04/25/13 Federal Reserve Adopts Retail Forex Rules
Standards for banking organizations regulated by the Federal Reserve for Retail Forex are generally comparable to rules adopted by other regulators.
01/03/13 CFTC Adopts Tape-Recording and Recordkeeping Rules
Final rules require tape recording by futures commission merchants, introducing brokers, retail foreign exchange dealers, and commodity trading advisors; affected CFTC registrants must implement systems to comply by December 21, 2013.
12/28/12 SEC Permits Portfolio Margining of Credit Default SwapsView all publications
Order grants exemptive relief from Exchange Act requirements; parallel CFTC relief expected soon.