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Related Publications
January 2012
The Consumer Financial Protection Bureau: What It Is and What to Expect
09/20/11
Issues for Broker-Dealers acting as APs or LMMs for ETFs, presented for Morgan Lewis's ETF Breakfast Roundtable, Session I
(pdf)
09/16/11
Recent SEC Accounting and Auditing Enforcement Releases, presented at the ALI-ABA Investment Company Accountants' Liability Conference, Washington, D.C.
(pdf)
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