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Section 16, Rule 144, Reporting and Forms 4

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  • date(s):

    March 10, 2005 12:00 PM
    - March 10, 2005 1:30 PM
print event

Morgan, Lewis & Bockius, LLP presents Section 16, Rule 144, Reporting and Forms 4

Thursday, March 10, 2005

12:00 -1:30 pm

1701 Market Street

Philadelphia, PA

This practical session will provide an in-depth look at some of the more frequent and detailed reporting requirements of public companies. Presenters will first discuss the Rule 144 exemption with regard to the general rule under the Securities Act of 1933 as to the sale of a public company’s securities in the open market. Presenters will then focus on stockholder reporting requirements for officers, directors and ten percent stockholders in accordance with Section 16 of the Securities and Exchange Act of 1934. They will then specifically discuss how these reporting requirements have changed as a result of the Sarbanes-Oxley Act and the new SEC rules. Presenters will walk the attorneys through a sample Form 4 and instruct them how such a document should be properly completed and submitted, and under what time constraints, in accordance with the accelerated reporting requirements of the SEC.

If interested, please respond by March 2, 2005, via email at PACLE@morganlewis.com or by phone at 215.963.1818. Please be sure to specify for which course you are applying.

Fee: $150.00

CLE Credits: 1 Substantive PACLE/CreditPending at time of posting