Morgan Lewis

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04/25/13 Federal Reserve Adopts Retail Forex Rules
Standards for banking organizations regulated by the Federal Reserve for Retail Forex are generally comparable to rules adopted by other regulators.
02/11/13 CFTC Provides Family Offices with Certainty and Fund of Fund’s with a Temporary Reprieve, BNA's Securities Regulation & Law Report
A detailed explanation of the Commodity Futures Trading Commission's (CFTC's) Division of Swap Dealer and Intermediary Oversight's (DSIO) no-action letters providing relief from Commodity Pool Operator (CPO) registration for family offices and fund of funds operators.
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Dana D.C. Westfall

Chicago
77 West Wacker Dr.
Chicago, IL 60601-5094
Phone: 312.324.1109
Fax: 312.324.1001

11 Publications Found
Date Title Publication
04/25/1304/25/13 Federal Reserve Adopts Retail Forex Rules

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Investment Management LawFlash
03/06/1303/06/13
Morgan Lewis Hedge Fund University™ Commodity Pool Regulatory Update

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02/11/1302/11/13 CFTC Provides Family Offices with Certainty and Fund of Fund’s with a Temporary Reprieve, BNA's Securities Regulation & Law Report

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Article
01/03/1301/03/13 CFTC Adopts Tape-Recording and Recordkeeping Rules

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Investment Management LawFlash
12/28/1212/28/12 SEC Permits Portfolio Margining of Credit Default Swaps

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Investment Management LawFlash
12/05/1212/05/12 CFTC Staff No-Action Relief for Family Offices and Fund of Funds Operators

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Investment Management LawFlash
11/20/1211/20/12 Treasury Issues Final Determination on Foreign Exchange Swaps and Forwards

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Investment Management LawFlash
10/15/1210/15/12 Temporary Relief from Registration for Swaps Intermediaries

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Investment Management LawFlash
08/28/1208/28/12 NFA Proposes New Swap Entity Identification Requirement and Waives Series 3 Exam for APs Engaged Only in Swap Activity

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06/11/1206/11/12 Pushing For Stricter FCM Controls Post MF Global, Law360

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06/01/1206/01/12 NFA Proposes FCM Financial Requirements in the Wake of MF Global

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