Wednesday, October 29, 2014 |
01:00 AM Eastern Daylight Time |
Litigation partner Ben Indek will moderate the panel for "Compliance and Supervision of Complex Products" at the SIFMA Complex Products Forum in New York.
This session will address regulation, compliance and responsibility of firms when creating and distributing complex investment products to meet the financial needs of retail investors.
Topics to be covered include:
When:
Wednesday, October 29, 2014
1:00–1:50 pm
Where:
SIFMA Conference Center
120 Broadway, 2nd Floor
New York, NY