRS Releases Revised 2008 Form 990

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Tax-Exempt Organizations Tax-Exempt Organizations LawFlash
12/21/0712/21/07 IRS Waives ISO and ESPP Reporting Requirements for 2007; Employers Must Provide Information Statements to Employees

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Employee Benefits Employee Benefits LawFlash
12/21/07December 2007 The Impact of MiFID on Cross-Border MTFs for Professionals

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Robert Falkner
International Update
12/21/07December 2007 UK Credit Market Regulation

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Robert Falkner
International Update
12/20/0712/20/07
Court of Appeals’ Panel Announces New Standards for Certifying Title VII Class Actions in the Ninth Circuit: Revised Decision in Dukes v. Wal-Mart, Inc. Sets Forth Better Standard Governing Class Certification But Still Approves a Grossly Outsized Class

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Labor and Employment Labor and Employment LawFlash
12/20/0712/20/07 Department of Labor Finalizes Form 5500 Fee Disclosure Rules and Proposes Guidance for Contracts Between Plans and Service Providers Under ERISA 408(b)(2)

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Thomas Hogan
Employee Benefits LawFlash
12/17/0712/17/07 Arizona Immigration Law to Take Effect January 1, 2008

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Immigration Immigration Alert
12/14/0712/14/07 Broker-Dealer Regulatory Update - As of December 13, 2007

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Investment Management Broker-Dealer Regulatory Update
12/14/0712/14/07 Possible Visa Application Delays Due to New Department of State Processing Procedures

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Immigration Immigration Alert
12/13/0712/13/07 Department of State Issues January 2008 Visa Bulletin—Significant Retrogression for EB-2 Indian Nationals

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Immigration Immigration Alert
12/13/0712/13/07 FINRA Issues Guidance Regarding Review and Supervision of Electronic Communications

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Securities Industry Securities Industry FYI
12/13/0712/13/07 German Federal Court of Justice Upheld Recent Change of German Merger Control Rules: More Transactions Will Be Exempt from Filing

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Antitrust Antitrust LawFlash
12/12/0712/12/07 Executive Compensation and Equity Compensation Plans Year-End Checklist

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Employee Benefits Employee Benefits LawFlash
12/11/0712/11/07 Labor and Employment Group’s Strategic Expansion into Texas: Growing Our Midwest Presence and National Footprint to Better Serve Our Clients

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Labor and Employment Labor and Employment LawFlash
12/11/0712/11/07 New Incentive Stock Option and Employee Stock Purchase Plan Filing Requirements

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Employee Benefits Employee Benefits LawFlash
12/07/0712/07/07 Broker-Dealer Regulatory Update - As of December 6, 2007

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Investment Management Broker-Dealer Regulatory Update
12/06/0712/06/07 Recent Delaware Decision Orders Production of Communications Among Independent Counsel, Special Committee, and Full Board of Directors in Stock Options Investigation

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William Kimball
Leslie Caldwell
Litigation LawFlash
12/05/0712/05/07 Correction Program for Nonqualified Deferred Compensation Plans Offers Useful But Limited Assistance

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Employee Benefits Employee Benefits LawFlash
11/30/0711/30/07 Broker-Dealer Regulatory Update - As of November 29, 2007

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Investment Management Broker-Dealer Regulatory Update
11/29/0711/29/07 SEC Votes to Adopt Rule Amendments Relating to Electronic Shareholder Forums and Shareholder Proposals on the Election of Directors

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Investment Management Investment Management FYI
11/29/0711/29/07 What Turns Legal Conduct into Market Manipulation? A District Court Answers That Bad Intent Is Enough, But Only Where It Is the Sole Intent

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Litigation Securities LawFlash
11/27/0711/27/07 Update: Developments Regarding I-9 Compliance and Social Security No-Match Letters

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Immigration Immigration Alert
11/20/0711/20/07 Qualified Default Investment Alternatives for Participant-Directed Individual Account Plans

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