Publications Search Results

2048 Publications Found

Date	Title	Authors	Publication
03/24/0303/24/03	Global News Flash: Recent Updates on Equity Plans View LawFlash	Employee Benefits	Employee Benefits LawFlash
03/19/0303/19/03	Occupational Safety & Health Administration's Enhanced Enforcement Policy View LawFlash	Labor and Employment	Labor and Employment LawFlash
03/17/0303/17/03	SEC Staff has Issues with 12b-1 Fee Rebates View LawFlash	Investment Management	Investment Management FYI
03/12/0303/12/03	GAO Reports on Mutual Fund Fees and Disclosures View GAO Report	Investment Management	Investment Management FYI
03/11/0303/11/03	SEC Examination Report on Breakpoints View SEC Examination Report on Breakpoints View Press Release	Investment Management	Investment Management FYI
03/07/0303/07/03	Final Security Regulations Published Under HIPAA View LawFlash	Labor and Employment	Labor and Employment LawFlash
03/04/0303/04/03	SEC Seeks Public Input re: PCAOB Chair View LawFlash	Investment Management	Investment Management FYI
03/01/0303/01/03	Highland Tank View Order View Summary	Insurance Recovery	Insurance Recovery Latest News
02/28/0302/28/03	MSRB Notice re Section 529 Plan Sales View LawFlash	Investment Management	Investment Management FYI
02/27/0302/27/03	SEC Adopts Final Rules Exempting Banks From The Definition Of Dealer – Compliance Date September 30, 2003 View LawFlash	Securities Industry	Securities LawFlash
02/26/0302/26/03	New Jersey Supreme Court Allows Handbook Arbitration Provisions View LawFlash	Labor and Employment	Labor and Employment LawFlash
02/13/0302/13/03	Amendments to Investment Company Act Custody Rule View LawFlash	Investment Management	Investment Management FYI
02/10/0302/10/03	Treasury Description of the President's Dividend Exclusion Proposal View LawFlash	Tax	Tax LawFlash
02/05/0302/05/03	SEC Proposed Fund and Adviser Compliance Requirements View LawFlash	Investment Management	Investment Management FYI
02/03/0302/03/03	SEC Adopts Final Proxy Voting Disclosure Rules View Final Rule: Proxy Voting by Investment Advisors View Final Rule: Disclosure of Proxy Voting Policies and Proxy Voting	Investment Management	Investment Management FYI
02/01/0302/01/03	Southern Natural Gas Company View Decision View Summary	Insurance Recovery	Insurance Recovery Latest News
01/30/0301/30/03	SEC Adopts Attorney Conduct Rules Under the Sarbanes-Oxley Act View LawFlash	Securities Industry	Securities LawFlash
01/29/0301/29/03	More Attorney Conduct Rules Proposed View LawFlash	Investment Management	Investment Management FYI
01/29/0301/29/03	SEC Issues Attorney Professional Conduct Rules View LawFlash	Investment Management	Investment Management FYI
01/28/0301/28/03	SEC Amends Auditor Independence Rules View LawFlash	Investment Management	Investment Management FYI
01/24/0301/24/03	U.S. Appeals Court Reinstates Foreign Plaintiffs’ Vitamin Price-Fixing Claims View LawFlash	Antitrust	Antitrust LawFlash
01/23/0301/23/03	SEC Adopts Attorney Conduct Rules View LawFlash	Investment Management	Investment Management FYI
01/23/0301/23/03	SEC's Proposed Rules Requiring Investment Companies & Investment Advisers to Adopt Proxy Voting Policies View LawFlash	Investment Management	Investment Management FYI
01/22/0301/22/03	Occupational Safety and Health Administration’s Occupational Injury and Illness Certification View LawFlash	Labor and Employment	Labor and Employment LawFlash
01/17/0301/17/03	Treasury Issues Proposed Rule for Mutual Fund SARs View LawFlash	Securities Industry	Securities LawFlash
01/16/0301/16/03	Mutual Fund Sales Loads View LawFlash	Investment Management	Investment Management FYI
01/15/0301/15/03	New Affiliated Transactions Rules for Funds View LawFlash	Investment Management	Investment Management FYI
01/01/0301/01/03	Safety-Kleen View Order View Summary	Insurance Recovery	Insurance Recovery Latest News
12/17/0212/17/02	Important Merger News From Both Sides of the Atlantic View LawFlash	Antitrust	Antitrust LawFlash
12/16/0212/16/02	Recent SEC Actions: Internet Adviser Rule and Failure to Supervise Case View Final Rule View Order	Investment Management	Investment Management FYI
11/21/0211/21/02	Discretionary Trustees Can Now Utilize (for an Additional Fee) the Services of Affiliated Broker-Dealers Under ERISA PTE 86-128 View LawFlash	Employee Benefits	Employee Benefits LawFlash
11/21/0211/21/02	DOL Amicus Brief in Enron Litigation Raises Novel Fiduciary Concerns View LawFlash	Employee Benefits	Employee Benefits LawFlash
11/21/0211/21/02	SEC Proposed Rules Governing Conduct of Attorneys View LawFlash	Investment Management	Investment Management FYI
11/20/0211/20/02	SEC Proposes Rules Addressing Circumstances When Banks Must Register As Brokers Or Dealers View LawFlash	Steven Stone Kathleen Collins Jack Drogin	Securities LawFlash
11/19/0211/19/02	SEC Letter to Investment Company Institute re: Delayed Exchange of Fund Shares View LawFlash	Investment Management	Investment Management FYI
11/13/0211/13/02	NASD Proposal re: Supervision and Internal Controls View LawFlash	Securities Industry	Securities LawFlash
11/07/0211/07/02	New Pennsylvania Supreme Court Decision Affects the Enforceability of Noncompete Agreements View LawFlash	Labor and Employment	Labor and Employment LawFlash
11/06/0211/06/02	SEC Proposes Standards of Professional Conduct for Attorneys View LawFlash	Investment Management	Investment Management FYI
11/05/0211/05/02	New Laws Affecting California Employers View LawFlash	Labor and Employment	Labor and Employment LawFlash
11/01/0211/01/02	Changes in the SEC's Inspection Program View Speech	Investment Management	Investment Management FYI
10/23/0210/23/02	A Federal Court of Appeals Holds That Arbitration Decisions Under Collective Bargaining Agreements May Derail a Plaintiff's Title VII Case View LawFlash	Labor and Employment	Labor and Employment LawFlash
10/22/0210/22/02	Labor Department and IRS Announce Joint ERISA Form 5500 Filing Project: Its Effect on the Delinquent Filer Volunteer Complance Program View LawFlash	Employee Benefits	Employee Benefits LawFlash
10/22/0210/22/02	SEC Proposes Sarbanes-Oxley Rules View Proposed Rule: Disclosure Required by Sarbanes-Oxley Act of 2002 View Proposed Rule: Improper Influence on Conduct of Audits	Investment Management	Investment Management FYI
10/17/0210/17/02	SEC Regulatory Priorities View Speech	Investment Management	Investment Management FYI
10/17/0210/17/02	Treasury Issues Proposed Rule That Would Require Insurance Companies To Report Suspicious Transactions View LawFlash	Investment Management	Investment Management FYI
10/17/0210/17/02	Treasury Proposes New Anti-Money Laundering Rules for Funds View Proposed Rules	Investment Management	Investment Management FYI
10/16/0210/16/02	SEC Brings Mutual Fund Market Timing Case View LawFlash	Investment Management	Investment Management FYI
10/01/0210/01/02	Department of Labor States Its Position Regarding Limitation of Liability Clauses View LawFlash	Employee Benefits	Employee Benefits LawFlash
10/01/0210/01/02	SEC Approves Proposals Implementing Additional Sections of Sarbanes-Oxley View LawFlash	Securities Industry	Securities LawFlash
10/01/0210/01/02	SEC Proposes Proxy Voting Disclosure Rules for Registered Management Investment Companies and Investment Advisers View LawFlash	Securities Industry	Securities LawFlash
09/24/0209/24/02	SEC Proposes New Disclosure Requirements View Proposed Rule: Proxy Voting View Proposed Rule: Disclosure	Investment Management	Investment Management FYI
09/23/0209/23/02	HIPAA Reminders View LawFlash	Employee Benefits	Employee Benefits LawFlash
09/01/0209/01/02	Employee Benefit Implications of New SEC Rules for Section 16 Insider Reports View LawFlash	Employee Benefits	Employee Benefits LawFlash
09/01/0209/01/02	New Jersey Courts Expand Employer Liability for Unlawful Harassment and Emphasize Prevention Training View LawFlash	Labor and Employment	Labor and Employment LawFlash
09/01/0209/01/02	Proposal from the NYSE – A Tougher Stance on Requirements Relating to Sales Practice Supervision and Internal Controls View LawFlash	Securities Industry	Securities LawFlash
09/01/0209/01/02	Treasury Proposes Rules Requiring Unregistered Investment Companies to Establish AML Programs View LawFlash	Securities Industry	Securities LawFlash
08/31/0208/31/02	EEOC v. Luce, Forward: Ninth Circuit Overturns Anomalous Duffield Ruling View LawFlash	Labor and Employment	Labor and Employment LawFlash
08/29/0208/29/02	SEC Clarifies Timing of the Application of the New Principal Officer Certification Rules Implementing Section 302 of the Sarbanes-Oxley Act of 2002 View LawFlash	Securities Industry	Securities LawFlash
08/27/0208/27/02	SEC Adopts New Rules Requiring Officer Certifications and Accelerating Reporting Deadlines for Forms 10-Q, 10-K And Section 16 Insider Reports View LawFlash	Securities Industry	Securities LawFlash
08/22/0208/22/02	Steps To Take Now Regarding Sarbanes-Oxley Changes to Section 16 Reporting View LawFlash	Securities Industry	Securities LawFlash
08/13/0208/13/02	Mutual Funds Must File Financial Report Certifications Under Sarbanes-Oxley Act View LawFlash	Securities Industry	Securities LawFlash
08/12/0208/12/02	Compensation and Benefits Implications of the Sarbanes-Oxley Act of 2002 View LawFlash	Labor and Employment	Labor and Employment LawFlash
08/01/0208/01/02	President Bush Signs Law Prohibiting Retaliation Against Securities Fraud Whistleblowers View LawFlash	Labor and Employment	Labor and Employment LawFlash
07/31/0207/31/02	Federal Trade Commission Recommends Changes to Hatch-Waxman Act View LawFlash	Antitrust	Antitrust LawFlash
07/01/0207/01/02	Broker Liability: The Three Faces of Zandford View LawFlash	Securities Industry	Securities LawFlash
07/01/0207/01/02	New Jersey Supreme Court Expands Scope of Mandatory Arbitration Agreements View LawFlash	Labor and Employment	Labor and Employment LawFlash
07/01/0207/01/02	Overview of The Sarbanes-Oxley Act of 2002 View LawFlash	Securities Industry	Securities LawFlash
07/01/0207/01/02	SEC Provides Glimpse at Open Meeting of Much-Anticipated Customer Identification Rules View LawFlash	Securities Industry	Securities LawFlash
06/24/0206/24/02	Treasury Issues Proposed Rules on Section 312 Due Diligence Requirements View LawFlash	Securities Industry	Securities LawFlash
06/01/0206/01/02	California Legislature on Verge of Passing Troubling Anti-Arbitration "Reform" Measures View LawFlash	Labor and Employment	Labor and Employment LawFlash
06/01/0206/01/02	CSX Decision Offers Social Security Tax Refund Opportunities for Severance Pay View LawFlash	Employee Benefits	Employee Benefits LawFlash
04/24/0204/24/02	Treasury Issues Guidance on Mutual Fund AML Programs View LawFlash	Securities Industry	Securities LawFlash
04/01/0204/01/02	Cafeteria Plans No Longer Subject To Form 5500 Filing Requirement View LawFlash	Employee Benefits	Employee Benefits LawFlash
04/01/0204/01/02	Occupational Safety & Health Administration's Site Specific Targeting 2002 Inspection Plan View LawFlash	Employee Benefits	Employee Benefits LawFlash
03/01/0203/01/02	Occupational Safety & Health Administration's High Injury and Illness Notification and Site Specific Targeting 2001 Inspection Plan View LawFlash	Employee Benefits	Employee Benefits LawFlash
03/01/0203/01/02	U.S. Supreme Court Invalidates FMLA Regulation Requiring Additional 12 Weeks of Leave for Employer Violation of Individual Notice Requirement View LawFlash	Labor and Employment	Labor and Employment LawFlash
02/22/0202/22/02	Broker-Dealer AML Guidance Comes Together View LawFlash	Securities Industry	Securities LawFlash
02/13/0202/13/02	Analyze This: NASDR Proposes Tougher Rules on Research Analyst Practices View LawFlash	Securities Industry	Securities LawFlash
02/01/0202/01/02	Eighth Circuit Reaffirms That Employees Don't Have To Say FMLA For It To Be FMLA View LawFlash	Employee Benefits	Employee Benefits LawFlash
02/01/0202/01/02	U.S. Supreme Court Sets Up Hurdle For Employers Seeking to Dismiss Discrimination Actions View LawFlash	Employee Benefits	Employee Benefits LawFlash
01/01/0201/01/02	OSHA's Recordkeeping Rule Now Effective View LawFlash	Labor and Employment	Labor and Employment LawFlash
01/01/0201/01/02	Revised Safe Harbor Rollover Notice Issued View LawFlash	Employee Benefits	Employee Benefits LawFlash
01/01/0201/01/02	Supreme Court Holds That Private Agreements To Arbitrate Employment Disputes Do Not Preclude The EEOC From Recovering Monetary And Other Relief For The Individuals Who Sign Them View LawFlash	Employee Benefits	Employee Benefits LawFlash
01/01/0201/01/02	Unanimous Supreme Court Decision Restricts Definition of Disability Under The Americans With Disabilities Act View LawFlash	Labor and Employment	Labor and Employment LawFlash
12/01/0112/01/01	California Court Denies Affirmative Defense to Supervisory Harassment View LawFlash	Labor and Employment	Labor and Employment LawFlash
12/01/0112/01/01	Donation of Accrued Vacation or Other Leave Time May Provide Tax Advantages View LawFlash	Employee Benefits	Employee Benefits LawFlash
11/01/0111/01/01	IRS Issues Guidance Re 401(k) Catch-up Contributions View LawFlash	Employee Benefits	Employee Benefits LawFlash
11/01/0111/01/01	IRS Issues Guidance Re the Saver's Credit For Low Income Taxpayers View LawFlash	Employee Benefits	Employee Benefits LawFlash
10/01/0110/01/01	Guidelines on Handling Suspicious Mail View LawFlash	Labor and Employment	Labor and Employment LawFlash
10/01/0110/01/01	More Information on Reservists' Rights View LawFlash	Labor and Employment	Labor and Employment LawFlash
10/01/0110/01/01	The War on Terrorism and Employees' Rights: What Every Employer Should Know About USERRA View LawFlash	Employee Benefits	Employee Benefits LawFlash
09/01/0109/01/01	Reemployment Rights of Reservists and National Guard Personnel View LawFlash	Labor and Employment	Labor and Employment LawFlash
07/01/0107/01/01	DOL Delays Effective Date of Claims Procedure Regulations View LawFlash	Employee Benefits	Employee Benefits LawFlash
06/01/0106/01/01	California's DLSE Clarifies Enforcement Position Regarding Deductions From Exempt Employee's Salary — Employers Beware View LawFlash	Labor and Employment	Labor and Employment LawFlash
06/01/0106/01/01	New Tax Act Changes Wage Withholding Rates View LawFlash	Employee Benefits	Employee Benefits LawFlash
06/01/0106/01/01	U.S. District Court Finds Employer's Failure To Provide Contraceptive Drug Coverage Constitutes Gender Discrimination View LawFlash	William Lewis, Jr.	Labor and Employment LawFlash
05/01/0105/01/01	District Court Holds That Employer Violated ADEA By Requiring Medicare-Eligible Retirees To Pay Medicare Part B Premium View LawFlash	Labor and Employment	Labor and Employment LawFlash
05/01/0105/01/01	New Immigration and Naturalization Service "Premium Processing" Program View LawFlash	William Lewis, Jr.	Labor and Employment LawFlash
05/01/0105/01/01	New Tax Bill Dramatically Changes Retirement Rules View LawFlash	Employee Benefits	Employee Benefits LawFlash
04/01/0104/01/01	Final HIPAA Privacy Regulation View LawFlash	Employee Benefits	Employee Benefits LawFlash
04/01/0104/01/01	Reminder: May 16, 2001 Deadline for Amending Rabbi Trusts Holding Parent Company Stock View LawFlash	Employee Benefits	Employee Benefits LawFlash
03/01/0103/01/01	Congress Votes to Repeal OSHA's Ergonomics Standard View LawFlash	Labor and Employment	Labor and Employment LawFlash
03/01/0103/01/01	Employers Must Reassess Retiree Medical Benefit Plans After Supreme Court's Decision Not to Hear Erie Case View LawFlash	Labor and Employment	Labor and Employment LawFlash
03/01/0103/01/01	U.S. Supreme Court Upholds Use of Mandatory Arbitration Clauses in Employment Contracts View LawFlash	Labor and Employment	Labor and Employment LawFlash
12/01/0012/01/00	Administration to Issue Rule Regarding Federal Contractor Blacklisting View LawFlash	Labor and Employment	Labor and Employment LawFlash
12/01/0012/01/00	Court Permits Claim That Start-Up Fraudulently Misrepresented its "Intent to Hire" Sales Director to Proceed to Trial: The Cautionary Tale of Cohen v. entangible.com View LawFlash	Labor and Employment	Labor and Employment LawFlash
12/01/0012/01/00	New EEOC Regulations Prohibit Tender Back Provisions and Limit the Usefulness of Covenants Not to Sue in ADEA Waiver Agreements View LawFlash	Labor and Employment	Labor and Employment LawFlash
04/10/0004/10/00	SEC Proposes New Electronic Filing and Disclosure Obligations for Investment Advisers	Investment Management	Investment Management FYI
11/01/96November 1996	Tax Exempt Derivatives	Gary Wilcox	Tax LawFlash

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