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Related Publications
03/10/10
Prospectus Liability, presented at an Independent Directors Council Teleconference
February 2009
SEC Staff Permits Exchange-Traded Funds to Track Their Indexes by Investing in Other Exchange-Traded Funds, Derivatives Financial Products Report
(pdf)
12/18/08
SEC Adopts Rule That Would Require Equity Index Annuities to Be Registered Securities
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