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04/25/13
Federal Reserve Adopts Retail Forex Rules
Standards for banking organizations regulated by the Federal Reserve for Retail Forex are generally comparable to rules adopted by other regulators.
01/03/13
CFTC Adopts Tape-Recording and Recordkeeping Rules
Final rules require tape recording by futures commission merchants, introducing brokers, retail foreign exchange dealers, and commodity trading advisors; affected CFTC registrants must implement systems to comply by December 21, 2013.
12/28/12
SEC Permits Portfolio Margining of Credit Default Swaps
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Order grants exemptive relief from Exchange Act requirements; parallel CFTC relief expected soon.
Related News
09/01/11
Record Penalty Makes Case For Forex Compliance Reviews, Compliance Reporter
Georgia Bullitt and Michael Piracci are quoted.
08/31/11
Mutual Funds Face Curbs on Using Derivatives to Boost Returns, Bloomberg Government (read the article)
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Georgia Bullitt is quoted.
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