Morgan Lewis

Putting Commission Dollars to Work: Soft Dollars, Directed Brokerage, and other Commission Recapture Practices, sponsored by Financial Research Associates, LLC

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  • date(s):

    July 10, 2003
    - July 11, 2003

related attorney(s):

print event

First Panel: Debating the Merits of Soft Dollars: Are Soft Dollar Arrangements a Disincentive for Companies to Demand the Best Research and Pay the Least for It?

Second Panel: Other Regulatory Hot Buttons Directing Brokerage to Obtain IPO Allocations

Steven W. Stone will be presenting on the conference panel on Directing Brokerage to Reward for Marketing Part I: Directing Brokerage to Reward for Sales of Fund Shares.

Location: Boston, MA