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Related Publications
January 2012
Political Contributions and State Lobbyist Registration, The US Private Equity Compliance Companion (PEI)
11/11/11
SEC Staff Grants No-Action Relief on Compliance with ERISA Disclosure Rule
09/20/11
Issues for Broker-Dealers acting as APs or LMMs for ETFs, presented for Morgan Lewis's ETF Breakfast Roundtable, Session I
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