W. John McGuire

Partner

W. John McGuire is a partner in Morgan Lewis's Investment Management and Securities Industry Practice. Mr. McGuire concentrates on investment company and investment adviser regulatory issues, and related issues affecting broker-dealers and transfer agents. He has assisted clients with the formation or acquisition of investment companies and investment advisers, in addition to providing them with ongoing representation. Mr. McGuire routinely handles matters involving the establishment, representation, and counseling of exchange traded investment companies, popularly known as ETFs, their advisers, and listing markets.

Mr. McGuire counsels clients on a wide variety of regulatory and transactional matters, including development of new products and services; federal and state registration and compliance issues; SEC, NASD, and state investigations and enforcement actions; mergers and acquisitions involving investment companies and investment advisers; interpretive and "no-action" letter requests; SEC exemptive orders; and related matters.

From 2005 through 2008, Mr. McGuire was named one of the leading U.S. lawyers for investment management by Chambers USA, based on the views of clients, peers, and other industry professionals. Chambers noted that Mr. McGuire’s clients appreciate the fact that “he is able to see things from a business as well as legal perspective.” Chambers also noted that he is “very active in the development of new investment products.”

Before entering private practice, Mr. McGuire served on the staff of the Securities and Exchange Commission in its Division of Investment Management. He regularly speaks at industry conferences, and has authored or co-authored several articles covering a wide variety of securities regulatory issues. He also serves pro bono as a court-appointed civil mediator for the District of Columbia Superior Court.

Mr. McGuire is admitted to practice in the District of Columbia.