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Michael S. Kraut

Email: mkraut@morganlewis.com

New York
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6927
Fax: 212.309.6001

practice accolades

Private Investment Funds

Ranked, National Tier 1: Private Funds/Hedge Funds Law, U.S. News and Best Lawyers (2010)

education

University of Pennsylvania Law School, 1999, J.D., Cum Laude

University of Michigan, 1996, B.A., High Distinction

Date	Title	Publication
01/26/11January 2011	2010 Year in Review: SEC and SRO Selected Enforcement Cases and Developments Regarding Broker-Dealers View Publication	White Paper
12/02/1012/02/10	Working with Expert Consultants:Procedures for Controlling Material Non-Public Information (MNPI) View Presentation	Webinar
08/06/10August 2010	2010 Mid-Year in Review: SEC and SRO Selected Enforcement Cases and Developments Regarding Broker-Dealers View White Paper	White Paper
02/25/1002/25/10	Enforcement Developments Regarding Broker-Dealers, Law360 Guest Column View Article	Article
01/28/10January 2010	2009 Year in Review: SEC and SRO Selected Enforcement Cases and Developments Regarding Broker-Dealers View White Paper	White Paper
07/31/09July 2009	2009 Mid-Year in Review: SEC and SRO Selected Enforcement Cases and Developments Regarding Broker-Dealers View White Paper	White Paper
05/26/0905/26/09	SEC and FINRA Enforcement in 2009 Year-to-Date: The Handcuffs Are Off View LawFlash	Securities Hot Topics
02/05/0902/05/09	2008 SEC and SRO Enforcement Year in Review, Complinet View Article	Article
01/21/09January 2009	2008 Year in Review: SEC and SRO Selected Enforcement Cases and Developments Regarding Broker-Dealers View White Paper	White Paper
12/10/0812/10/08	Tracker Impact Analysis: FINRA Provides Guidance on Obtaining Credit for Extraordinary Cooperation, Complinet View Article	Article
11/06/0811/06/08	Tracker Impact Analysis: SEC Fines LPL Financial Corporation for Regulation S-P Violations, Complinet View Article	Article
08/15/08August 2008	U.S. SEC, FINRA and NYSE Regulation: Mid-Year Review – Selected Broker-Dealer Enforcement Cases and Developments View White Paper	White Paper
02/01/08January/February 2008	2007 Year In Review: SEC and SRO Enforcement Cases and Developments Regarding Broker-Dealers, NSCP Currents View Article	Article
01/18/08January 2008	2007 Year in Review: SEC and SRO Selected Enforcement Cases and Developments Regarding Broker-Dealers View White Paper	White Paper
07/01/07Summer 2007	U.S. SEC, NASD, and NYSE Regulation: Selected Enforcement Cases and Developments in the First Half of 2007 Regarding Broker-Dealers View White Paper	White Paper
01/01/06January 2006	2005 NASD, NYSE, and SEC Enforcement Developments View White Paper	White Paper

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Michael S. Kraut

practice accolades

education

Publications

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