Practice Areas
- Investment Management
- Securities Industry
- Broker-Dealers
- Compliance & Investment Management
- Registered Investment Companies
- Wrap Fee Sponsors
- Investment Advisers
- Broker-Dealer & Capital Markets Regulation
- Private Investment Funds
- Exchange Traded Funds
- Privacy
- Washington Government Relations & Public Policy
Honors + Affiliations
Listed, Chambers USA: America's Leading Lawyers for Business (2005–2010)
Listed, Investment Fund Formation and Management: Alternative/Hedge Funds in The US Legal 500 (2009)
Listed, Investment Fund Formation and Management: Mutual Funds in The US Legal 500 (2009)
Listed, "Guide to the World's Leading Investment Funds Lawyers," International Financial Law Review/Expert Guides (2008)
Listed, Washington, D.C. Super Lawyers (2008)
Member, American Bar Association, Business Law Section
Editorial Board Member, Practical Compliance & Risk Management
Advisory Board Member, Wall Street Lawyer & Journal of Performance Measurement
Former Managing Editor, The George Washington Law Review
Former Associate Editor, Consumer Protection Reporting Service
Bar Admissions
- District of Columbia
- Pennsylvania
- Washington, D.C.
-
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5453
Fax: 202.739.3001
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4 events found
| Type | Dates / Location | Title / Description |
|---|---|---|
Conferences and Speeches |
06/03/10
|
IAA's Soft Dollar Arrangements: Commission Sharing vs. Traditional Soft Dollar Arrangements and Other Current Issues Webcast
Steven Stone, speaker, "Soft Dollar Arrangements: Commission Sharing vs. Traditional Soft Dollar Arrangements and Other Current Issues Webcast" |
Conferences and Speeches |
05/07/10
|
42nd Annual Rocky Mountain Securities Conference
Steven Stone, panelist, "Mutual Funds, Broker Dealers and Investment Advisers: Risks and Approaches to a Changing Market Place" |
Conferences and Speeches |
04/22/10 to 04/23/10
New York |
|
Conferences and Speeches |
04/19/10
Washington, D.C. |
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