Practice Areas
Honors + Affiliations
Listed, Chambers USA: America's Leading Lawyers for Business (2005–2008)
Member, American Bar Association, Business Law Section
Editorial Board Member, Practical Compliance & Risk Management
Advisory Board Member, Wall Street Lawyer & Journal of Performance Measurement
Former Managing Editor, The George Washington Law Review
Former Associate Editor, Consumer Protection Reporting Service
Listed, Washington, D.C. Super Lawyers (2008)
Bar Admissions
- District of Columbia
- Pennsylvania
- Washington, D.C.
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1111 Pennsylvania Ave., NW
Washington, D.C. 20004-2541
Phone: 202.739.5453
Fax: 202.739.3001
Steven W. Stone is the leader of Morgan Lewis's Investment Management Practice Group and serves as Managing Partner of the firm's Washington office. Mr. Stone’s practice focuses on broker-dealer and investment manager regulation and enforcement defense and regulation of the securities markets. Mr. Stone has a broad background in broker-dealer and investment management regulation, representing major investment banks, broker-dealers and investment managers in a wide range of matters. He frequently advises trading desks of both broker-dealers and investment managers on a range of issues.
Mr. Stone counsels clients on a wide variety of regulatory and transactional matters, including development of new products and services; federal and state registration and compliance issues; SEC, NASD and state investigations; and enforcement actions; mergers and acquisitions and joint ventures involving broker-dealers and investment advisers; interpretive and "no-action" letter requests; insider trading issues; and related matters.
Mr. Stone is admitted to practice in the District of Columbia and Pennsylvania.
Education
- George Washington University National Law Center, 1988, J.D.
- Bates College, 1983, B.A.