Morgan Lewis

New York

New York

publications

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03/12/08 NRS Investment Adviser Compliance Training, New York

Presentation | Speech
Christopher Menconi

05/23/07 How Investment Firms Manage and Disclose Conflicts: What Do Regulators Expect?, presented at the Alliance Bernstein Subadvisory Compliance Conference, New York

Presentation | Speech
Steven Stone

03/20/07 Administration Best Practices: Implementing and Maintaining Effective Soft Dollar Program, presented at IIR's 14th Annual Soft Dollar Practices Forum, New York

Presentation | Speech
Steven Stone

03/19/07 Disclosure Issues in Connection with Side Pockets and Side Letters, presented at West Legalworks New Frontier in Hedge Fund Due Diligence, New York

Presentation | Speech
Steven Stone

03/13/07 Developing and Administering Your Firm-Wide Code of Ethics, presented at the Second Annual Chief Compliance Officer Workshop, New York

Presentation | Speech
Dianne Sulzbach

03/05/07 SEC Regulatory Update, presented at ETF Evolution 2007: Changing the Landscape, New York

Presentation | Speech
W. John McGuire

02/26/07 Implications of Reg NMS on Best Execution for Broker/Dealers and Investment Advisers (moderator), presented at FRA's 5th Annual Best Execution Symposium, New York

Presentation | Speech
Theodore Lazo

02/14/07 The Anatomy of a Deal: Dissecting the Bio-Bucks, presented at the BIO CEO and Investor Conference, New York

Presentation | Speech
Randall Sunberg

01/30/07 Anti-Money Laundering: Where Do Investment Advisers Fit In?, presented at the 7th Annual IA Compliance Forum, New York

Presentation | Speech
Mark Matthews, Beth Kiesewetter

01/30/07 Best Execution and Brokerage Practices, presented at the 7th Annual IA Compliance Forum, New York

Presentation | Speech
Steven Stone

01/23/07 Understanding Governance in IT Shared Services and Outsourcing: Legal, Illegal and Plain Old Arm-Twisting, presented at the IT Governance Summit 2007, Coconut Grove, FL

Presentation | Speech
Akiba Stern

01/17/07 A Plan for an Annual Compliance Review & Keeping Ahead of the Regs, presented at the FRA's 2nd Annual Best Practices for Conducting the Required Annual Compliance Review for Investment Advisors, New York

Presentation | Speech
Steven Stone

11/13/2006 Securities Industry Association, presented at the Compliance and Legal Division Fall Compliance Seminar, New York

Presentation | Speech
Ben Indek

11/15/06 Monitoring, Managing, and Retaining Email and Other Electronic Activity to Comply with Advisors Act, presented at the 3rd National Forum on Hedge Fund Compliance, New York

Presentation | Speech
P. Georgia Bullitt

11/03/06 Legal Requirements of Outsourcing, presented at the Institute for Supply Management New York/New Jersey 6th Annual Conference, Binghamton, NY

Presentation | Speech
Restituto Yuson, III

11/02/06 A Survey of the Regulatory Landscape - Using Past Precedent to Avoid Possible Pitfalls, presented at the ING Variable Annuities Regulatory Forum, New York

Presentation | Speech
E. Andrew Southerling

11/02/06 IA and Investment Company CCOs, presented at the Investment Advisor Association's Compliance Workshop (multiple cities)

Presentation | Speech
P. Georgia Bullitt

11/01/06 HRO Meets the Real World: Reality, Truths, Myths, and Legends, presented at the Human Impact of Outsourcing Symposium, The Wharton School, University of Pennsylvania, Philadelphia

Presentation | Speech
Edward Hansen

10/24/06 New Rules of the Road for Brokers Offering Investment Advice, presented at the FRA's Dual Registrant Symposium, New York

Presentation | Speech
Steven Stone

10/24/06 Outsourcing — Negotiating the Tough Provisions, presented at the Association of Corporate Counsel 2006 Annual Meeting, San Diego

Presentation | Speech
Edward Hansen

10/19/06 Lending Issues in ESOP Buyouts

Presentation | Webcast
Brian Hector, Elizabeth Perdue, Terrence Dugan, Scott Adamson

10/17/06 Welcome Remarks to the Seventh Annual A.A. Sommer, Jr. Corporate Securities & Financial Law Lecture, New York

Presentation | Speech
Ben Indek

09/29/06 Protecting Data in Third Party Hands, presented at ACI's 3rd National Legal and Operational Forum on Preventing and Responding to Securities Breaches, New York

Presentation | Speech
Sol Irvine

09/21/06 How Firms Are Adapting to the Rule and a Look Towards the Future, presented at the SIA Fee Based Accounts Forum, New York

Presentation | Speech
Steven Stone, P. Georgia Bullitt

09/20/06 Managed/Hosted Services, presented at Interop New York 2006

Presentation | Speech
Edward Hansen

09/13/06 Finance Sector Mini-Plenary Session, presented at the LES Annual Meeting, New York

Presentation | Speech
Randall Sunberg

09/11/06 From Term Sheet to Contract: A Roadmap for Biotech and Pharma Collaborations, presented at the LES Annual Meeting, New York

Presentation | Speech
Randall Sunberg

08/22/06 Prospects for Managed and Hosted Services, presented at the VoiceCon Conference, San Francisco

Presentation | Speech
Edward Hansen

07/19/06 Legal á la Carte - Outsourcing and Financial Services: Regulatory and Commercial Considerations, New York

Presentation | Speech
John Ayanian, Kathleen Collins, Theodore Lazo

07/13/06 Managing Complex FMLA Issues;: Reduced Schedule Medical Certification Leave and Benefit Entitlements California Family Rights (Pregnancy, Childbirth Disability - - PCDA)

Presentation | Webcast
Sarah Bouchard, Karen Peteros, Michael Ossip

06/20/06 Managing Conflicts Within Financial Institutions, presented at the NYSE Regulation Second Annual Securities Conference, New York

Presentation | Speech
Anne Flannery

06/19/06 Electronic Communications Best Practices, presented at the NYSE Regulation Second Annual Securities Conference, New York

Presentation | Speech
Ben Indek

06/01/06 Securities Arbitration & Mediation, presented at the City Bar Association Seminar, New York

Presentation | Speech
Anne Flannery

05/19/06 Research Analyst Issues, presented at the NASD Spring Conference, Hollywood, FL

Presentation | Speech
Anne Flannery

05/18/06 Creating a Strong Negotiating Environment for Transformational Telecom Outsourcing, presented at the Telecom Financial & Technology Management Conference, Chicago

Presentation | Speech
Edward Hansen

05/11/06 Managing Antitrust Matters in the Modern Corporate Governance Era, presented at the ABA Antitrust Section & City Bar Seminar, New York

Presentation | Speech
Anne Flannery

05/01/06 BD Hot Buttons, presented at the NSCP 2006 East Coast Regional Meeting, New York

Presentation | Speech
Ben Indek

04/26/06 Outsourcing, presented at the 4th Annual New York Human Resources Week

Presentation | Speech
Edward Hansen, Barbara Melby

04/26/06 Routine SEC Exam Preparation Guidelines, presented at the Investment Management Legal and Compliance Biannual Conference, New York

Presentation | Speech
Steven Stone

04/26/06 The HRO Big Issues Debate Panel, presented at HRO World, New York

Presentation | Speech
Edward Hansen, Barbara Melby

04/17/06 Creative Financing for Biotech and Pharma Drug Development and Commercialization, presented at the New York Biotechnology Association Annual Meeting

Presentation | Speech
Randall Sunberg

04/05/06 Recent Developments in Securities Enforcement, presented at the New York County Lawyers Association Seminar, New York

Presentation | Speech
Anne Flannery

04/03/06 Tritium: Managing the Regulatory and Litigation Challenges

Presentation | Webcast
Thomas Poindexter, Glen Stuart

06/22/05 Supervision of Electronic Communications, presented at the New York Stock Exchange Regulation First Annual Securities Conference, New York

Presentation | Speech
Ben Indek

06/01/05 Real Estate Hedge Funds: The New New Thing?, presented at the IMN's Sixth Annual Real Estate Opportunity & Private Fund Investing Forum, New York

Presentation | Speech
Ethan Johnson

04/01/05 Claim Construction and the Federal Circuit: An Analysis of the En Banc Questions Posed in Phillips v. AWH Corp., presented at Fordham University School of Law, New York

Presentation | Speech
Brian Murphy

03/31/05 Viewpoint On Current And Future Policy – Implications And Opportunities For ETFs, presented at the World Series of ETFs/Information Management Network, New York

Presentation | Speech
W. John McGuire

02/03/05 Supervision and Supervisory Structure: A Legal and Regulatory Approach; NASD Institute for Professional Development - Supervision in the Financial Services Industry Symposium, New York

Presentation | Speech
Ben Indek

01/31/05 Mutual Funds and Hedge Funds, presented at Fordham Law School Spring Roundtable, New York

Presentation | Speech
W. John McGuire

01/21/05 New Regulatory Initiatives, presented at the Trader Forum 2005 Winter Workshop

Presentation | Speech

07/03/04 Organizational and Corporate Governance: How it Impacts the Ability to Raise Capital and Close Transactions, New York

Presentation | Speech
Ethan Johnson

06/25/04 Hiring Practices: Compliance and Risk Management, presented at the NASD Institute Back Office Symposium

Presentation | Speech
Ben Indek

06/07/04 Corporate Governance Under ERISA: The Power to Influence Corporations, Employee Benefits Journal

Outside Publications | Article
Craig Bitman

06/07/04 Paperless Benefit Plan Administration in the New Millennium, Employee Benefits Journal

Outside Publications | Article
Craig Bitman

06/04/04 Navigating the Compliance/Regulatory and Employment Law Minefield, presented at the HRM Committee SIA

Presentation | Speech
Ben Indek

06/01/04 Fund Structuring: What Issues are Involved in Creating a New Fund?, New York

Presentation | Speech
Ethan Johnson

05/13/04 Investment Adviser Books and Records; NRS Basic Training, New York

Presentation | Speech
W. John McGuire

04/15/04 Examination of the Federal Trade Commission's Recommendations to Better Harmonize Patent and Antitrust Laws and Policies, presented at Fordham University School of Law, New York

Presentation | Speech
Brian Murphy

11/04/03 Examination Priorities - SIA Compliance & Legal Division Fall Compliance Seminar

Presentation | Speech
Ben Indek

Fall 2003 The Employer's Bottom Line, HR Advisor

Outside Publications | Article
Craig Bitman

09/30/03 Hiring Practices: Compliance and Risk Management - NASD Institute Phase II Branch Office Management Symposium

Presentation | Speech
Ben Indek

07/14/03 Mezzanine Financing, presented at the 2nd Annual Institutional Real Estate Investing Conference, New York

Presentation | Speech
L. Bruce Fischer

07/13/03 Purchase and Sale Agreements, presented at the 2nd Annual Institutional Real Estate Investing Conference, New York

Presentation | Speech
L. Bruce Fischer

Spring 2003 Pension Plan Funding, HR Advisor

Outside Publications | Article
Craig Bitman

03/31/03 Red Flag Review - NSCP East Coast Regional Membership Meeting

Presentation | Speech
Ben Indek

01/30/03 M&A and Alternative Strategic Alliances in the Pharmaceutical Industry: On the Road to Consolidation

Presentation | Speech
Randall Sunberg

11/13/02 Written Supervisory and Compliance Procedures, presented at the SIA Compliance & Legal Division Fall Compliance Seminar

Presentation | Speech
Ben Indek

October 2002 New Jersey Applies So-Called "Absolute Pollution" Exclusion To Carbon Monoxide Claims

Outside Publications | Article
Renier Pierantoni

In an apparent departure from New Jersey's legacy of pro-policyholder jurisprudence, a New Jersey appellate court recently extended the exclusionary reaches of the so-called "absolute pollution exclusion" found in comprehensive general liability (CGL) policies to non-environmental claims. The case, Leo Haus, Inc. v. Selective Insurance, 2002 WL 1445386 (N.J. Super. A.D. July 5, 2002), involved a dispute between the insured, who was a homebuilder, and its insurance carrier over coverage for carbon monoxide poisoning against the insured due to the discharge of carbon monoxide from an allegedly defective heating unit installed by the insured.

October 2002 New Jersey Continues to Champion Policyholders' Rights in Champion Dyeing

Outside Publications | Article
Renier Pierantoni

Keeping with its tradition as a pro-policyholder state, New Jersey·s appellate court recently took away one of the tools the insurance industry has used to chip away at the very coverage carriers promised would provide comprehensive relief for a broad variety of risks and liabilities (i.e., comprehensive general liability insurance, or ·CGL· insurance). In its ruling, the appellate court found that coverage under occurrence-based and claims-made policies for continuous and progressive damage or injuries should be allocated so as to maximize coverage for covered risks. In so doing, New Jersey has reminded insurers that they must live up to the terms of their insuring agreements with their insureds by providing comprehensive coverage for those risks.

Spring 2002 Severance Plans: ERISA Coverage is a Good Thing, HR Advisor

Outside Publications | Article
Craig Bitman

03/13/02 Customer Complaints, presented at the SIA Compliance & Legal Division Seminar, Orlando, FL

Presentation | Speech
Ben Indek

02/26/02 Understanding the Obligations of Brokers, presented at the Institute for International Research's 9th Annual Forum on Directed Brokerage & Soft Dollar Practices, New York

Presentation | Speech
Steven Stone

02/05/02 Return of the Asbestos Insurance Wars, Mealey's Litigation Report: Insurance, Vol. 16, No. 13

Outside Publications | Article
Lisa Campisi

Published in the February 2002 issue of Mealey's. The article discusses a new class of asbestos litigation defendants, including family-owned businesses.

February 2002 President Signs Small Business Liability Relief and Brownfields Revitalization Act, Significantly Amending Federal Superfund Law

White Paper | Morgan Lewis White Paper
Litigation

On January 11, 2002, President Bush signed the Small Business Liability Relief and Brownfields Revitalization Act (“Act”), amending the Comprehensive Environmental Response, Compensation and Liability Act (“CERCLA” or “Super... more

10/19/01 Securities Regulators Respond Promptly and Effectively to Terrorist Attacks, New York Law Journal

Outside Publications | Article
Ben Indek, John Peloso

October 2001 Recent Developments in Antitrust Merger Review and Enforcement

White Paper | Morgan Lewis White Paper
Harry Robins

This year continues to bring noteworthy developments under the Hart-Scott-Rodino Antitrust Improvements Act (“HSR Act”), the law that enables the Federal Trade Commission (“FTC”) and Antitrust Division of the Department of J... more

October 2001 Religious and Ethnic Tolerance in the Workplace Following the World Trade Center Tragedy, New Jersey Tech

Outside Publications | Article
Jill Jachera

October 2001 The ABCs of D&O Coverage, New Jersey Lawyer, No. 211

Outside Publications | Article
Lisa Campisi

Article appeared in the October 2001 issue of the New Jersey Lawyer magazine.

October 2001 The Microsoft Ruling

White Paper | Morgan Lewis White Paper
Stephen Mahinka

This White Paper summarizes the salient antitrust rulings by the Court of Appeals for the District of Columbia in United States v. Microsoft Corp., 253 F.3d 34 (D.C. Cir. 2001). The goals in preparing this White... more

07/24/01 Understanding the Obligations of Brokers, presented at the Institute for International Research's Directed Brokerage & Soft Dollar Practices Forum, New York

Presentation | Speech
Steven Stone

06/21/01 A Question of Fairness, New York Law Journal

Outside Publications | Article
Ben Indek, John Peloso

June 2001 2001 Hart-Scott-Rodino Developments

White Paper | Morgan Lewis White Paper
Harry Robins

This paper discusses recent developments in connection with the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (“HSR Act”). Specifically, we discuss certain new Rules issued by the Federal Trade Commiss... more

May 2001 Consolidation of Internet-Based Platforms in the Financial Markets: An Antitrust Primer, Wall Street Lawyer, Vol. 4, No. 12

Outside Publications | Article
Harry Robins, Jonathan Rich

May 2001 Hart-Scott-Rodino Merger Investigations: A Guide for Safeguarding Business Secrets, The Business Lawyer, Vol. 56

Outside Publications | Article
Harry Robins

03/09/01 SEC Regulation S-P: Building and Maintaining a Privacy Compliance Program, presented before the National Regulatory Service, New York

Presentation | Speech

March 2001 Antitrust Considerations for Internet-Based Joint Ventures in the Financial Markets, wallstreetlawyer.com, Vol. 4, No. 10

Outside Publications | Article
Harry Robins, Jonathan Rich

02/09/01 Investment Adviser Books and Records, presented at NRS Basic Training, New York

Presentation | Speech
W. John McGuire

January 2001 Personal Injury Liability of Owners and Occupiers For Construction-Related Asbestos Exposure in New York, Mealey's Litigation Report: Asbestos

Outside Publications | Article
Bernard Garbutt III

11/14/00 Advertising Online Investing: What is Permissible Now?, presented at the American Conference Institute's 4th National Conference on Securities Trading on the Internet, New York

Presentation | Speech
Steven Stone

November 2000 EEOC Issues Enforcement Guidance Regarding Discrimination in Employee Benefits

White Paper | Morgan Lewis White Paper
Employee Benefits

On October 3, 2000, the Equal Employment Opportunity Commission (“EEOC”) released enforcement guidance (the “Guidance”) analyzing discrimination in employee benefits. The Guidance serves as a reference for EEOC personnel... more

11/01/00 Electronic Trading of OTC Derivatives, presented at the Managing Risks in the Financial and Corporate Sector Seminar, Frankfurt, Germany

Presentation | Speech
Maris M. Rodgon

11/01/00 Over-the-Counter Weather Derivatives and Catastrophe Derivatives, presented at the Managing Risks in the Financial and Corporate Sector Seminar, Frankfurt, Germany

Presentation | Speech
Maris M. Rodgon

10/31/00 Soft Dollar Arrangements: The Broker-Dealer's Responsibility for Compliance, presented to the International Communications for Management Group's 4th Annual Prime Brokerage Conference, New York

Presentation | Speech
Steven Stone

10/25/00 The Bond Market Transparency Initiative and Debt Mark-Up Regulation, presented at The Bond Market Association Legal and Compliance Conference, New York

Presentation | Speech
John Ramsay

10/01/00 Hiring & Firing in the European Union, presented at the Southwestern Legal Foundation's First Institute on International Labor & Employment Law

Presentation | Speech
Malcolm Mason

09/15/00 Finding a Friend in the Frenzy - Joint Ventures for Long-and Short-Term Growth Plans, presented at the Strategic Research Institute, New York

Presentation | Speech
Richard Zarin

08/17/00 The Scope of Discovery Available in SEC Administrative Proceedings, The New York Law Journal

Outside Publications | Article
John Peloso, Stuart Sarnoff

August 2000 Paperless Benefit Plan Administration, Benefits and Compensation Review

Outside Publications | Article
Craig Bitman

07/01/00 On-Line Brokerage and the Search for Suitability

Presentation | Speech
John Ramsay

July 2000 Recent Court of Appeals Decisions Permit Securities Fraud Claims to Proceed

White Paper | Morgan Lewis White Paper
Marc Sonnenfeld, Stuart Sarnoff, Karen Pohlmann

When Congress enacted the Private Securities Litigation Reform Act of 1995 (PSLRA or Reform Act), it sought to deter opportunistic plaintiffs from filing abusive securities strike suits in an effort to extort settlements fro... more

July 2000 Underwater Options Exchange: 6+1 Can Equal Zero (Book Expense), The Metropolitan Corporate Counsel

Outside Publications | Article
Joseph Ronan, Jr., Gary Rothstein

06/26/00 Best Practices for Public Issuers: Maintaining Safe Web Sites, presented at the American Conference Institute, Internet Securities Regulation, New York

Presentation | Speech

June 2000 New Statutory Regulations for Clean-up of Contaminated Land in England and Wales

White Paper | Morgan Lewis White Paper
Environmental Industry

A new era in environmental law in England and Wales has begun. On February 16, 2000, the Secretary of State for the Environment, Transport and the Regions (DETR) issued long-expected statutory guidance and regulations (R... more

06/01/00 Survey of Current Developments in Employment Law, presented to the Investment Advisors Compliance Conference, New York

Presentation | Speech
Andrew Schaffran

06/01/00 Understanding the ISDA Master Agreements, presented at the Workshop on Interest Rate and Currency Swaps, New York

Presentation | Speech
Maris M. Rodgon, Deborah Hooper of The Chase Manhattan Bank

04/01/00 Over-the-Counter Derivatives Markets and the Commodity Exchange Act, presented at the Derivatives Training Session, New York

Presentation | Speech
Maris M. Rodgon

03/20/00 Disclosures and Communications in Cyberspace: Nuts and Bolts of Controlling Litigation Risks for the Public Company, presented to The SEC Institute, Boston

Presentation | Speech

03/03/00 Presentation Outline on China, presented at the ACI Conference in International Business Transactions, Chicago

Presentation | Speech
Howard H. Jiang

02/29/00 EPA and State Brownfield Programs, presented at the Emerging Brownfield Opportunities Institute for International Research, New York

Presentation | Speech

02/17/00 Recent SEC Rule Proposals Come Under Attack, New York Law Journal

Outside Publications | Article
Ben Indek, John Peloso

February 2000 Electronic Communications in the Workplace Can Raise High-Tech Employment Issues, The Metropolitan Corporate Counsel

Outside Publications | Article
Amber Kagan, Andrew Schaffran

February 2000 SEC Proposals on Selective Disclosure and Insider Trading, New York Law Journal

Outside Publications | Article
John Peloso

01/24/00 Disclosures and Communications in Cyberspace: Strategies for Controlling Litigation Risks, presented to the American Conference Institute, Third National Conference on Securities Training on the Internet, New York

Presentation | Speech

January 2000 Aggressive Defense of a "Civil Action", The Metropolitan Corporate Counsel

Outside Publications | Article
Gayle Gowen, James Pagliaro, Glen Stuart

01/01/00 Business Method Patents: Getting Them and Defending Them, presented to the American Conference Institute

Presentation | Speech
Frank Morris

01/01/00 Preparation and Prosecution of Business Method Patent Applications-Examination Guidelines for Business Method Patents, presented at the 16th Annual Joint Patent Practice Seminar

Presentation | Speech
Frank Morris

12/16/99 The Unger Report and On-Line Suitability, New York Law Journal

Outside Publications | Article
John Peloso, Stuart Sarnoff

December 1999 The Second Circuit's New More Intrusive Standard of Review of Arbitration Awards: The True Impact of Halligan v. Piper Jaffray, Inc., Broker-Dealer Dispute Report

Outside Publications | Article
Rene Johnson, Andrew Schaffran

11/17/99 Written Supervisory and Compliance Procedures, presented at the SIA Compliance & Legal Division Fall Seminar, New York

Presentation | Speech
Ben Indek

11/16/99 The Gramm-Leach-Bliley Act: Structural Reform of the Financial Services Industry

White Paper | Morgan Lewis White Paper
James Hunter, Jr., Kathleen Collins

On November 12, 1999, President Clinton signed into law 5.900, the “Gramm-Leach-Bliley Act,” P.L. 106-102 (113 Stat. 1338), a measure widely viewed as the most significant single piece of legislation to affect the financial ... more

11/16/99 The Prevention and Investigation of Sexual Harassment Claims, presented at an Employment Law Seminar, Philadelphia

Presentation | Speech

10/21/99 Pleading Scienter Under the Reform Act, New York Law Journal

Outside Publications | Article
John Peloso, Stuart Sarnoff

10/20/99 Over-the-Counter Weather Derivatives and Catastrophe Derivatives, presented at an In-house ML&B Presentation, Frankfurt, Germany

Presentation | Speech
Maris M. Rodgon

10/19/99 Regulations in the Making: Litigation and Enforcement Update, presented at the Institute for International Research, Broker-Dealer Electronic/Internet Compliance Forum, Boston

Presentation | Speech
Ben Indek

10/05/99 International Aspects of Family Business Succession Planning, presented at the American Conference Institute's Family Business Succession Planning Conference, New York

Presentation | Speech
Dean C. Berry

October 1999 U.S. Antitrust Enforcement Agencies Release Draft Joint Venture Guidelines

White Paper | Morgan Lewis White Paper
Antitrust

On October 1, 1999, the Federal Trade Commission and the Department of Justice Antitrust Division (the Agencies) released, for public comment, a draft “Antitrust Guidelines for Collaborations Among Competitors” (Joint Ventur... more

September 1999 United States Supreme Court Issues Decision in Grupo Mexicano de Desarrollo, S.A. de C.V. v. Alliance Bond Fund

White Paper | Morgan Lewis White Paper
Securities

On June 17, 1999, Morgan, Lewis & Bockius LLP received a favorable decision for firm client Grupo Mexicano de Desarrollo, S.A. in the United States Supreme Court.

The case, Grupo Mexicano de Desarrollo, S... more

08/01/99 Crisis Management Best Practices, presented at the 1999 ABA Annual Meeting, Atlanta

Presentation | Speech

08/01/99 Investor Relations Best Practices, presented at the 1999 ABA Annual Meeting, Atlanta

Presentation | Speech

08/01/99 Regulatory Risks in Investor Relations, presented at the 1999 ABA Annual Meeting, Atlanta

Presentation | Speech

July 1999 EEOC Releases Enforcement Guidance on Vicarious Employer Liability for Unlawful Harassment by Supervisors

White Paper | Morgan Lewis White Paper
Harry Rissetto, Michael Ossip

On June 18, 1999, the U.S. Equal Employment Opportunity Commission (the "EEOC") released an enforcement guidance on vicarious employer liability for unlawful harassment by supervisors. The enforcement guidance is based o... more

06/10/99 Cross-Border Equipment Leasing, presented at the American Bar Association National Institute: "Negotiating and Structuring International Commercial Transactions" Seminar, Washington, D.C.

Presentation | Speech
H. Franklin Bloomer, Jr.

06/01/99 A Civil Action: Defending the Groundswell of New Toxic Tort Cases (seminar handbook)

Presentation | Proceedings
James Pagliaro

Note: Due to the production costs of this handbook, there is a $25 charge for it.

June 1999 Antitrust: The Year in Review April 15, 1998 - April 15, 1999

White Paper | Morgan Lewis White Paper
Antitrust

This White Paper summary review of the developments in antitrust law that have taken place between April 15, 1998 and April 15, 1999.

Topics covered include: <... more

06/01/99 Damage Control: Managing the Inevitable Corporate Crisis, presented at the Practising Law Institute Corporate Compliance 1999 Meeting, New York

Presentation | Speech
Anne C. Flannery, Kristine Zaleskas

June 1999 New York Enacts Illinois Brick Repealer

White Paper | Morgan Lewis White Paper
Antitrust

The Clinton Administration has fulfilled its promise to organized labor to take steps to ensure government contractors have “satisfactory labor relations.” On May 28, 1999, the Office of Federal Procurement Policy propos... more

June 1999 Supreme Court Ruling in California Dental Association v. FTC

White Paper | Morgan Lewis White Paper
Antitrust

In perhaps the most anticipated antitrust case of this term, the Supreme Court, in a 5-4 decision over the strong dissent of Justice Breyer, vacated and remanded the Ninth Circuit’s decision in California Dental Associat... more

June 1999 The European Community Data Protection Directive

White Paper | Morgan Lewis White Paper
Business and Finance

On October 25, 1998, the European Community (the “EC”) adopted a Directive (the “Directive”) “on the protection of individuals with regard to the processing of personal data and on the free movement of such data.” The Di... more

05/06/99 Recent Developments Involving Exempt Organization Retirement Plans, presented at Georgetown University Law Center Continuing Legal Education, Washington, D.C.

Presentation | Speech
Gregory Needles

May 1999 Top 10 Things to Consider in Developing an Electronic Commerce Web Site, The Computer Lawyer

Outside Publications | Article
Ron Dreben

04/22/99 Hiring & Firing in the European Union, presented at the 5th Annual Northeast Regional Employment Law Institute, Pennsylvania Bar Institute, Philadelphia

Presentation | Speech
Malcolm Mason

04/15/99 U.S. Cross-Border Leasing Structures at (Almost) the Millennium, presented at the FDTA's 10th Annual U.S. Cross-Border Leasing Conference, New York

Presentation | Speech
William A. Macan IV, David K. Burton

04/01/99 After the Fraud: Recovering Assets in the U.S. and Abroad

Presentation | Speech
Robert Goldspink

April 1999 Donors and Charities Have Good Reason to Flip Over Charitable Remainder Trust Final Regs., Journal of Taxation

Outside Publications | Article
Francis Mirabello

April 1999 The American Authorities in Donoghue v. Stevenson: A Resolution, The Law Quarterly Review, Vol. 115

Outside Publications | Article
John Gordan, III

02/24/99 Legislative Update, presented at the Attorneys Forum on Employee Benefits, International Foundation of Employee Benefit Plans, Orlando, FL

Presentation | Speech
Thomas K. Wotring

02/18/99 NASD Proposal for Cease and Desist Order Authority, New York Law Journal

Outside Publications | Article
John Peloso, Stuart Sarnoff

02/11/99 Limiting the Initial Term "Evergreen Clauses", presented at the Drafting, Negotiating and Terminating Distribution Agreements in a Global Marketplace Conference, Stamford, CT

Presentation | Speech

02/01/99 Recent Developments in EC Competition Law, presented at the Drafting, Negotiating and Terminating Distribution Agreements in Global Marketplace Conference, Stamford, CT

Presentation | Speech
Izzet Sinan

February 1999 Reformation of NIMCRUTS and NICRUTS into FLIP CRUTS

White Paper | Morgan Lewis White Paper
Francis Mirabello

The Internal Revenue Service has opened a window of opportunity to convert existing net income with make-up charitable remainder unitrusts (“NIMCRUTs”) and net income charitable remainder unitrusts (“NICRUTs”) into FLIP CRUT... more

February 1999 The SEC's Heightened Scrutiny of Financial Reporting Methods and Accountants' Independence, The Metropolitan Corporate Counsel

Outside Publications | Article
Robert Romano

12/17/98 Form U-5 Reporting: A Rock and a Hard Place, New York Law Journal

Outside Publications | Article
John Peloso, Stuart Sarnoff

12/17/98 Intermediate Sanctions: What You Need to Know, presented at the Exempt Organizations Conference, New York

Presentation | Speech
Celia Roady

12/08/98 Due Process: The SEC Confronts Regulation of a Global Financial Services Industry, presented a the IBC UK Conferences Limited, London

Presentation | Speech
Anne C. Flannery

December 1998 Final Charitable Remainder Trust Regulations

White Paper | Morgan Lewis White Paper
Francis Mirabello

On December 9, 1998, the Internal Revenue Service released final regulations governing charitable remainder trusts (the Final Regulations). This paper summarizes the Final Regulations, which took effect December 10, 1998... more

December 1998 Supervision of Remote Representatives, NSCP Currents

Outside Publications | Article
Anne Flannery

November 1998 Panel: Outside Counsel Discuss Partnering With Inside Counsel, The Metropolitan Corporate Counsel

Outside Publications | Article
George Stohner

11/01/98 Prevention and Investigation of Sexual Harassment Claims, presented at the ML Labor and Employment Law Seminar, Philadelphia

Presentation | Speech
Mark Dichter

November 1998 Ready, Set, Disclose! New Law Protects Certain Year 2000 Readiness Disclosures WP 98.63

White Paper | Morgan Lewis White Paper
Intellectual Property

Important new legislation designed to encourage businesses to disclose and share information about the Year 2000 problem was signed into law by President Clinton on October 19, 1998. The Year 2000 Information and Readine... more

November 1998 The Second Circuit Redefines the Standard of Review of Arbitration Awards, The Metropolitan Corporate Counsel

Outside Publications | Article
Rene Johnson, Andrew Schaffran

10/29/98 Overview of Environmental Law, presented at the PLI Corporate Lawyering Conference, Philadelphia

Presentation | Speech
John McAleese, III

10/29/98 Political Activities of Tax-Exempt Organizations: Federal Income Tax Rules and Restrictions, presented at the National Center on Philanthropy and the Law, New York

Presentation | Speech
Celia Roady

10/08/98 Insider Trading Cases: Settlement Criteria and Recent Developments, presented to the Institute of Continuing Legal Education, 4th Annual Securities Litigation and Regulatory Practice Seminar, Atlanta

Presentation | Speech
Rachelle Barstow

October 1998 The Importance of Labor and Employment Law Issues in Utility Industry Restructuring, YLD Public Utilities, Transportation & Telecommunications Law Committee Newsletter

Outside Publications | Article
Robert Dufek

September 1998 How to Survive the Millennium: Assessing the Risks for U.S. Businesses, The In-House Lawyer

Outside Publications | Article
Ron Dreben

08/25/98 Employee Benefits Issues in Mergers and Acquisitions, presented to the New York State Society of CPAs Foundation for Accounting Education, Employee Benefits Conference, New York

Presentation | Speech
Gary Rothstein

07/25/98 International Court: Watchdog for World, Sunday Sun-Times

Outside Publications | Article
David Stoelting, Jerome J. Shestack of the ABA

July 1998 Supreme Court Stresses Employer Action to Prevent and Correct Sexual Harassment by Supervisors

White Paper | Morgan Lewis White Paper
Harry Rissetto, Michael Ossip

In twin holdings on June 26, 1998, the U.S. Supreme Court held that an employer may be liable for hostile environment sexual harassment caused by supervisors even when the employer did not know about the conduct. The Sup... more

06/18/98 The SEC's Failure to Provide Adequate Notice, New York Law Journal

Outside Publications | Article
John Peloso

06/09/98 Key Provisions of the Purchase and Sale Agreement, presented at The Magazine Publishing Industry Mergers & Acquisitions Forum, New York

Presentation | Speech
Charles Engros, Jr.

06/01/98 Challenging Class Certification in Pattern and Practice Cases, presented at the Practising Law Institute, New York

Presentation | Speech
Mark Dichter

06/01/98 Class Action Securities Litigation, presented at the ABA 1st Annual National Institute, New York

Presentation | Speech
James Pagliaro

06/01/98 Selected Decisions Relating to Contested SEC and SRO Cases and Criminal Securities Prosecutions in 1997 and 1998, presented before the ABA-CLE 1st Annual National Institute on Securities Litigation and Arbitration, New York

Presentation | Speech
Anne Flannery

June 1998 Surviving the Millennium: Your Company and the Year 2000 Problem

White Paper | Morgan Lewis White Paper
Ron Dreben

The so-called "Year 2000 Problem" is only now gaining broad recognition as a serious and potentially devastating risk affecting all businesses relying on computer or microchip technology. This White Paper discusses the n... more

06/01/98 The Increasing Personal Liability of Management and Supervisory Board Members Under German Law, presented at the Risk Management and Control: How to Meet the Requirements of German KonTraG Seminar, New York

Presentation | Speech

05/15/98 Attorney Fee Litigation in Fee-Shifting Cases, presented at the National Employment Law Institute, 1998 Employment Law Conference, Washington, D.C.

Presentation | Speech
Mark Dichter

05/01/98 1998 Employee Benefits Case Law Update, presented at the Employee Benefits and Executive Compensation Seminar, Philadelphia

Presentation | Speech
Allison E. Wielobob, Joshua Pepper

05/01/98 Access to the United States Public Capital Markets for Mexican Companies, presented at the American Chamber of Commerce of Mexico, Mexico City, Mexico

Presentation | Speech

05/01/98 Choice of Law and Forum: Swift Justice in England Including Pre-Judgment Tactics and Relief and Enforcement Throughout Europe, presented to the American Bar Association, New York

Presentation | Speech
Steven F. Loble

05/01/98 Federal Securities Litigation Under the Reform Act, presented to the ABA National Institute on Securities Litigation and Arbitration, New York

Presentation | Speech

04/20/98 Fixed Income Developments 1998, presented at the Securities Industry Association Annual Legal Compliance Conference, Phoenix, AZ

Presentation | Speech
Robert Mendelson

04/17/98 The Pickle Service Contract Structure, presented at the FDTA's 9th Annual U.S. Cross-Border Leasing Conference, New York

Presentation | Speech
William A. Macan IV

04/16/98 Recent Developments in 10b-5 Liability of Professionals, New York Law Journal

Outside Publications | Article
John Peloso

04/08/98 Conducting Effective Internal Investigations, presented at ML&B In-house seminars, Los Angeles, CA and New York, NY

Presentation | Speech
Andrea Ordin

April 1998 Bleaching the Stain of Clorox, a Trademark Trap for the Unwary, Franchise Law Journal

Outside Publications | Article
James Sims III

April 1998 When Should a Bank Investigate Suspicious Activity?, The Metropolitan Corporate Counsel

Outside Publications | Article
Bernard Garbutt III

03/01/98 1998 Review of Developments in Federal Securities Litigation, presented at the Annual Review of Developments in Business and Securities Litigation at the Spring Meeting of the ABA's Business Section, St. Louis, MO

Presentation | Speech
Elisabeth A. Wing

March 1998 Capital Gains Rules Applied to Distributions from Charitable Remainder Trusts

White Paper | Morgan Lewis White Paper
Francis Mirabello

The Internal Revenue Service recently issued Notice 98-20, which explains how the recent changes in capital gains rates affect capital gains distributions from charitable remainder trusts. The IRS plans to issu... more

03/01/98 The Rock and the Hard Place: Diversity-Based Non-Remedial Affirmative Action Plans from Weber to Taxman, presented to the American Bar Association Section of Labor and Employment Law, Equal Opportunity Committee 1998 Mid-Winter Meeting

Presentation | Speech
Mark Dichter

02/14/98 Judicial Estoppel and the ADA, presented at the National Institute on the Americans with Disabilities Act, Las Vegas

Presentation | Speech
Anne McCully Murphy, Robyn Weiss

02/05/98 The Law and Lending in Indonesia, The Asian Wall Street Journal

Outside Publications | Article
Mark A. Nelson

February 1998 Amendments to SEC Beneficial Ownership Reporting Requirements: Availability of Schedule 13G to Passive Investors

White Paper | Morgan Lewis White Paper
George Yearsich

In its January 12, 1998 Release, the Securities and Exchange Commission (SEC) adopted amendments to its rules under Section 13(d) of the Securities Exchange Act of 1934 relating to the reporting of 5 percent or more ben... more

February 1998 New Top Level Domain Names Present Opportunities, Risks for Trademark Owners, The Metropolitan Corporate Counsel

Outside Publications | Article
Ron Dreben

February 1998 The Clinton Administration "Green Paper"

White Paper | Morgan Lewis White Paper
Ron Dreben

This paper reviews the recently released Clinton Administration "Green Paper" proposal to change the management of the Internet domain name system, which will affect your rights as a trademark or Internet domain name ow... more

01/26/98 Domain Name Lawsuits Trigger Plans for Reform, The National Law Journal

Outside Publications | Article
Ron Dreben

01/22/98 Recent Leasing-Related Tax Law Developments, presented at the D'Accord Winter Finance Conference, Telluride, CO

Presentation | Speech
William A. Macan IV

January 1998 Exchange Offers of Equity Securities by Foreign Private Issuers, The Metropolitan Corporate Counsel

Outside Publications | Article
Eduardo Vidal, Jose Fraga

12/18/97 Accommodating the Fifth Amendment Privilege, New York Law Journal

Outside Publications | Article
John Peloso

December 1997 Ethical Issues Arising in Reduction in Force and Related Litigation, American Corporate Counsel Association, Greater Houston Metropolitan Chapter

Outside Publications | Article
Michael Bloom, Francis Milone

12/01/97 Funding and Financing the Acquisition, presented at The Book Publishing Mergers & Acquisitions Institute, New York

Presentation | Speech
Charles Engros, Jr.

December 1997 Protection of Internal Corporate Investigation Materials Under the Attorney-Client Privilege and Work Product Doctrine, The Metropolitan Corporate Counsel

Outside Publications | Article
Anne Flannery