Morgan Lewis

New York Office

New York Office

publications

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04/11/12 The Sherman Act's Increasingly Long Arm, Law360

Outside Publication | Article
J. Everett, Jr., Eyitayo St. Matthew-Daniel

02/21/12 The Irredeemable Relevance Of SEC Enforcement Action, Law360

Outside Publication | Article
Stephen Kinney, Jr., Thomas Giblin, Jr.

02/08/12 Blogging, Friending & Tweeting: What Attorneys Should & Should Not Do, presented at The New York City Bar Association

Presentation | Speech
Denise Backhouse

December 2011 2012 Resolutions: Ensure Compliance with the ADA and ADAAA, Practical Law Company

Outside Publication | Article
Michael Ossip, David McManus, Christina Grese

In light of the ADAAA's broad definition of disability, it is imperative for employers to understand the new standards being applied in determining whether an individual has a covered disability, and focus their efforts on the ... more

11/02/11 Keynote Speech, presented at the J.P. Morgan Chase CCO & Treasurers Summit

Presentation | Speech
Andrew Donohue

10/27/11 Opening Remarks, presented at the 12th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities and Financial Law, New York

Presentation | Speech
Ben Indek

October 2011 M&A Transactions in the Investment Management and Securities Industry - Key Issues and Considerations, Practical Law Company

Outside Publication | Article
R. Dawson, Sheryl Orr

10/19/11 New York GIPS Expert Series – CCO’s Survival Guide to GIPS Compliance, presented at the Harvard Club of New York

Presentation | Speech
Steven Stone

07/08/11 New York Same-Sex Marriages: Reviewing the Potential Effects of State Same-Sex Marriage Laws on Employee Benefit Plans

LawFlash/Client Alert | Employee Benefits LawFlash
Employee Benefits Practice

On July 24, New York's Marriage Equality Act will become effective, making New York the sixth and largest state to recognize same-sex marriage. [1] Specifically, New York's M... more

06/01/11 Social Media Data: Practical Guidance on Handling Discovery Issues, presented for the New York City Bar Association

Presentation | Speech
Denise Backhouse

05/05/11 Focus on Regional Funds: Asia, India and Latin America, presented at Morgan Lewis's 2011 Annual Private Fund Investors Roundtable

Presentation | Speech
Peter Phleger, Ethan Johnson

05/05/11 Update on Regulatory and Tax Initiatives, presented at Morgan Lewis's 2011 Annual Private Fund Investors Roundtable , New York

Presentation | Speech
Richard Zarin, Ethan Johnson, Timothy Levin, Torsten Schwarze

04/04/11 New York DOL Publishes Guidelines, Instructions, and Templates for Compliance with New York Wage Theft Prevention Act

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

As we reported in our December 15, 2010 LawFlash,[1] the New York Wage Theft Prevention Act (the Act), which becomes effective on April 9, 2011, dramatically increases an employer's ... more

03/04/11 The New Adviser Disclosure Framework presented at the ALI-ABA Investment Adviser Regulation Conference

Presentation | Speech
Jennifer Klass, Steven Stone

03/01/11 Medicare Part D and the Coverage Gap Discount Program, presented at ACI’s 9th Annual Advanced Forum on Government Regulation of Prescription Drug Pricing, New York

Presentation | Speech
Andrew Ruskin

12/02/10 Working with Expert Consultants: Procedures for Controlling Material Non-Public Information (MNPI)

Presentation | Webinar
Thomas Harman, Leslie Caldwell, Michael Kraut, Robert Mendelson

11/30/10 Institutional Investor Perspective, presented at the SEI 2010 Alternative Investment Fund CFO Forum, New York

Presentation | Speech
Jedd Wider

11/16/10 Retail Brokerage and Advisory Issues, presented at the SIFMA Compliance and Legal Society 2010 Fall Compliance and Legal Seminar, New York

Presentation | Speech
Ben Indek

09/27/10 International Labor Laws, Organizations, and Directives and Their Impact on U.S. Based Multinational Corporations, presented at ACI's International Labor & Employment Law: A Boot Camp for U.S. Attorneys, New York

Presentation | Speech
Kenneth Turnbull

09/10/10 New York Enacts Construction Worker Misclassification Law

LawFlash/Client Alert | Labor and Employment LawFlash
Thomas Linthorst

On August 27, New York Governor David A. Paterson signed into law the New York State Construction Industry Fair Play Act (the Act), designed to curtail worker misclassifications in the construction industry. Th... more

08/23/10 The Financing Options For New Transmission, Law360

Outside Publication | Article
Floyd Norton, IV, Stephen Spina

07/06/10 New York Court of Appeals Limits Ability of Nonresident Plaintiffs Who Do Not Work in New York to Assert Claims Under City and State Human Rights Laws

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

On July 1, the New York Court of Appeals, in a 4-3 decision in Hoffman v. Parade Publications , [1] clarified the extraterritorial reach of the New York City ... more

06/14/10 LP/GP Roundtable Discussion, presented to the CFA Society of Washington and Wharton Private Equity Partners, Washington, D.C.

Presentation | Speech
Louis Singer

06/07/10 Dialogue with Area Regulators, presented at the NSCP East Coast Regional Membership Meeting

Presentation | Speech
Ben Indek

06/02/10 Manhattan District Attorney’s Office First to Issue Guidelines for Criminal Charges Against Organizations

LawFlash/Client Alert | White Collar LawFlash
Martha Stolley

In a move that appears to be the first of its kind by any state prosecutor's office, on May 28, the Manhattan District Attorney's Office (the DA's Office) issued guidelines to prosecutors on the filing of criminal charg... more

04/22/10 Preparing for Regulatory Change in Private Client Services, presented at the SIFMA Private Client Conference, New York

Presentation | Speech
Steven Stone

2010 Co-author, eDisclosure after Jackson: Developments in Electronic Disclosure in England and Wales—with an Update on U.S. eDiscovery Law

Outside Publication | White Paper
Denise Backhouse

02/11/10 Same Targets, Different Firing Squad: New York Authorities Pursue Off-Label and Federal Fraud and Abuse Recoveries from Healthcare Industry

LawFlash/Client Alert | Litigation LawFlash
Kelly Moore, Alison Tanchyk, Eric Sitarchuk

Recent pronouncements from the New York Office of the Medicaid Inspector General (OMIG) confirm the OMIG will likely join federal prosecutors and the New York Attorney General's Office in aggressively pursuing off-label... more

02/03/10 Panelist, Backup is for Recovery, Archiving is for Discovery, presented at the 2010 LegalTech Conference, New York

Presentation | Speech
Denise Backhouse

02/03/10 Panelist, Emerging Trends in Archiving and E-Discovery, presented at the 2010 LegalTech Conference, New York

Presentation | Speech
Denise Backhouse

12/03/09 NYDOL Reverses Position: Employers Not Required to Use Previously Published Wage Rate Notice and Acknowledgement Form

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

Prior Morgan Lewis LawFlashes reported that a recent amendment to New York Labor Law Article 6, Section 195(1) requires employers to notify all newly hired emplo... more

11/17/09 NYDOL Advises That All New Employees Must Sign Its Wage Rate Notice Acknowledgement Form

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

Effective October 26, New York Labor Law Article 6, Section 195(1) requires employers to notify all newly hired employees at the time of hiring, in writing, of their regular rate of pay and regular pay day, and, for non... more

October 2009 Seeking a Balance in the Discovery Equation: Pre-Trial Disclosure/Discovery in UK and US Civil Litigation, in conjunction with Guidance Software

Outside Publication | White Paper
Denise Backhouse

10/14/09 Regulatory Update, presented at the 2009 IAA Fall Compliance Workshop, New York

Presentation | Speech
Jennifer Klass

09/16/09 Chair, New York City Bar's eData Program, Navigating European Data Protection Laws in U.S. Litigation: Best Practices and Practical Solutions, presented by the Association of the Bar of the City of New York

Presentation | Speech
Denise Backhouse

09/03/09 New Employees Must Receive Written Notice of Pay Information

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

Currently, Section 195 of the New York Labor Law requires employers to notify new employees, at the time of hire, of their rate of pay and regular pay day, but it does not require this notification to be in writing. more

02/13/09 New York Department of Labor Regulations Implement the New York State Worker Adjustment and Retraining Notification Act

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

As we reported in our previous LawFlash, the New York State Worker Adjustment and Retraining Notification Act (New York WARN) is patterned in many ways after the federal Worker Adjustment and Retraining Act (WA... more

02/03/09 Panelist, Multi-Language and Multi-Jurisdiction Review, presented at the 2009 Legal Tech Conference, New York

Presentation | Speech
Denise Backhouse

01/15/09 Wrap Fee Programs and Separately Managed Accounts, presented at ALI-ABA's Investment Adviser Regulation Conference, New York

Presentation | Steven Stone

12/16/08 New York Enacts New Criminal Background Check Obligations for Employers

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

New York has enacted several new laws affecting an employer’s ability to conduct criminal background checks on applicants and employees. These laws also provide employers additional protection against cla... more

11/12/08 Factoring Takeaways from Recent Deals and Trends, presented at ACI's Pharma/Biotech Collaborative Agreements Conference, New York

Presentation | Speech
Randall Sunberg

08/22/08 New York State Employers Required to Comply with State Worker Adjustment and Retraining Notification Act Effective February 1, 2009

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

On August 5, Governor David Paterson signed the New York State Worker Adjustment and Retraining Notification Act (New York WARN), which becomes effective February 1, 2009. New York WARN is patterned in many way... more

08/15/08 New York Enacts “Broadcast Employees Freedom to Work Act”

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

On August 6, New York Governor David A. Paterson signed the “Broadcast Employees Freedom to Work Act,” a new law that prohibits broadcast employers in New York from requiring certain broadcast emplo... more

08/05/08 Amendment to New York Insurance Law Requires Insurers to Prove Prejudice in Order to Deny Coverage for Late Notice

LawFlash/Client Alert | Insurance Recovery LawFlash
Insurance Recovery Practice

On July 23, New York Governor David A. Paterson approved a revision to New York’s Insurance Law heralding important and long-awaited changes in favor of policyholders.

The new law revises Section ... more

06/13/08 New York High Court Rules that Commission Formulas Can Include Deductions for Business Expenses

LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice

On June 10, the New York Court of Appeals issued a decision in Pachter v. Bernard Hodes Group, Inc. explaining that although executives are employees covered by New York’s Wage Payment Law, adjus... more

06/10/08 Conducting Internal Investigations, presented at the FINRA Institute at Wharton, New York

Presentation | Speech
Ben Indek, Mary Dunbar

03/12/08 Mastering the Investment Advisers Act: Sections 206-222, presented at the NRS Investment Adviser Compliance Training, hosted by NRS and the Investment Adviser Association, New York

Presentation | Speech
Christopher Menconi

05/23/07 How Investment Firms Manage and Disclose Conflicts: What Do Regulators Expect?, presented at the Alliance Bernstein Subadvisory Compliance Conference, New York

Presentation | Speech
Steven Stone

03/20/07 Administration Best Practices: Implementing and Maintaining Effective Soft Dollar Program, presented at IIR's 14th Annual Soft Dollar Practices Forum, New York

Presentation | Speech
Steven Stone

03/19/07 Disclosure Issues in Connection with Side Pockets and Side Letters, presented at West Legalworks New Frontier in Hedge Fund Due Diligence, New York

Presentation | Speech
Steven Stone

03/05/07 SEC Regulatory Update, presented at ETF Evolution 2007: Changing the Landscape, New York

Presentation | Speech
W. John McGuire

02/14/07 The Anatomy of a Deal: Dissecting the Bio-Bucks, presented at the BIO CEO and Investor Conference, New York

Presentation | Speech
Randall Sunberg

February 2007 Co-presenter, Adjusting Your Document Management Plan to the New Realities of Discovery, presented at the 4th National In-House Counsel Conference on Managing Complex Litigation, New York

Presentation | Speech
Denise Backhouse, Stephanie Blair

01/30/07 Anti-Money Laundering: Where Do Investment Advisers Fit In?, presented at the 7th Annual IA Compliance Forum, New York

Presentation | Speech
Beth Kiesewetter

01/30/07 Best Execution and Brokerage Practices, presented at the 7th Annual IA Compliance Forum, New York

Presentation | Speech
Steven Stone

01/17/07 A Plan for an Annual Compliance Review & Keeping Ahead of the Regs, presented at the FRA's 2nd Annual Best Practices for Conducting the Required Annual Compliance Review for Investment Advisors, New York

Presentation | Speech
Steven Stone

11/13/2006 Securities Industry Association, presented at the Compliance and Legal Division Fall Compliance Seminar, New York

Presentation | Speech
Ben Indek

11/15/06 Monitoring, Managing, and Retaining Email and Other Electronic Activity to Comply with Advisors Act, presented at the 3rd National Forum on Hedge Fund Compliance, New York

Presentation | Speech
P. Georgia Bullitt

11/02/06 A Survey of the Regulatory Landscape - Using Past Precedent to Avoid Possible Pitfalls, presented at the ING Variable Annuities Regulatory Forum, New York

Presentation | Speech
E. Andrew Southerling

11/02/06 IA and Investment Company CCOs, presented at the Investment Advisor Association's Compliance Workshop (multiple cities)

Presentation | Speech
P. Georgia Bullitt

10/24/06 New Rules of the Road for Brokers Offering Investment Advice, presented at the FRA's Dual Registrant Symposium, New York

Presentation | Speech
Steven Stone

10/19/06 Lending Issues in ESOP Buyouts

Presentation | Webinar
Elizabeth Perdue, Terrence Dugan, Brian Hector, Scott Adamson

10/17/06 Welcome Remarks to the Seventh Annual A.A. Sommer, Jr. Corporate Securities & Financial Law Lecture, New York

Presentation | Speech
Ben Indek

09/21/06 How Firms Are Adapting to the Rule and a Look Towards the Future, presented at the SIA Fee Based Accounts Forum, New York

Presentation | Speech
P. Georgia Bullitt, Steven Stone

09/13/06 Finance Sector Mini-Plenary Session, presented at the LES Annual Meeting, New York

Presentation | Speech
Randall Sunberg

09/11/06 From Term Sheet to Contract: A Roadmap for Biotech and Pharma Collaborations, presented at the LES Annual Meeting, New York

Presentation | Speech
Randall Sunberg

07/19/06 Legal á la Carte - Outsourcing and Financial Services: Regulatory and Commercial Considerations, New York

Presentation | Speech
Kathleen Collins, John Ayanian

07/13/06 Managing Complex FMLA Issues;: Reduced Schedule Medical Certification Leave and Benefit Entitlements California Family Rights (Pregnancy, Childbirth Disability - - PCDA)

Presentation | Webinar
Michael Ossip, Karen Peteros, Sarah Bouchard

06/20/06 Managing Conflicts Within Financial Institutions, presented at the NYSE Regulation Second Annual Securities Conference, New York

Presentation | Speech
Anne Flannery

06/19/06 Electronic Communications Best Practices, presented at the NYSE Regulation Second Annual Securities Conference, New York

Presentation | Speech
Ben Indek

06/01/06 Securities Arbitration & Mediation, presented at the City Bar Association Seminar, New York

Presentation | Speech
Anne Flannery

05/19/06 Research Analyst Issues, presented at the NASD Spring Conference, Hollywood, FL

Presentation | Speech
Anne Flannery

05/11/06 Managing Antitrust Matters in the Modern Corporate Governance Era, presented at the ABA Antitrust Section & City Bar Seminar, New York

Presentation | Speech
Anne Flannery

05/01/06 BD Hot Buttons, presented at the NSCP 2006 East Coast Regional Meeting, New York

Presentation | Speech
Ben Indek

04/26/06 Routine SEC Exam Preparation Guidelines, presented at the Investment Management Legal and Compliance Biannual Conference, New York

Presentation | Speech
Steven Stone

04/17/06 Creative Financing for Biotech and Pharma Drug Development and Commercialization, presented at the New York Biotechnology Association Annual Meeting

Presentation | Speech
Randall Sunberg

04/05/06 Recent Developments in Securities Enforcement, presented at the New York County Lawyers Association Seminar, New York

Presentation | Speech
Anne Flannery

04/03/06 Tritium: Managing the Regulatory and Litigation Challenges

Presentation | Webinar
Thomas Poindexter, Glen Stuart

06/22/05 Supervision of Electronic Communications, presented at the New York Stock Exchange Regulation First Annual Securities Conference, New York

Presentation | Speech
Ben Indek

06/01/05 Real Estate Hedge Funds: The New New Thing?, presented at the IMN's Sixth Annual Real Estate Opportunity & Private Fund Investing Forum, New York

Presentation | Speech
Ethan Johnson

03/31/05 Viewpoint On Current And Future Policy – Implications And Opportunities For ETFs, presented at the World Series of ETFs/Information Management Network, New York

Presentation | Speech
W. John McGuire

02/03/05 Supervision and Supervisory Structure: A Legal and Regulatory Approach; NASD Institute for Professional Development - Supervision in the Financial Services Industry Symposium, New York

Presentation | Speech
Ben Indek

01/31/05 Mutual Funds and Hedge Funds, presented at Fordham Law School Spring Roundtable, New York

Presentation | Speech
W. John McGuire

07/03/04 Organizational and Corporate Governance: How it Impacts the Ability to Raise Capital and Close Transactions, New York

Presentation | Speech
Ethan Johnson

06/25/04 Hiring Practices: Compliance and Risk Management, presented at the NASD Institute Back Office Symposium

Presentation | Speech
Ben Indek

06/07/04 Corporate Governance Under ERISA: The Power to Influence Corporations, Employee Benefits Journal

Outside Publication | Article
Craig Bitman

06/07/04 Paperless Benefit Plan Administration in the New Millennium, Employee Benefits Journal

Outside Publication | Article
Craig Bitman

06/04/04 Navigating the Compliance/Regulatory and Employment Law Minefield, presented at the HRM Committee SIA

Presentation | Speech
Ben Indek

06/01/04 Fund Structuring: What Issues are Involved in Creating a New Fund?, New York

Presentation | Speech
Ethan Johnson

05/13/04 Investment Adviser Books and Records; NRS Basic Training, New York

Presentation | Speech
W. John McGuire

11/04/03 Examination Priorities - SIA Compliance & Legal Division Fall Compliance Seminar

Presentation | Speech
Ben Indek

Fall 2003 The Employer's Bottom Line, HR Advisor

Outside Publication | Article
Craig Bitman

09/30/03 Hiring Practices: Compliance and Risk Management - NASD Institute Phase II Branch Office Management Symposium

Presentation | Speech
Ben Indek

Spring 2003 Pension Plan Funding, HR Advisor

Outside Publication | Article
Craig Bitman

03/31/03 Red Flag Review - NSCP East Coast Regional Membership Meeting

Presentation | Speech
Ben Indek

01/30/03 M&A and Alternative Strategic Alliances in the Pharmaceutical Industry: On the Road to Consolidation

Presentation | Speech
Randall Sunberg

11/13/02 Written Supervisory and Compliance Procedures, presented at the SIA Compliance & Legal Division Fall Compliance Seminar

Presentation | Speech
Ben Indek

Spring 2002 Severance Plans: ERISA Coverage is a Good Thing, HR Advisor

Outside Publication | Article
Craig Bitman

03/13/02 Customer Complaints, presented at the SIA Compliance & Legal Division Seminar, Orlando, FL

Presentation | Speech
Ben Indek

02/26/02 Understanding the Obligations of Brokers, presented at the Institute for International Research's 9th Annual Forum on Directed Brokerage & Soft Dollar Practices, New York

Presentation | Speech
Steven Stone

02/05/02 Return of the Asbestos Insurance Wars, Mealey's Litigation Report: Insurance, Vol. 16, No. 13

Outside Publication | Article
Lisa Campisi

Published in the February 2002 issue of Mealey's. The article discusses a new class of asbestos litigation defendants, including family-owned businesses.

February 2002 President Signs Small Business Liability Relief and Brownfields Revitalization Act, Significantly Amending Federal Superfund Law

Morgan Lewis Title | White Paper
Litigation

On January 11, 2002, President Bush signed the Small Business Liability Relief and Brownfields Revitalization Act (“Act”), amending the Comprehensive Environmental Response, Compensation and Liability Act (&... more

10/19/01 Securities Regulators Respond Promptly and Effectively to Terrorist Attacks, New York Law Journal

Outside Publication | Article
Ben Indek

October 2001 Recent Developments in Antitrust Merger Review and Enforcement

Morgan Lewis Title | White Paper
Harry Robins

This year continues to bring noteworthy developments under the Hart-Scott-Rodino Antitrust Improvements Act (“HSR Act”), the law that enables the Federal Trade Commission (“FTC”) and Antitrust Di... more

October 2001 Religious and Ethnic Tolerance in the Workplace Following the World Trade Center Tragedy, New Jersey Tech

Outside Publication | Article
Jill Jachera

October 2001 The ABCs of D&O Coverage, New Jersey Lawyer, No. 211

Outside Publication | Article
Lisa Campisi

Article appeared in the October 2001 issue of the New Jersey Lawyer magazine.

October 2001 The Microsoft Ruling

Morgan Lewis Title | White Paper
Stephen Mahinka

This White Paper summarizes the salient antitrust rulings by the Court of Appeals for the District of Columbia in United States v. Microsoft Corp., 253 F.3d 34 (D.C. Cir. 2001). The goals in preparing ... more

07/24/01 Understanding the Obligations of Brokers, presented at the Institute for International Research's Directed Brokerage & Soft Dollar Practices Forum, New York

Presentation | Speech
Steven Stone

06/21/01 A Question of Fairness, New York Law Journal

Outside Publication | Article
Ben Indek

June 2001 2001 Hart-Scott-Rodino Developments

Morgan Lewis Title | White Paper
Harry Robins

This paper discusses recent developments in connection with the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (“HSR Act”). Specifically, we discuss certain new Rules issued by the... more

May 2001 Consolidation of Internet-Based Platforms in the Financial Markets: An Antitrust Primer, Wall Street Lawyer, Vol. 4, No. 12

Outside Publication | Article
Harry Robins, Jonathan Rich

May 2001 Hart-Scott-Rodino Merger Investigations: A Guide for Safeguarding Business Secrets, The Business Lawyer, Vol. 56

Outside Publication | Article
Harry Robins

March 2001 Antitrust Considerations for Internet-Based Joint Ventures in the Financial Markets, wallstreetlawyer.com, Vol. 4, No. 10

Outside Publication | Article
Harry Robins, Jonathan Rich

02/09/01 Investment Adviser Books and Records, presented at NRS Basic Training, New York

Presentation | Speech
W. John McGuire

January 2001 Personal Injury Liability of Owners and Occupiers For Construction-Related Asbestos Exposure in New York, Mealey's Litigation Report: Asbestos

Outside Publication | Article
Bernard Garbutt III

11/14/00 Advertising Online Investing: What is Permissible Now?, presented at the American Conference Institute's 4th National Conference on Securities Trading on the Internet, New York

Presentation | Speech
Steven Stone

November 2000 EEOC Issues Enforcement Guidance Regarding Discrimination in Employee Benefits

Morgan Lewis Title | White Paper
Employee Benefits

On October 3, 2000, the Equal Employment Opportunity Commission (“EEOC”) released enforcement guidance (the “Guidance”) analyzing discrimination in employee benefits. The Guidance serves... more

10/31/00 Soft Dollar Arrangements: The Broker-Dealer's Responsibility for Compliance, presented to the International Communications for Management Group's 4th Annual Prime Brokerage Conference, New York

Presentation | Speech
Steven Stone

09/15/00 Finding a Friend in the Frenzy - Joint Ventures for Long-and Short-Term Growth Plans, presented at the Strategic Research Institute, New York

Presentation | Speech
Richard Zarin

August 2000 Paperless Benefit Plan Administration, Benefits and Compensation Review

Outside Publication | Article
Craig Bitman

July 2000 Recent Court of Appeals Decisions Permit Securities Fraud Claims to Proceed

Morgan Lewis Title | White Paper
Stuart Sarnoff, Karen Pohlmann, Marc Sonnenfeld

When Congress enacted the Private Securities Litigation Reform Act of 1995 (PSLRA or Reform Act), it sought to deter opportunistic plaintiffs from filing abusive securities strike suits in an effort to extort settlement... more

July 2000 Underwater Options Exchange: 6+1 Can Equal Zero (Book Expense), The Metropolitan Corporate Counsel

Outside Publication | Article
Joseph Ronan, Jr., Gary Rothstein

June 2000 New Statutory Regulations for Clean-up of Contaminated Land in England and Wales

Morgan Lewis Title | White Paper
Environmental Industry

A new era in environmental law in England and Wales has begun. On February 16, 2000, the Secretary of State for the Environment, Transport and the Regions (DETR) issued long-expected statutory guidance and regu... more

06/01/00 Survey of Current Developments in Employment Law, presented to the Investment Advisors Compliance Conference, New York

Presentation | Speech
Andrew Schaffran

02/17/00 Recent SEC Rule Proposals Come Under Attack, New York Law Journal

Outside Publication | Article
Ben Indek

February 2000 Electronic Communications in the Workplace Can Raise High-Tech Employment Issues, The Metropolitan Corporate Counsel

Outside Publication | Article
Andrew Schaffran

January 2000 Aggressive Defense of a "Civil Action", The Metropolitan Corporate Counsel

Outside Publication | Article
Glen Stuart, James Pagliaro, Gayle Gowen

December 1999 The Second Circuit's New More Intrusive Standard of Review of Arbitration Awards: The True Impact of Halligan v. Piper Jaffray, Inc., Broker-Dealer Dispute Report

Outside Publication | Article
Andrew Schaffran, Rene Johnson

11/17/99 Written Supervisory and Compliance Procedures, presented at the SIA Compliance & Legal Division Fall Seminar, New York

Presentation | Speech
Ben Indek

11/16/99 The Gramm-Leach-Bliley Act: Structural Reform of the Financial Services Industry

Morgan Lewis Title | White Paper
James Hunter, Jr., Kathleen Collins

On November 12, 1999, President Clinton signed into law 5.900, the “Gramm-Leach-Bliley Act,” P.L. 106-102 (113 Stat. 1338), a measure widely viewed as the most significant single piece of legislation to affe... more

10/19/99 Regulations in the Making: Litigation and Enforcement Update, presented at the Institute for International Research, Broker-Dealer Electronic/Internet Compliance Forum, Boston

Presentation | Speech
Ben Indek

October 1999 U.S. Antitrust Enforcement Agencies Release Draft Joint Venture Guidelines

Morgan Lewis Title | White Paper
Antitrust

On October 1, 1999, the Federal Trade Commission and the Department of Justice Antitrust Division (the Agencies) released, for public comment, a draft “Antitrust Guidelines for Collaborations Among Competitors&rdq... more

September 1999 United States Supreme Court Issues Decision in Grupo Mexicano de Desarrollo, S.A. de C.V. v. Alliance Bond Fund

Morgan Lewis Title | White Paper
Securities

On June 17, 1999, Morgan, Lewis & Bockius LLP received a favorable decision for firm client Grupo Mexicano de Desarrollo, S.A. in the United States Supreme Court.

The case, Grupo Mexicano de Des... more

July 1999 EEOC Releases Enforcement Guidance on Vicarious Employer Liability for Unlawful Harassment by Supervisors

Morgan Lewis Title | White Paper
Michael Ossip, Harry Rissetto

On June 18, 1999, the U.S. Equal Employment Opportunity Commission (the "EEOC") released an enforcement guidance on vicarious employer liability for unlawful harassment by supervisors. The enforcement guidance ... more

06/01/99 A Civil Action: Defending the Groundswell of New Toxic Tort Cases (seminar handbook)

Presentation | Proceedings
James Pagliaro

Note: Due to the production costs of this handbook, there is a $25 charge for it.

June 1999 Antitrust: The Year in Review April 15, 1998 - April 15, 1999

Morgan Lewis Title | White Paper
Antitrust

This White Paper summary review of the developments in antitrust law that have taken place between April 15, 1998 and April 15, 1999.

Topics covered include: <... more

06/01/99 Damage Control: Managing the Inevitable Corporate Crisis, presented at the Practising Law Institute Corporate Compliance 1999 Meeting, New York

Presentation | Speech
Anne Flannery

June 1999 New York Enacts Illinois Brick Repealer

Morgan Lewis Title | White Paper
Antitrust

The Clinton Administration has fulfilled its promise to organized labor to take steps to ensure government contractors have “satisfactory labor relations.” On May 28, 1999, the Office of Federal Pro... more

June 1999 Supreme Court Ruling in California Dental Association v. FTC

Morgan Lewis Title | White Paper
Antitrust

In perhaps the most anticipated antitrust case of this term, the Supreme Court, in a 5-4 decision over the strong dissent of Justice Breyer, vacated and remanded the Ninth Circuit’s decision in California Dent... more

June 1999 The European Community Data Protection Directive

Morgan Lewis Title | White Paper
Business and Finance

On October 25, 1998, the European Community (the “EC”) adopted a Directive (the “Directive”) “on the protection of individuals with regard to the processing of personal data and on the free... more

05/06/99 Recent Developments Involving Exempt Organization Retirement Plans, presented at Georgetown University Law Center Continuing Legal Education, Washington, D.C.

Presentation | Speech
Gregory Needles

May 1999 Top 10 Things to Consider in Developing an Electronic Commerce Web Site, The Computer Lawyer

Outside Publication | Article
Ron Dreben

April 1999 Donors and Charities Have Good Reason to Flip Over Charitable Remainder Trust Final Regs., Journal of Taxation

Outside Publication | Article
Francis Mirabello

02/24/99 Legislative Update, presented at the Attorneys Forum on Employee Benefits, International Foundation of Employee Benefit Plans, Orlando, FL

Presentation | Speech
Thomas Wotring

02/01/99 Recent Developments in EC Competition Law, presented at the Drafting, Negotiating and Terminating Distribution Agreements in Global Marketplace Conference, Stamford, CT

Presentation | Speech
Izzet Sinan

February 1999 Reformation of NIMCRUTS and NICRUTS into FLIP CRUTS

Morgan Lewis Title | White Paper
Francis Mirabello

The Internal Revenue Service has opened a window of opportunity to convert existing net income with make-up charitable remainder unitrusts (“NIMCRUTs”) and net income charitable remainder unitrusts (“N... more

February 1999 The SEC's Heightened Scrutiny of Financial Reporting Methods and Accountants' Independence, The Metropolitan Corporate Counsel

Outside Publication | Article
Robert Romano

12/17/98 Intermediate Sanctions: What You Need to Know, presented at the Exempt Organizations Conference, New York

Presentation | Speech
Celia Roady

12/08/98 Due Process: The SEC Confronts Regulation of a Global Financial Services Industry, presented a the IBC UK Conferences Limited, London

Presentation | Speech
Anne Flannery

December 1998 Final Charitable Remainder Trust Regulations

Morgan Lewis Title | White Paper
Francis Mirabello

On December 9, 1998, the Internal Revenue Service released final regulations governing charitable remainder trusts (the Final Regulations). This paper summarizes the Final Regulations, which took effect Decembe... more

December 1998 Supervision of Remote Representatives, NSCP Currents

Outside Publication | Article
Anne Flannery

November 1998 Panel: Outside Counsel Discuss Partnering With Inside Counsel, The Metropolitan Corporate Counsel

Outside Publication | Article
George Stohner

11/01/98 Prevention and Investigation of Sexual Harassment Claims, presented at the ML Labor and Employment Law Seminar, Philadelphia

Presentation | Speech
Mark Dichter

November 1998 Ready, Set, Disclose! New Law Protects Certain Year 2000 Readiness Disclosures WP 98.63

Morgan Lewis Title | White Paper
Intellectual Property

Important new legislation designed to encourage businesses to disclose and share information about the Year 2000 problem was signed into law by President Clinton on October 19, 1998. The Year 2000 Information a... more

November 1998 The Second Circuit Redefines the Standard of Review of Arbitration Awards, The Metropolitan Corporate Counsel

Outside Publication | Article
Andrew Schaffran, Rene Johnson

10/29/98 Overview of Environmental Law, presented at the PLI Corporate Lawyering Conference, Philadelphia

Presentation | Speech
John McAleese, III

10/29/98 Political Activities of Tax-Exempt Organizations: Federal Income Tax Rules and Restrictions, presented at the National Center on Philanthropy and the Law, New York

Presentation | Speech
Celia Roady

September 1998 How to Survive the Millennium: Assessing the Risks for U.S. Businesses, The In-House Lawyer

Outside Publication | Article
Ron Dreben

08/25/98 Employee Benefits Issues in Mergers and Acquisitions, presented to the New York State Society of CPAs Foundation for Accounting Education, Employee Benefits Conference, New York

Presentation | Speech
Gary Rothstein

July 1998 Supreme Court Stresses Employer Action to Prevent and Correct Sexual Harassment by Supervisors

Morgan Lewis Title | White Paper
Michael Ossip, Harry Rissetto

In twin holdings on June 26, 1998, the U.S. Supreme Court held that an employer may be liable for hostile environment sexual harassment caused by supervisors even when the employer did not know about the conduct.more

06/09/98 Key Provisions of the Purchase and Sale Agreement, presented at The Magazine Publishing Industry Mergers & Acquisitions Forum, New York

Presentation | Speech
Charles Engros, Jr.

06/01/98 Challenging Class Certification in Pattern and Practice Cases, presented at the Practising Law Institute, New York

Presentation | Speech
Mark Dichter

06/01/98 Class Action Securities Litigation, presented at the ABA 1st Annual National Institute, New York

Presentation | Speech
James Pagliaro

06/01/98 Selected Decisions Relating to Contested SEC and SRO Cases and Criminal Securities Prosecutions in 1997 and 1998, presented before the ABA-CLE 1st Annual National Institute on Securities Litigation and Arbitration, New York

Presentation | Speech
Anne Flannery

June 1998 Surviving the Millennium: Your Company and the Year 2000 Problem

Morgan Lewis Title | White Paper
Ron Dreben

The so-called "Year 2000 Problem" is only now gaining broad recognition as a serious and potentially devastating risk affecting all businesses relying on computer or microchip technology. This White Paper discu... more

05/15/98 Attorney Fee Litigation in Fee-Shifting Cases, presented at the National Employment Law Institute, 1998 Employment Law Conference, Washington, D.C.

Presentation | Speech
Mark Dichter

04/20/98 Fixed Income Developments 1998, presented at the Securities Industry Association Annual Legal Compliance Conference, Phoenix, AZ

Presentation | Speech
Robert Mendelson

April 1998 Bleaching the Stain of Clorox, a Trademark Trap for the Unwary, Franchise Law Journal

Outside Publication | Article
James Sims III

April 1998 When Should a Bank Investigate Suspicious Activity?, The Metropolitan Corporate Counsel

Outside Publication | Article
Bernard Garbutt III

March 1998 Capital Gains Rules Applied to Distributions from Charitable Remainder Trusts

Morgan Lewis Title | White Paper
Francis Mirabello

The Internal Revenue Service recently issued Notice 98-20, which explains how the recent changes in capital gains rates affect capital gains distributions from charitable remainder trusts. The IRS plans to issu... more

03/01/98 The Rock and the Hard Place: Diversity-Based Non-Remedial Affirmative Action Plans from Weber to Taxman, presented to the American Bar Association Section of Labor and Employment Law, Equal Opportunity Committee 1998 Mid-Winter Meeting

Presentation | Speech
Mark Dichter

February 1998 Amendments to SEC Beneficial Ownership Reporting Requirements: Availability of Schedule 13G to Passive Investors

Morgan Lewis Title | White Paper
George Yearsich

In its January 12, 1998 Release, the Securities and Exchange Commission (SEC) adopted amendments to its rules under Section 13(d) of the Securities Exchange Act of 1934 relating to the reporting of 5 percent or more ben... more

February 1998 New Top Level Domain Names Present Opportunities, Risks for Trademark Owners, The Metropolitan Corporate Counsel

Outside Publication | Article
Ron Dreben

February 1998 The Clinton Administration "Green Paper"

Morgan Lewis Title | White Paper
Ron Dreben

This paper reviews the recently released Clinton Administration "Green Paper" proposal to change the management of the Internet domain name system, which will affect your rights as a trademark or Internet domain name ow... more

01/26/98 Domain Name Lawsuits Trigger Plans for Reform, The National Law Journal

Outside Publication | Article
Ron Dreben

December 1997 Ethical Issues Arising in Reduction in Force and Related Litigation, American Corporate Counsel Association, Greater Houston Metropolitan Chapter

Outside Publication | Article
Michael Bloom, Francis Milone

12/01/97 Funding and Financing the Acquisition, presented at The Book Publishing Mergers & Acquisitions Institute, New York

Presentation | Speech
Charles Engros, Jr.

December 1997 Protection of Internal Corporate Investigation Materials Under the Attorney-Client Privilege and Work Product Doctrine, The Metropolitan Corporate Counsel

Outside Publication | Article
Anne Flannery

January 1997 The End of the Oil & Gas Monopoly in Brazil Spells Opportunity for Foreign Firms

Morgan Lewis Title | White Paper
Olga V. Seixas, James E. Hildebrandt

Brazil recently approved a law which opens the country's oil sector to competition, domestic and foreign. The new law allows private participation in all Brazilian oil and gas activities from exploration and pr... more

11/08/97 The Confusion Continues: Protection of Internal Corporate Investigation Materials Under the Attorney-Client Privilege and Work Product Doctrine, Revisited, presented at The 29th Annual Institute on Securities Regulation, Practising Law Institute, New York

Presentation | Speech
Anne Flannery

11/07/97 Trademark Litigation Update, presented at the Practising Law Institute's Litigating Copyright, Trademark & Unfair Competition Cases Conference, New York

Presentation | Speech
Michael Clayton

10/01/97 New Jersey Clean Air Developments, presented at the 11th Annual Environmental Law Developments Seminar, Philadelphia

Presentation | Speech
Jeffrey Hurwitz

September 1997 EPA Proposes Policy for Preferential Superfund Settlements with Municipalities, The Metropolitan Corporate Counsel

Outside Publication | Article
Michael Steinberg

September 1997 Internet - Supreme Court Finds CDA Unconstitutional, The In-House Lawyer

Outside Publication | Article
Ron Dreben

09/01/97 The SEC Recently Approved Modifications to the NASDR's Disciplinary Proceedings, Which Should Improve Due Process Protections for Respondents, The National Law Journal

Outside Publication | Article
Ben Indek

08/01/97 EPA Proposes Policy for Preferential Superfund Settlements With Municipalities

Morgan Lewis Title | White Paper
Michael Steinberg

On July 11, EPA published a "Municipal Solid Waste Settlement" Policy that, if adopted, will adversely affect commercial and industrial potentially responsible parties. The Proposal signals a new escalation of ... more

July/August 1997 Internet Watch: Who's Framing Whom?, The In-House Lawyer

Outside Publication | Article
Ron Dreben

07/23/97 The Regulation of Trading Errors Under the Investment Advisers Act of 1940 Anti-Fraud Provisions -- A Primer on Fiduciary Principles, presented at the Institute for International Research Investment Adviser Compliance Forum, New York

Presentation | Speech
Steven Stone

06/18/97 SEC Regulation of Investment Adviser Advertising, presented at the Institute for International Research's 9th Annual Conference on Performance Measurement, New York

Presentation | Speech
Steven Stone

June 1997 Cleaning Up After Clorox: Improper Assignments of Intent-to-Use Trademark Applications Can Have Wide-Ranging Consequences, Licensing Economics Review, No. 3

Outside Publication | Article
James Sims III

06/01/97 Sexual Harassment: A New Perspective on Litigating These Cases, presented at the Practising Law Institute, New York

Presentation | Speech
Mark Dichter

05/23/97 Basic Principles in Developing Compliance and Supervisory Procedures for Investment Advisers, presented at the National Regulatory Service, Inc. Conference: 'Basic Training for IA Compliance Professionals,' New York

Presentation | Speech
Steven Stone

05/12/97 'Clorox' Problems Can Harshly Affect M&A Deals, The National Law Journal

Outside Publication | Article
James Sims III

05/09/97 The Attorney-Client Privilege and Work Product Doctrine in ERISA Practice, presented at the Employee Benefits and Executive Compensation Seminar, Philadelphia

Presentation | Speech
Steven Spencer, Joseph Costello

05/05/97 DOL Issues Prohibited Transaction Exemption to Wells Fargo Bank Regarding Asset Allocation Program, presented at the Practicing Law Institution, Pension Plan Investments Conference, New York

Presentation | Speech
I. Lee Falk

05/01/97 Legal Requirements in Plan Design for Nonqualified Deferred Compensation Plans, IBC-USA Conferences, New York

Presentation | Speech
Robert Abramowitz

05/01/97 Mental Disabilities: EEOC Guidelines, presented at the IBC-USA Conferences, New York

Presentation | Speech
Christopher Ramsey

03/01/97 Cybershop of Horrors? Maybe, But Some Online Commerce Risks Can be Nipped in the Bud

Morgan Lewis Title | White Paper
Ron Dreben

Industry experts predict that by the year 200 the volume of electronic commerce in the United States will grow to $70 billion, up from $500 million in 1996. From bo... more

01/17/97 Cross Border Private Placements: The Documentary Framework, presented at the Institute for International Research 10th Annual Private Placements Industry Forum, New York

Presentation | Speech
Charles Engros, Jr.

01/01/97 Caremark International, Inc.: Delaware Chancery Court Provides Guidance on Corporate Directors' Duty to Assure Compliance with Government Regulation

Morgan Lewis Title | White Paper
Courtney A. Smith, Eric Rothenberg

On September 25, 1996, the Delaware Chancery Court handed down its decision in In Re: Caremark International, Inc. Derivative Litigation , No. 13670, 1996 WL 5498894. The decision was rendered on a moti... more

12/12/96 Disclosure of Mutual Fund Brokerage/Service Expense Offset and Soft Dollar Arrangements, presented at the Soft Dollar and Brokerage Conference, New York

Presentation | Speech
Steven Stone

12/01/96 Pennsylvania Charitable Gift Annuity Exemption act

Morgan Lewis Title | White Paper
Francis Mirabello

As you may be aware, the Pennsylvania General Assembly recently passed the Charitable Gift Annuity Exemption Act (the Act), which exempts the issuance of qualified charitable gift annuities by qualified charities from t... more

December 1996 Public Companies Need to Respond to New SEC Section 16 Rules, The Metropolitan Corporate Counsel

Outside Publication | Article
Gary Rothstein

12/01/96 Texaco Race Discrimination Settlement and Potential Implications

Morgan Lewis Title | White Paper
Mark Dichter

Recent events at Texaco have garnered publicity and the interest of the civil rights community at a level far beyond other race discrimination cases in the last several years. Faced with adverse publicity and t... more

11/02/96 Between a Rock and a Hard Place: Internal Corporate Investigations and the Attorney-Client Privilege, presented at the Practising Law Institute's 28th Annual Institute on Securities Regulation, New York

Presentation | Speech
Anne Flannery

November 1996 Recent Decisions on the Attorney-Client Privilege and Their Impact on Internal Corporate Investigations, The Metropolitan Corporate Counsel

Outside Publication | Article
Anne Flannery

November 1996 U.S. Exchanges: Can You Make the List?, The Treasurer

Outside Publication | Article
Charles Engros, Jr.

10/24/96 Employment Law and Employee Benefits Update, presented at The Personnel Association of Nonprofit Organizations, New York

Presentation | Speech
Andrew Schaffran

10/15/96 Revisions to Internet Domain Name Dispute Policy: Practice of Quick Trademark Registration in Foreign Countries Limited, North American Free Trade & Investment Report

Outside Publication | Article
Ron Dreben

10/01/96 Congress Amends Superfund Law to Provide Protection for Lenders and Fiduciaries

Morgan Lewis Title | White Paper
Michael Steinberg

In the final days of the 104th Congress, banks and other lenders obtained long-awaited relief from liability arising from the ownership of contaminated property. On September 30, President Clinton signed into l... more

September 1996 Diversity Training Programs Deserve Careful Consideration, The Metropolitan Corporate Counsel

Outside Publication | Article
Andrew Schaffran, David McManus

08/30/96 Update on Network Solutions, Inc. Revises Domain Name Dispute Policy

Morgan Lewis Title | White Paper
Ron Dreben, Michael Clayton

Network Solutions, Inc. (NSI), the company that manages the Internet domain name registry for the quasi-governmental agency InterNIC, has announced revisions to its Internet... more

August 1996 Central Bank of Denver and the Private Securities Litigation Reform Act of 1995: Something Left Unsaid, The Metropolitan Corporate Counsel

Outside Publication | Article
Bernard Garbutt III

07/01/96 Disclosure Requirements for Charitable Funds with Comingled Assets

Morgan Lewis Title | White Paper
Francis Mirabello

In December 1995, Congress passed the Philanthropy Protection Act of 1995 (the PPA), which clarifies the federal and state securities law registration and disclosure responsibilities of charities managing funds that com... more

06/20/96 Implications of Misclassification Under Labor and Employment Law, presented to the New York State Bar Association Seminar

Presentation | Speech
Andrew Schaffran

06/18/96 Defending the Large or Foreign Company, presented at the Practising Law Institute, New York

Presentation | Speech
Mark Dichter

06/14/96 Compliance Procedures for the Investment Adviser of Separately Managed Discretionary Accounts, presented at the Advisor's Education Group Conference, New York

Presentation | Speech
W. John McGuire

06/01/96 IRS Proposes Comprehensive Revisions of Rules On Withholding on Payments to Foreign Persons

Morgan Lewis Title | White Paper
Michael J. A. Karlin, Soo-Jeong Ahn

The Internal Revenue Service recently published a set of proposed regulations that will substantially revise the current rules on withholding of income tax on foreign persons' U.S. source income. These regulati... more

05/08/96 U.S. Labor and Employment Law Considerations in Acquisitions and Downsizing, presented at the ML&B Labor and Employment Law Seminar, New York

Presentation | Speech
Andrew Schaffran, Mark Dichter, Steven Spencer

04/29/96 Comments on the Report of the Arbitration Policy Task Force on Securities Arbitration Reform (The Ruder Report), presented at the Glasser Legal Works Seminar, New York

Presentation | Speech
Mark Dichter

04/29/96 Securities Arbitration and Litigation: The Changing Landscape, presented at the Glasser LegalWorks Seminar, New York

Presentation | Speech
Mark Dichter

April 1996 Business Should Act Now to Explore EPA's Superfund Reforms, The Metropolitan Corporate Counsel

Outside Publication | Article
Michael Steinberg

March 1996 Financial Derivatives: Evaluating Regulatory Recommendations, The Metropolitan Corporate Counsel

Outside Publication | Article
Robert Mendelson

03/01/96 The Internet and Intellectual Property: Avoiding Pitfalls on the Information Superhighway

Morgan Lewis Title | White Paper
Michael Clayton

 Companies worldwide are focusing their attention on the Internet for advertising, communication and commerce. The "information superhighway," however, raises ... more

02/27/96 International Intellectual Property Issues, presented at the Negotiating and Structuring International Business Transactions Seminar, New York

Presentation | Speech
Ron Dreben, Robert Gaybrick

02/16/96 Code of Ethics for Banks, presented at the Regulatory and Compliance Seminar, U.S. Council on International Banking, New York

Presentation | Speech
Robert Mendelson

02/09/96 Developing Written Compliance and Supervisory Procedures for Investment Advisers, presented at the National Regulatory Services, Inc., Compliance Basic Training for Investment Advisers Conference, New York

Presentation | Speech
Steven Stone

02/09/96 State Regulatory Issues Affecting Investment Advisers, presented at the National Regulatory Services, Inc., Compliance Basic Training for Investment Advisers Conference, New York

Presentation | Speech
Steven Stone

01/01/96 Litigation-Related Provisions of the Securities Litigation Reform Act of 1995

Morgan Lewis Title | White Paper
Lisa Wager

Title 1 of the Act, captioned Reduction of Abusive Litigation, focuses on abuses involving the use of "professional plaintiffs" and the race to the courthouse to file the complaint. It substantially impacts who... more

01/01/96 Securities and Auditor-Related Provisions of the Securities Litigation Reform Act of 1995

Morgan Lewis Title | White Paper
Lisa Wager

In response to concerns that public companies have been unduly deterred from disclosing relevant information about future performance, the Act provides two significant exemptions from liability under the anti-fraud prov... more

December 1995 Lawyers Beware: The SEC is Back and Looking for You, Metropolitan Corporate Counsel

Outside Publication | Article
Anne Flannery

11/08/95 Public Sector Project Labor Agreements - How Are They Different? Presented at the National Constructors Association Meeting, Washington, D.C.

Presentation | Speech
E. Carl Uehlein, Jr., Bradford Coupe

11/04/95 Continuing the Debate: The SEC's Enforcement Program, presented at the Practising Law Institute's 27th Annual Institute on Securities Regulation, New York

Presentation | Speech
Ben Indek

10/03/95 SEC Regulation of Performance Advertising By Investment Advisers, presented at the National Regulatory Services, Inc., 'Compliance Basic Training for Investment Advisers,' New York

Presentation | Speech
Steven Stone

10/01/95 Federal Search Warrants Checklist for Corporate Counsel

Morgan Lewis Title | White Paper
Eric Kraeutler

It is 8:30 a.m. You are finishing your first cup of coffee and preparing for a busy day when the telephone rings. It is the plant manager for one of your company's largest manufacturing facilities. Four carload... more

09/20/95 Alternative Dispute Resolution - How To Use It To Your Maximum Advantage, presented at the Institute of Business Law, New York

Presentation | Speech
Andrew Schaffran

06/05/95 Summary Judgment in Employment Litigation, presented at the Practising Law Institute, Litigating Employment Discrimination Cases, New York

Presentation | Speech
Mark Dichter

06/01/95 Papaila v. Uniden: Further Support for the Right of U.S. Subsidiaries to Invoke FCN Treaties as a Defense Against Claims of National Origin Discrimination

Morgan Lewis Title | White Paper
Christopher Parlo

On April 28, the Fifth Circuit Court of Appeals in Papaila v. Uniden America Corporation affirmed a lower court determination that Uniden, a U.S.-based subsidiary of a Japanese parent corporation, had standing to ... more

05/19/95 Recent Enforcement Developments: A Survey of the SEC's Application of Its Authority Under the 1990 Remedies Act, Parallel Proceedings and SEC Initiatives Against Investment Advisers, presented at the American Conference Institute, Securities Litigation & Enforcement, New York

Presentation | Speech
Anne Flannery, Robert Kaplan

May 1995 Executive Compensation: Stock Options Still King, The Metropolitan Corporate Counsel

Outside Publication | Article
Gary Rothstein

03/01/95 Recent Amendment to the Bankruptcy Code Expands the Protection Afforded Aircraft Financiers

Morgan Lewis Title | White Paper
Juan B. Roman, H. Franklin Bloomer, Jr.

This White Paper discusses the recent amendment to Section 1110 of the U.S. Bankruptcy Code. This amendment will affect how aircraft financiers structure future fin... more

02/20/95 Does the Lanham Act Apply to Color Per Se?, The National Law Journal

Outside Publication | Article
Michael Clayton

02/01/95 EPA and State 'Brown Field' Programs Encourage Industry, Investors and Lenders to Redevelop Contaminated Sites

Morgan Lewis Title | White Paper
Eric Rothenberg

The U.S. Environmental Protection Agency (USEPA) and the states are offering new ways to protect industry, investors and lenders from environmental liability where they are ... more

02/01/95 The New York City Smoke-Free Air Act

Morgan Lewis Title | White Paper
Anita W. Coupe, Lynn B. Doonan

This White Paper discusses the newly enacted Smoke-Free Air Act, which regulates smoking in New York City. The White Paper discusses the scope of coverage of the new law as it relates to places of employment, i... more

01/10/95 The Practical Legal Considerations in Cross-Border Placements, presented at the 8th Annual Industry Conference on Private Placements, New York

Presentation | Speech
Charles Engros, Jr.

11/04/94 Survey of Recent Enforcement Developments - Maximizing the Penalties for Violative Conduct, presented at the 26th Annual Institute on Securities Regulation, Practising Law Institute, New York

Presentation | Speech
Anne Flannery, Judith Romaine

10/01/94 Parallel Proceedings: Responding Concurrently to the SEC, the SROs, the State and the Justice Department, presented at the Twenty-Second Annual Securities Regulation Institute, New York

Presentation | Speech
Anne Flannery, James Conway

07/01/94 Employee Trip Reduction Requirements -- Delaware, New Jersey, New York and Pennsylvania

Morgan Lewis Title | White Paper
Lawrence Fine, Judith Walkoff

This White Paper discusses recent Pennsylvania, New Jersey, Delaware and New York regulations that require employers with 100 or more employees at a work site, to develop programs that reduce vehicle miles traveled comm... more

July 1994 U.S. Supreme Court Denies Recovery of Attorney's Fees in Private Party Superfund Cases, The Metropolitan Corporate Counsel

Outside Publication | Article
Michael Steinberg

07/01/94 U.S. Supreme Court Holds Local Solid Waste Flow Control Ordinance Unconstitutional

Morgan Lewis Title | White Paper
Sara Alyea

The U.S. Supreme Court in C & A Carbone, Inc. v. Clarkstown recently held that a local solid waste flow control ordinance violated the Commerce Clause of the U.S. Constitution. Many local governments have e... more

06/22/94 Use of Experts in Sexual Harassment Litigation, presented at the Practising Law Institute's Sexual Harassment Litigation Conference, New York

Presentation | Speech
Mark Dichter

06/14/94 Discovery and the New Federal Rules of Civil Procedure, presented at the Practising Law Institute's Employment Discrimination Litigation Conference, New York

Presentation | Speech
Mark Dichter

06/01/94 New York Adopts UCC Article 2A - Leases

Morgan Lewis Title | White Paper
Ian Shrank

Article 2A of the Uniform Commercial Code - Leases was adopted by New York on May 24, 1994, effective for leases first made or first effective on or after June 30, 1995. More than 40 states have now passed this... more

June 1994 Time For A Change: A Re-Examination of the Settlement Policies of the Securities and Exchange Commission, Washington and Lee Law Review, Vol. 51, No. 3

Outside Publication | Article
Anne Flannery

06/01/94 Update on Management of Ash From Combustion of Household and Commercial Wastes at Resource Recovery

Morgan Lewis Title | White Paper
Mark Pennington

The U.S. Environmental Protection Agency ("EPA") has developed a preliminary strategy for implementing the U.S. Supreme Court's ruling in City of Chicago v. Environmental Defense Fund. In that case, the Court h... more

05/13/94 Litigating Glass Ceiling Cases, presented at the ABA National Institute's seminar, 'Pressure for Change: How to Successfully Handle the Employment Law Challenges of a Diverse Workplace,' New York, and Chicago

Presentation | Speech
Mark Dichter

05/01/94 Management of Ash from Combustion of Household Waste at Resource Recovery Facilities: ML&B White Paper

Morgan Lewis Title | White Paper
Mark Pennington

05/01/94 The Impact of Electromagnetic Fields on Property Value: ML&B White Paper

Morgan Lewis Title | White Paper
Eric Rothenberg

02/01/94 D.C. Court Vacates Lender Liability Rule: ML&B White Paper

Morgan Lewis Title | White Paper
Eric Rothenberg

12/01/93 The National Shipping Initiative - Title XI Financing of Export Vessels: ML&B White Paper

Morgan Lewis Title | White Paper
Michael E. Thoyer

08/01/93 Summary of Omnibus Budget Reconciliation Act of 1993: ML&B White Paper

Morgan Lewis Title | White Paper
William A. Macan, IV, Mark H. Leeds

07/01/93 Scientific Evidence in the Federal Courts: The Supreme Court's Decision in Daubert v. Merrell Dow Pharmaceuticals: ML&B White Paper

Morgan Lewis Title | White Paper
Eric Rothenberg, John Linsenmeyer

06/15/93 Recent Developments in Gender Discrimination Litigation, presented at the Practising Law Institute's 'Employment Discrimination Litigation' Conference, New York

Presentation | Speech
Mark Dichter

06/09/93 Use of Experts in Sexual Harassment Litigation, presented at the Practising Law Institute's 'Sexual Harassment Litigation' Conference, New York

Presentation | Speech
Mark Dichter

05/01/93 Summary of Additions and Changes to Clinton Tax Bill: ML&B White Paper

Morgan Lewis Title | White Paper
Robert M. Lawrence, Mark H. Leeds

05/01/93 The European Community's Maastricht Protocol on Social Policy and Summary of Social Action Program Legislation and Proposals: ML&B White Paper

Morgan Lewis Title | White Paper
Malcolm Mason

03/01/93 Negotiating Health Benefits, Preparing for Negotiations, presented at the New York State Bar Association's CLE Seminar entitled Negotiating Health Benefits, Albany, NY

Presentation | Speech
Andrew Schaffran

03/01/93 The European Community's Social Action Program: Developments Occurring in 1992: ML&B White Paper

Morgan Lewis Title | White Paper
Andrew Schaffran, Christopher Parlo

January 1993 Overview of New York and Federal Law Regarding Substance Abuse and Drug Testing in the Workplace

Morgan Lewis Title | Andrew Schaffran, Christopher Parlo

11/01/92 Real Estate Sale-Leaseback Transactions: ML&B White Paper

Morgan Lewis Title | White Paper
William A. Macan, IV, Ian Shrank, Richard L. Umbrecht, Mark R. Yanowitz

07/01/92 The 1992 Earth Summit: Effect on U.S. and International Businesses: ML&B White Paper

Morgan Lewis Title | White Paper
Eric Rothenberg

July 1992 Update: Compliance Officers' Supervisory Responsibilities, Insights, Vol. 6, No. 7

Outside Publication | Article
Anne Flannery

June 1992 EPA's Reinstatement of the Mixture and Derived-from Rules, Journal of Environmental Regulation

Outside Publication | Article
Michael Steinberg

06/01/92 Expanded Leasing Authority for Bank Holding Company Subsidiaries; New Rules Applicable to State Branches and Agencies of Foreign Bank Organizations: ML&B White Paper

Morgan Lewis Title | White Paper
John H. Higgs

05/01/92 EPA Issues Final Rule Exempting Lenders From Superfund Liability: ML&B White Paper

Morgan Lewis Title | White Paper
Eric Rothenberg

Spring 1992 Fortino v. Quasar Company and the FCN Treaties: A Possible Defense to Claims of National Origin Discrimination, Analysis & Perspective, Vol. 4, No. 4

Outside Publication | Article
Francis Milone, Christopher Parlo

April 1992 The Demise of EPA's 'Mixture' and 'Derived-From' Rules?, Journal of Environmental Regulation, Vol. 1, No. 3

Outside Publication | Article
Michael Steinberg

01/01/92 OSHA's Final Rule on Occupational Exposure to Bloodborne Pathogens: ML&B White Paper

Morgan Lewis Title | White Paper
Anita W. Coupe, Nancy L. Vary

01/01/92 The European Community's Social Action Program: Developments Occurring In 1991: ML&B White Paper

Morgan Lewis Title | White Paper
Christopher Parlo

12/01/91 The Federal Deposit Insurance Corporation Improvement Act of 1991 - A Memorandum for Clients and Friends of the Firm: ML&B White Paper

Morgan Lewis Title | White Paper
James Hunter, Jr., Linda Griggs

10/01/91 The Department of Justice's Final Regulations Implementing Title III of the Americans with Disabilities Act: ML&B White Paper

Morgan Lewis Title | White Paper
Bradford W. Coupe, Andrew D. Ness, Roy A. Sheetz

09/01/91 New York City Enacts Sweeping Changes To Its Human Rights Law: ML&B White Paper

Morgan Lewis Title | White Paper
Andrew Schaffran, Christopher Parlo

08/01/91 Another Victory for Arbitration: The New York Court of Appeals Decision in Singer v. Jefferies & Company, Inc.: ML&B White Paper

Morgan Lewis Title | White Paper
Andrew Schaffran, Christopher Parlo

08/01/91 Arbitrability of Disputes Arising Under Securities Industry Arbitration Agreements: The New York Court of Appeals Decision in Singer v. Jefferies & Company, Inc.: ML&B White Paper

Morgan Lewis Title | White Paper
Andrew Schaffran, Christopher Parlo

August 1991 Investment Securities Review, The Business Lawyer, Vol. 46, No. 4

Outside Publication | Article
Robert Mendelson

07/01/91 OCC Adopts Final Rules Pertaining to Lease Financing Transactions of National Banks and Their Subsidiaries: ML&B White Paper

Morgan Lewis Title | White Paper
Ian Shrank, Laura R. Silvers

06/01/91 Fortino V. Quasar Company: Liability of U.S. Operations of Foreign Companies for Discrimination Against Employees of American National Origin: ML&B White Paper

Morgan Lewis Title | White Paper
Andrew Schaffran, Christopher Parlo

04/01/91 New York Enacts Revised Limited Partnership Law: ML&B White Paper

Morgan Lewis Title | White Paper

02/01/91 Recent Cases Both Clarify and Confuse Bankruptcy Protection Afforded to Aircraft Financiers: Morgan, Lewis & Bockius White Paper

Morgan Lewis Title | White Paper
H. Franklin Bloomer, Jr.

12/05/90 The Necessity for Greater Due Process in Investigations and Disciplinary Actions by Self-Regulatory Organizations, presented at Georgetown University, Washington, D.C.

Presentation | Speech
Anne Flannery

12/01/90 Affirmative Action Requirements for Federally Insured Banks and Thrifts: Morgan, Lewis & Bockius White Paper

Morgan Lewis Title | White Paper
Andrew Schaffran

12/01/90 The European Community's Social Action Program: Morgan, Lewis & Bockius White Paper

Morgan Lewis Title | White Paper
Andrew Schaffran, Christopher Parlo

06/18/90 Lender Liability in the Wake of the Fleet Factors Decision: Morgan, Lewis & Bockius White Paper

Morgan Lewis Title | White Paper
Eric Rothenberg

03/01/90 Recent Amendments to the New Jersey Worker and Community Right-to-Know Regulations: Morgan, Lewis & Bockius White Paper

Morgan Lewis Title | White Paper
Mark Pennington

02/20/90 Recent Developments in SEC Supervision Cases, C&L News & Notes, Compliance and Legal Division (Securities Industry Association Publication)

Outside Publication | Article
Anne Flannery

02/01/90 State of California Anti-Apartheid Disclosure Law

Morgan Lewis Title | White Paper
Bartley J. Breinin

This memorandum discusses the various disclosure and filing requirements under the new California Anti-Apartheid Disclosure Law and the emergency implementing regulations that went into effect on January 1, 1990.more


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