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04/17/13
SEC Issues Guidance on Social Media and Regulation FD
Public companies are encouraged to rigorously analyze SEC guidance prior to disseminating material information via social media.
02/05/13
SEC Approves Final NYSE and NASDAQ Compensation Committee Rules
Companies are required to comply with certain of the new listing standards relating to compensation adviser independence by July 1, 2013.
01/22/13
SEC Reporting for Certain 2012 Iran-Related Transactions
Mandatory requirements cover actions of issuers' foreign subsidiaries and affiliates.
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Practice Areas
Business & Finance
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Securities Regulation
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Linda L. Griggs
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Washington, D.C.
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5245
Fax: 202.739.3001
33
Publications Found
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Date
Title
Publication
04/17/13
04/17/13
SEC Issues Guidance on Social Media and Regulation FD
View LawFlash
Securities LawFlash
02/05/13
02/05/13
SEC Approves Final NYSE and NASDAQ Compensation Committee Rules
View LawFlash
Securities LawFlash
01/22/13
01/22/13
SEC Reporting for Certain 2012 Iran-Related Transactions
View LawFlash
International Trade and Economic Sanctions LawFlash
09/28/12
09/28/12
A Year Under SEC Bulletin No. 19
View LawFlash
Tax LawFlash
09/05/12
September 2012
SEC Adopts Rules Implementing the Dodd-Frank Requirement for Conflict Minerals Reporting
View White Paper
White Paper
04/09/12
April 2012
Corporate Spending Post-
Citizens United
Decision Comes under Attack
View Alert
Cross-Practice Alert
03/30/12
03/30/12
Congress Passes the JOBS Act to Simplify Capital Formation
View LawFlash
Securities LawFlash
02/16/11
02/16/11
Say-on-Pay: Practical Proxy Advice
View Presentation
Webinar
07/21/10
07/21/10
Financial Reform Bill Imposes New Corporate Governance Requirements
View LawFlash
Financial Regulatory Reform LawFlash
06/14/10
06/14/10
Proposed Corporate Governance Changes Applicable to Public Companies
View LawFlash
Financial Regulatory Reform LawFlash
03/26/10
March 2010
SEC Interpretive Guidance Addresses Climate-Change Disclosure Requirements,
The Environmental Counselor
, Issue 259
View Article
Article
09/08/09
September 2009
Loss Contingencies: How Will They Be Disclosed in the Future?
View White Paper
White Paper
07/22/09
07/22/09
The Effect of Proxy Issues on Executive Compensation Webinar: A Review of the Recent Proxy Season and What You Should Be Considering Now
View Presentation
Webinar
09/15/04
September 2004
Complying with the New Form 8-K Rules
View White Paper
White Paper
12/01/03
December 2003
Guidelines for Establishing and Evaluating Disclosure Controls and Procedures
View White Paper
White Paper
12/01/02
12/01/02
Corporate America in Crisis: Sarbanes-Oxley Act of 2002
View Presentation
Speech
10/01/02
October 2002
SEC's New Rules Requiring Certifications and Disclosure Controls and Procedures
View White Paper
White Paper
09/01/02
September 2002
Equity Compensation Plan Disclosure Requirements
View White Paper
White Paper
09/01/02
September 2002
SEC Adopts Rules Implementing Sarbanes-Oxley Changes to Section 16 Reporting Requirements
View White Paper
White Paper
07/01/02
July 2002
SEC Issues Unprecedented "Order" for Principal Executive and Financial Officers
View White Paper
White Paper
07/01/02
July 2002
SEC Proposes Certification of Annual and Quarterly Reports, Requirement for Internal Procedures and New Form 8-K Requirements
View White Paper
White Paper
06/01/02
June 2002
SEC Proposes New Rules Requiring Disclosure of the Application of Critical Accounting Policies
View White Paper
White Paper
04/01/02
April 2002
SEC Proposes New Rules Governing Periodic Disclosure Requirements and Management Transactions
View White Paper
White Paper
04/01/02
April 2002
SEC Reporting Requirements for Companies Audited by Arthur Andersen LLP
View White Paper
White Paper
02/01/02
February 2002
Enron Implosion Places Spotlight on Public Disclosure Obligations
View White Paper
White Paper
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