Morgan Lewis

NRS 23rd Annual Spring Compliance Conference South Beach, FL

  • date(s):

    May 12, 2008
    - May 15, 2008

  • location:

    South Beach, FL

related attorney(s):

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Morgan Lewis's Ivan Harris and Ryan Helmrich will speak at the 23rd Annual Spring Compliance Conference. Regulatory, legal, and industry professionals will lead discussions regarding new regulatory developments and offer practical, real-world guidance on establishing and updating compliance policies and procedures. Sessions range from intermediate to advanced and are organized in separate investment adviser and broker-dealer tracks. Hot topics and newly emerging areas of compliance requiring extended consideration are presented in pre-conference workshops.

Speakers:
Ivan Harris
Ryan F. Helmrich

Topics:

  • Adviser Trading Desk Issues: Best Execution, Side-by-Side Management and Conflicts of Interest
  • Wrap Fee Accounts: Understanding their Unique Compliance Challenges

When:
May 12–15, 2008

Where:
Loews Miami Beach Hotel
South Beach, Florida

For more information, please click here.