Event

Philadelphia Compliance Roundtable

Tuesday, November 15, 2011
08:30 AM - 01:00 PM Eastern Standard Time

Morgan Lewis is sponsoring the Philadelphia Compliance Roundtable.

This roundtable is designed to assist chief compliance officers of investment advisers, broker-dealers, and hedge funds in dealing with current regulatory hot topics, including:

  • Regulatory Examinations
  • Social Media
  • Large Trader Rule
  • Solicitation Issues

The meeting will conclude with lunch and roundtable discussion.

When:
November 15, 2011
8:30 am–1:00 pm

Where:
Morgan Lewis
1701 Market Street
Philadelphia, PA 19103

If you have any questions, please contact Dee Stafford at (561) 988-3310 ext. 105.