Morgan Lewis

Related Publications

03/18/14 DOL Proposes Amendment to Service Provider Fee Disclosure Regulation
Proposal would require certain service providers to furnish a separate disclosure guide.
02/06/14 FINRA and SEC to Focus on IRA Rollover Practices in 2014
Financial institutions should prepare for increased regulatory scrutiny.
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Related News

06/27/11 Morgan Lewis Promotes Twelve Lawyers to Partnership
Morgan Lewis announced that twelve lawyers have been invited to join its partnership effective October 1, 2011.
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Daniel R. Kleinman

Washington, D.C.
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5143
Fax: 202.739.3001

22 Publications Found
Date Title Publication
04/10/1404/10/14 Virtual Asset Management Roundtable Series: SEC Examination Trends for Investment Advisers

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Webinar
03/18/1403/18/14 DOL Proposes Amendment to Service Provider Fee Disclosure Regulation

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Employee Benefits and Financial Services LawFlash
02/06/1402/06/14 FINRA and SEC to Focus on IRA Rollover Practices in 2014

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Employee Benefits and Investment Management LawFlash
10/15/1310/15/13 Fiduciary Issues for Retirement Plan Sponsors

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Webinar
02/14/1302/14/13 DOL Clarifies Application of ERISA Rules to Cleared Swaps

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Employee Benefits and Investment Management LawFlash
05/10/1205/10/12 Department of Labor Releases Guidance on New Disclosure Rules

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Employee Benefits and Investment Management LawFlash
05/07/1205/07/12 How Managed Account Program Sponsors and Managers can Navigate the New ERISA Section 408(b)(2) Disclosure Requirements, presented for the Money Management Institute Webinar Series

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Webinar
02/08/1202/08/12
Final DOL 408(b)(2) Disclosure Regulation

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Employee Benefits and Investment Management LawFlash
02/02/1202/02/12 DOL Releases Final 408(b)(2) Disclosure Regulation

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Employee Benefits and Investment Management LawFlash
12/06/1112/06/11 DOL Calls into Question Whether Boilerplate Indemnification Language in an IRA Brokerage Agreement Constitutes a Nonexempt Prohibited Transaction

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Employee Benefits and Investment Management LawFlash
11/08/1111/08/11
Service Providers to ERISA Plans: DOL’s New Disclosure Regulations Are Imminent—Are You Ready?

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Employee Benefits LawFlash
12/09/1012/09/10 The Department of Labor’s Recent Flurry of Fiduciary Regulations: New Obligations for Plan Fiduciaries and Plan Service Providers

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Webinar
11/17/0911/17/09 Form 5500 Schedule C

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Webinar
03/11/0903/11/09 Fiduciary Implications of the Market Crisis Webinar

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Webinar
11/13/0811/13/08 ERISA for Money Managers, presented at the ERISA for Money Managers: An Interactive Workshop, Boston

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Speech
08/19/0808/19/08 Form 5500/ERISA 408(b)(2) Proposed Regulations Webinar

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Webinar
07/30/0807/30/08 SEC and DOL Agree to Cooperate in Examinations

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Investment Management FYI
04/17/0804/17/08 Hot Issues for Investment Advisers With Erisa Clients, presented at the ERISA for Money Managers Workshop, New York

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Speech
04/17/0804/17/08 QPAM and INHAM Exemptions, presented at the ERISA for Money Managers Workshop, New York

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Speech
01/01/07January 2007 What to Do If Your Fund Becomes Subject to ERISA, The Investment Lawyer, Vol. 14, No. 1

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Article
06/01/06June 2006 What to Do If Your Fund Becomes Subject to ERISA, The Investment Lawyer, Vol. 13, No. 6

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Article
01/05/0601/05/06 Doing Business Under the Department of Labor's LM-10 Requirements: Compliance and Practical Guidelines for Employers and Certain Service Providers

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Webinar