Morgan Lewis

Related Publications

07/19/10 Landmark Legislation Gives SEC New Enforcement Capability
The newly approved financial reform bill contains new measures expanding the SEC’s enforcement authority and strengthening its oversight and regulatory authority over the nation’s securities markets.
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Patrick D. Conner

Washington, D.C.
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5594
Fax: 202.739.3001

10 Publications Found
Date Title Publication
02/10/1102/10/11 The SEC Speaks 2011: Aggressive Enforcement to Continue Post-Reorganizational and Legislative Changes

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Securities LawFlash
08/06/10August 2010 2010 Mid-Year in Review: SEC and SRO Selected Enforcement Cases and Developments Regarding Broker-Dealers

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White Paper
07/19/1007/19/10 Landmark Legislation Gives SEC New Enforcement Capability

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Financial Regulatory Reform LawFlash
06/01/10June 2010 "Everything Old Is New Again": Supreme Court Affirms Gartenberg Standard in Unanimous Decision in Jones v. Harris Associates L.P., The Investment Lawyer, Vol. 17, No. 6

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Article
03/31/1003/31/10 Supreme Court Affirms Gartenberg Standard in Unanimous Decision in Jones v. Harris Associates L.P.

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Investment Management FYI
02/11/1002/11/10 The SEC Speaks 2010: Fast-Paced Reform Continues in 2010

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Securities LawFlash
01/26/10January 2010 The Securities and Exchange Commission Announces New Cooperation Initiative

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White Paper
03/10/0903/10/09 Supreme Court Grants Certiorari in Jones v. Harris Associates L.P.

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Investment Management FYI
02/12/0902/12/09 New SEC Chairman Schapiro Pledges Swift and Vigorous Enforcement

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Securities LawFlash
06/01/01June 2001 The Supreme Court Requires Higher Standard of Review for Constitutional Due Process Challenges to Punitive Damages Awards

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White Paper