Morgan Lewis

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03/20/13 Presenter, SIFMA Compliance & Legal Society's 45th Annual Seminar
02/19/13 A Snapshot Of 2012 SEC And FINRA Enforcement, Law360
(pdf)
02/07/13 Select SEC and FINRA Cases and Developments: 2012 Year in Review
In 2012, the SEC and FINRA continued their vigorous enforcement of the securities laws, rules, and regulations—with cases against broker-dealers, investment advisers, and investment companies accounting for 38% of the SEC enforcement docket and FINRA bringing a record number of enforcement actions against its member firms and associated persons.
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Related News

03/28/13 NYS Superintendent of Financial Services Benjamin M. Lawsky to speak at Fordham Corporate Law Center’s Annual A.A. Sommer, Jr. Lecture
Morgan, Lewis & Bockius LLP is the proud sponsor of the A.A. Sommer Lecture series, which will feature speaker New York State Department of Financial Services Superintendent Benjamin M. Lawsky.
01/07/13 Securities Group of the Year: Morgan Lewis, Law360
Law360 lists Morgan Lewis's Securities Industry Practice as one of its Securities Groups of the Year for 2012.
01/01/10 Law360 Names Morgan Lewis as a Top Securities Defense Firm for 2009
Law360 selected Morgan Lewis as one of five top securities defense firms of the year, citing the firm's capacity for combining counseling and transactional securities law with dispute litigation and enforcement.
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Ben A. Indek

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New York
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6109
Fax: 212.309.6001
6 news articles found
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Date Title Description
Mar 28, 2013 NYS Superintendent of Financial Services Benjamin M. Lawsky to speak at Fordham Corporate Law Center’s Annual A.A. Sommer, Jr. Lecture
Morgan, Lewis & Bockius LLP is the proud sponsor of the A.A. Sommer Lecture series, which will feature speaker New York State Department of Financial Services Superintendent Benjamin M. Lawsky.
Jan 07, 2013 Securities Group of the Year: Morgan Lewis, Law360
Law360 lists Morgan Lewis's Securities Industry Practice as one of its Securities Groups of the Year for 2012.
Jan 01, 2010 Law360 Names Morgan Lewis as a Top Securities Defense Firm for 2009
Law360 selected Morgan Lewis as one of five top securities defense firms of the year, citing the firm's capacity for combining counseling and transactional securities law with dispute litigation and enforcement.
Jun 29, 2009 Q&A With Morgan Lewis' Ben Indek, Law360
Ben Indek is interviewed, discussing the past, present, and future of his practice and securities law.
Dec 24, 2008 SEC Chief Defends His Restraint, Washington Post

Ben Indek comments on the SEC's actions against broker-dealers over the 2007 and 2008 fiscal years.
Oct 30, 2007 Ben A. Indek Elected to Board of Directors of the National Society of Compliance Professionals (NSCP)
On October 19, 2007, New York Litigation Partner Ben A. Indek was elected to the board of directors of the National Society of Compliance Professionals (NSCP).

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