Practice Areas
- Investment Management
- Securities Industry
- Broker-Dealers
- Compliance & Investment Management
- Registered Investment Companies
- Wrap Fee Sponsors
- Investment Advisers
- Broker-Dealer & Capital Markets Regulation
- Private Investment Funds
- Exchange Traded Funds
- Privacy
- Washington Government Relations & Public Policy
- Financial Services
Bar Admissions
- District of Columbia
- Washington, D.C.
-
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5453
Fax: 202.739.3001
page 1 of 1
1 events found
| Type | Dates / Location | Title / Description |
|---|---|---|
Conferences and Speeches |
03/15/12 to 03/16/12
Washington, D.C. |
14th Annual IA Compliance Best Practices Summit 2012
Steve Stone, speaker, "What A CCO Can Do to Reduce The Risk Of Insider Trading"; Donald Myers, speaker, "What New Department of Labor Rules Mean for ERISA Fiduciaries |
page 1 of 1
