04/01/05
Claim Construction and the Federal Circuit: An Analysis of the En Banc Questions Posed in Phillips v. AWH Corp., presented at Fordham University School of Law, New York
Presentation | Speech
Brian Murphy
03/31/05
Viewpoint On Current And Future Policy – Implications And Opportunities For ETFs, presented at the World Series of ETFs/Information Management Network, New York
Presentation | Speech
W. John McGuire
02/03/05
Supervision and Supervisory Structure: A Legal and Regulatory Approach; NASD Institute for Professional Development - Supervision in the Financial Services Industry Symposium, New York
Presentation | Speech
Ben Indek
01/31/05
Mutual Funds and Hedge Funds, presented at Fordham Law School Spring Roundtable, New York
Presentation | Speech
W. John McGuire
07/03/04
Organizational and Corporate Governance: How it Impacts the Ability to Raise Capital and Close Transactions, New York
Presentation | Speech
Ethan Johnson
06/25/04
Hiring Practices: Compliance and Risk Management, presented at the NASD Institute Back Office Symposium
Presentation | Speech
Ben Indek
06/07/04
Corporate Governance Under ERISA: The Power to Influence Corporations, Employee Benefits Journal
Outside Publications | Article
Craig Bitman
06/07/04
Paperless Benefit Plan Administration in the New Millennium, Employee Benefits Journal
Outside Publications | Article
Craig Bitman
06/01/04
Fund Structuring: What Issues are Involved in Creating a New Fund?, New York
Presentation | Speech
Ethan Johnson
05/13/04
Investment Adviser Books and Records; NRS Basic Training, New York
Presentation | Speech
W. John McGuire
04/15/04
Examination of the Federal Trade Commission's Recommendations to Better Harmonize Patent and Antitrust Laws and Policies, presented at Fordham University School of Law, New York
Presentation | Speech
Brian Murphy
11/04/03
Examination Priorities - SIA Compliance & Legal Division Fall Compliance Seminar
Presentation | Speech
Ben Indek
Fall 2003
The Employer's Bottom Line, HR Advisor
Outside Publications | Article
Craig Bitman
09/30/03
Hiring Practices: Compliance and Risk Management - NASD Institute Phase II Branch Office Management Symposium
Presentation | Speech
Ben Indek
07/14/03
Mezzanine Financing, presented at the 2nd Annual Institutional Real Estate Investing Conference, New York
Presentation | Speech
L. Bruce Fischer
07/13/03
Purchase and Sale Agreements, presented at the 2nd Annual Institutional Real Estate Investing Conference, New York
Presentation | Speech
L. Bruce Fischer
Spring 2003
Pension Plan Funding, HR Advisor
Outside Publications | Article
Craig Bitman
03/31/03
Red Flag Review - NSCP East Coast Regional Membership Meeting
Presentation | Speech
Ben Indek
