Daniel R. Kleinman

Email: dkleinman@morganlewis.com

Washington, D.C.
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5143
Fax: 202.739.3001

practice accolades

Investment Management

Ranked, Band 1: Investment Fund Formation and Management: Mutual Funds in The U.S. Legal 500 (2012)

Ranked, National Tier 1: Securities/Capital Markets Law, U.S. News and Best Lawyers (2012)

Ranked, Band 2: Financial Services Regulation: Broker-Dealer Regulation in Chambers USA (2012)

Ranked, Band 2: Investment Funds: Registered Funds in Chambers USA (2012)

ERISA Litigation

Listed in the highest tier for National ERISA Litigation Practice in Chambers USA 2012

Ranked in Tier 1 for ERISA Litigation by The U.S. Legal 500 (2012)

Private Investment Funds

Ranked "#1 Most Active Law Firm" globally, based on the number of funds worked on for limited partners, by Dow Jones Private Equity Analyst (2013)

Ranked, National Tier 1: Private Funds/Hedge Funds Law, U.S. News and Best Lawyers (2012)

education

Georgetown University Law Center, 2002, LL.M.

Pennsylvania State University, Dickinson School of Law, 1997, J.D.

New York University Stern School of Business, 1992, B.S.

Date	Title	Publication
02/14/1302/14/13	DOL Clarifies Application of ERISA Rules to Cleared Swaps View LawFlash	Employee Benefits and Investment Management LawFlash
05/10/1205/10/12	Department of Labor Releases Guidance on New Disclosure Rules View LawFlash	Employee Benefits and Investment Management LawFlash
05/07/1205/07/12	How Managed Account Program Sponsors and Managers can Navigate the New ERISA Section 408(b)(2) Disclosure Requirements, presented for the Money Management Institute Webinar Series View Presentation	Webinar
02/08/1202/08/12	Final DOL 408(b)(2) Disclosure Regulation Download or Listen to Part 1 of the Podcast Listen Now Download or Listen to Part 2 of the Podcast Listen Now View LawFlash	Employee Benefits and Investment Management LawFlash
02/02/1202/02/12	DOL Releases Final 408(b)(2) Disclosure Regulation View LawFlash	Employee Benefits and Investment Management LawFlash
12/06/1112/06/11	DOL Calls into Question Whether Boilerplate Indemnification Language in an IRA Brokerage Agreement Constitutes a Nonexempt Prohibited Transaction View LawFlash	Employee Benefits and Investment Management LawFlash
11/08/1111/08/11	Service Providers to ERISA Plans: DOL’s New Disclosure Regulations Are Imminent—Are You Ready? Download or Listen to Podcast Listen Now View LawFlash	Employee Benefits LawFlash
12/09/1012/09/10	The Department of Labor’s Recent Flurry of Fiduciary Regulations: New Obligations for Plan Fiduciaries and Plan Service Providers View Presentation	Webinar
11/17/0911/17/09	Form 5500 Schedule C View Presentation	Webinar
03/11/0903/11/09	Fiduciary Implications of the Market Crisis Webinar View Presentation	Webinar
11/13/0811/13/08	ERISA for Money Managers, presented at the ERISA for Money Managers: An Interactive Workshop, Boston View Presentation	Speech
08/19/0808/19/08	Form 5500/ERISA 408(b)(2) Proposed Regulations Webinar View Presentation	Webinar
07/30/0807/30/08	SEC and DOL Agree to Cooperate in Examinations View LawFlash	Investment Management FYI
04/17/0804/17/08	Hot Issues for Investment Advisers With Erisa Clients, presented at the ERISA for Money Managers Workshop, New York View Presentation	Speech
04/17/0804/17/08	QPAM and INHAM Exemptions, presented at the ERISA for Money Managers Workshop, New York View Presentation	Speech
01/01/07January 2007	What to Do If Your Fund Becomes Subject to ERISA, The Investment Lawyer, Vol. 14, No. 1 View Article	Article
06/01/06June 2006	What to Do If Your Fund Becomes Subject to ERISA, The Investment Lawyer, Vol. 13, No. 6 View Article	Article
01/05/0601/05/06	Doing Business Under the Department of Labor's LM-10 Requirements: Compliance and Practical Guidelines for Employers and Certain Service Providers View Presentation	Webinar

practice areas

bar admissions

Daniel R. Kleinman

practice accolades

education

Publications

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