P. Georgia Bullitt
Email: gbullitt@morganlewis.com
practice accolades
Investment ManagementRanked, Band 1: Financial Services Regulation: Broker-Dealer Regulation in Chambers USA (2011)
Ranked, Band 1: Investment Funds: Registered Funds in Chambers USA (2011)
Ranked, Band 1: Investment Fund Formation and Management: Mutual Funds in The U.S. Legal 500 (2011)
Ranked, National Tier 1: Securities/Capital Markets Law, U.S. News and Best Lawyers (2010)
education
University of Michigan Law School, 1987, J.D., Cum Laude
Yale University, 1982, B.A.
Publications
| Date | Title | Publication |
| 09/27/1109/27/11 |
Research, Marketing, Financing and Selling Restrictions Relating to ETFs, presented for Morgan Lewis's ETF Breakfast Roundtable, Session II |
Speech |
| 09/20/1109/20/11 |
Issues for Broker-Dealers acting as APs or LMMs for ETFs, presented for Morgan Lewis's ETF Breakfast Roundtable, Session I |
Speech |
| 09/04/11August 2011 |
Broker-Dealers Will Shoulder Bulk of Responsibility under SEC’s New “Large Trader” Reporting System, Wall Street Lawyer |
Article |
| 09/02/1109/02/11 |
SEC Concept Release Requests Industry Comments on Funds’ Use of Derivatives |
Investment Management LawFlash |
| 08/02/1108/02/11 |
SEC Adopts Large Trader Reporting System |
Investment Management LawFlash |
| 06/08/1106/08/11 |
Time Running Out on Retail Currency Business for SEC-Registered Broker-Dealers |
Investment Management LawFlash |
| 04/19/1104/19/11 |
ETFs 360° - Formation, Regulation and Trading |
Speech |
| 09/20/1009/20/10 |
CFTC Requests Comment on NFA Petition to Restrict Exclusions from Commodity Pool Operator Definition |
Investment Management LawFlash |
| 08/19/1008/19/10 |
NFA Revises Petition to Restrict Exclusions from Commodity Pool Operator Definition |
Investment Management LawFlash |
| 08/01/10August 2010/October 2010 |
Legal Considerations for Registered Investment Companies Investing in Derivatives, Investment Lawyer, Vol. 17, Nos. 8 & 10 |
Article |
| 07/01/1007/01/10 |
NFA Petitions the CFTC to Restrict Exclusions from the Commodity Pool Operator Definition for Investment Companies |
Investment Management LawFlash |
| 06/29/1006/29/10 |
Financial Regulatory Reform Heads Down the Homestretch |
Financial Regulatory Reform LawFlash |
| 07/17/0907/17/09 |
Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC |
Investment Management FYI |
| 05/15/0905/15/09 |
SEC Proposes Strengthening of Advisers Act Custody Rule |
Investment Management FYI |
| 04/22/0904/22/09 |
Eleven Steps for Addressing Treasury Fail Penalties |
Investment Management FYI |
| 11/11/0811/11/08 |
SEC Adopts Interim Reporting Requirement for Short Sales |
Investment Management LawFlash |
| 10/27/0810/27/08 |
Securities and Exchange Commission Staff Permit Exchange-Traded Funds to Track Their Indexes by Investing in Other Exchange-Traded Funds |
Investment Management FYI |
| 10/17/0810/17/08 |
SEC Adopts Interim Reporting Requirement for Short Sales |
Investment Management LawFlash |
| 10/16/0810/16/08 |
SEC Adopts Interim Close-Out Requirements for Short Sales |
Investment Management LawFlash |
| 09/25/0809/25/08 |
SEC Staff Provides Guidance on Short Sale Emergency Orders: Supplement to FYIs of September 21 and 22, 2008 |
Securities Industry FYI |
| 09/22/0809/22/08 |
UPDATED as of 12:00 p.m. - SEC Emergency Orders: Implications for Buyside and Sellside Firms |
Securities Industry FYI |
| 09/21/0809/21/08 |
SEC Emergency Orders: Implications for Buyside and Sellside Firms |
Securities Industry FYI |
| 09/09/0809/09/08 |
Implications of U.S. Government’s Takeover of Fannie Mae and Freddie Mac |
Investment Management FYI |
| 07/22/0807/22/08 |
SEC Staff Confirms that Hedge Fund Solicitors Are Not Subject to the Cash Solicitation Rule |
Investment Management FYI |
| 07/17/0807/17/08 |
SEC Issues Emergency Order to Deter Uncovered Short Sales in Certain Financial Institutions |
Securities Industry FYI |
| 07/08/0807/08/08 |
FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives) |
Securities Industry FYI |
| 05/29/0805/29/08 |
CFTC Authority Extended over Retail Forex and Energy Trading |
Investment Management FYI |
| 05/16/0805/16/08 |
FINRA Issues Proposals on Rulebook Consolidation |
Securities Industry FYI |
| 03/05/0803/05/08 |
SEC Proposes Rules to Allow Index-Based and Fully Transparent Actively Managed ETFs |
Investment Management FYI |
| 02/05/0802/05/08 |
SEC Issues First Notice for Actively Managed ETFs |
Investment Management FYI |
| 11/06/0711/06/07 |
Internal Controls for Broker-Dealers, presented at the FINRA Institute at Wharton Certificate Program, Philadelphia |
Speech |
| 10/10/0710/10/07 |
Fee-Based Brokerage Accounts and the Elimination of Rule 202(a)(11)-1, presented at the Financial Markets World 20th Annual Small Firms Conference, San Antonio, TX |
Speech |
| 11/15/0611/15/06 |
Monitoring, Managing, and Retaining Email and Other Electronic Activity to Comply with Advisors Act, presented at the 3rd National Forum on Hedge Fund Compliance, New York |
Speech |
| 11/02/0611/02/06 |
IA and Investment Company CCOs, presented at the Investment Advisor Association's Compliance Workshop (multiple cities) |
Speech |
| 09/21/0609/21/06 |
How Firms Are Adapting to the Rule and a Look Towards the Future, presented at the SIA Fee Based Accounts Forum, New York |
Speech |
| 04/01/06April 2006 |
New Rules of the Road for Brokers Offering Investment Advice, Wall Street Lawyer: Securities in the Electronic Age, Vol. 10, No. 4 |
Article |
News
| Date | Title | Description |
|---|---|---|
| Sep 01, 2011 |
Record Penalty Makes Case For Forex Compliance Reviews, Compliance Reporter |
Georgia Bullitt and Michael Piracci are quoted. |
| Aug 31, 2011 |
Mutual Funds Face Curbs on Using Derivatives to Boost Returns, Bloomberg Government (read the article) |
Georgia Bullitt is quoted. |