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Ivan P. Harris

Email: iharris@morganlewis.com

Miami
200 S. Biscayne Blvd., Suite 5300
Miami, FL 33131-2339
Phone: 305.415.3398
Fax: 305.415.3001

New York
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6630
Fax: 212.309.6001

practice accolades

Private Investment Funds

Ranked "#1 Most Active Law Firm" globally, based on the number of funds worked on for limited partners, by Dow Jones Private Equity Analyst (2013)

Ranked, National Tier 1: Private Funds/Hedge Funds Law, U.S. News and Best Lawyers (2012)

education

Duke University School of Law, 1994, J.D.

University of Pennsylvania, Wharton School of Business, 1991, B.S., Cum Laude

University of Pennsylvania, 1991, B.A., Cum Laude

Date	Title	Publication
03/14/1303/14/13	MMI Legal and Compliance Committee Webinar Series: SEC Enforcement 2012 Year in Review: Implications for Managed Accounts View Presentation	Webinar
02/26/1302/26/13	Virtual Asset Management Roundtable Series: SEC Enforcement 2012 Year In Review View Presentation	Webinar
02/07/1302/07/13	Select SEC and FINRA Cases and Developments: 2012 Year in Review View LawFlash	Securities LawFlash
02/06/13February 2013	Select Broker-Dealer, Investment Adviser, and Investment Company Enforcement Cases and Developments: 2012 Year in Review View Publication	White Paper
01/16/1301/16/13	CFPB Issues Final Ability-to-Repay and Qualified Mortgage Rule View LawFlash	Financial Services Lawflash
10/05/1210/05/12	Advanced Topics in Hedge Fund Practices, Part 1: Enforcement Trends and Issues Download or Listen to Podcast Listen Now	Podcast
09/28/1209/28/12	What We’ve Learned From CFPB’s 1st Year, Law360 View Article	Article
09/20/1209/20/12	Consumer Financial Protection Bureau Frequently Asked Questions View LawFlash	Financial Services LawFlash
07/06/1207/06/12	CFPB Rule Regarding Privileged Information View LawFlash	Financial Services LawFlash
06/20/1206/20/12	Speaker, Morgan Lewis's Investment Management/Financial Services Roundtable Series, Miami	Speech
03/05/1203/05/12	Consumer Financial Protection Bureau: What It Is, What to Expect, BNA's Daily Report for Executives View Article	Article
02/01/1202/01/12	Select SEC and FINRA Broker-Dealer Cases and Developments: 2011 Year in Review View LawFlash	Securities LawFlash
01/31/12January 2012	2011 Year in Review: SEC and FINRA Selected Enforcement Cases and Developments Regarding Broker-Dealers View Publication	White Paper
01/19/12January 2012	The Consumer Financial Protection Bureau (CFPB): What It Is and What to Expect View White Paper	White Paper
10/19/1110/19/11	Anti-Money Laundering Workshop, presented at NSCP’s 2011 National Membership Meeting, Baltimore, Maryland View Presentation	Speech
03/18/11March 2011	Morgan Lewis 2010 Hedge Fund Enforcement Year in Review View White Paper	White Paper
12/22/1012/22/10	SEC Enters Into First Nonprosecution Agreement as Part of Its New Cooperation Initiative View LawFlash	Securities LawFlash
01/26/1001/26/10	Feds Must Learn Difference Between Poor Decisions and Fraud, Daily Business Review View Article	Article
10/06/0910/06/09	Conflicts of Interest [Large Firms], presented at the NSCP National Membership Meeting, Philadelphia View Presentation	Speech
02/25/09January/February 2009	FINRA Steps Up AML Enforcement Efforts to Target Suspicious Activity Monitoring, NSCP Currents	Article
02/24/0902/24/09	International Business: Corruption Laws Reach Further Than Many Companies Believe, Daily Business Review View Article	Article
10/20/0810/20/08	Conflicts of Interest, presented at the NSCP National Membership Meeting 2008, Philadelphia View Presentation	Speech
10/15/0810/15/08	SEC Lifts the Veil on Its Enforcement Process by Publishing Enforcement Manual View LawFlash	Securities LawFlash
12/06/0712/06/07	Compliance Officers and Compliance Programs, presented at the West Legalworks Investment Adviser Regulation: An A to Z Workshop, Miami View Presentation	Speech
11/14/0711/14/07	The Impact of Hedge Funds on the Global Capital Markets, presented at Terrapinn's Hedge Funds World Bahamas 2007, Atlantis, Bahamas	Speech
10/30/0710/30/07	Governance, Risk and Compliance Track: SEC Enforcement Actions, presented at the 14th Annual Institutional Investor/MARHedge Global Hedge Fund Summit, Bermuda	Speech
10/01/07October 2007	The D.C. Circuit’s Remand of the SEC’s Order Sustaining an NASD Disciplinary Proceeding Puts Focus on the Standard for SEC Review of Sanctions Imposed by SROs, Banking & Financial Services Policy Report	Article

Date	Title	Description
Jan 07, 2013	Securities Group of the Year: Morgan Lewis, Law360	Law360 lists Morgan Lewis's Securities Industry Practice as one of its Securities Groups of the Year for 2012.
May 21, 2007	Morgan Lewis Adds Senior SEC Enforcement Official to National Securities Practice and Miami Office	Ivan Harris, former Assistant Regional Director of Enforcement for the SEC's Southeast Region, has joined the firm's national securities practice as a partner in the Miami office.

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Ivan P. Harris

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