Practice Areas
- Litigation
- Broker-Dealers
- Securities Industry
- Securities Litigation & Enforcement
- Financial Services Litigation
- Retail
- Anti-Money Laundering
- Broker-Dealer & Capital Markets Regulation
- Foreign Corrupt Practices Act (FCPA)
- Futures, Foreign Exchange, & Energy Trading
- Washington Government Relations & Public Policy
Honors + Affiliations
Listed, The Best Lawyers in America (2007–2009)
Listed, Chambers USA: America's Leading Lawyers for Business (2008–2010)
Listed, Who's Who in American Law
Member, American Bar Association, Business Law and Litigation Sections
Member, Association of the Bar of the City of New York
Member, District of Columbia Bar Association
Member, Securities Industry Association
Articles Editor, Duke Law Journal
Member, Order of the Coif
Bar Admissions
- District of Columbia
- New York
Court Admissions
- U.S. Supreme Court
- Washington, D.C.
-
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5575
Fax: 202.739.3001
20 Publications Found
| Date | Title | Publication |
| January 2010 |
The Securities and Exchange Commission Announces New Cooperation Initiative |
Morgan Lewis White Paper |
| 09/24/09 |
Current SEC Enforcement Proceedings and Civil Securities Litigation Against Accountants: SEC Valuation Cases, Tellabs, Stoneridge, Sen. Specter, and Aiding and Abetting Liability |
Webcast |
| 03/10/09 |
Supreme Court Grants Certiorari in Jones v. Harris Associates L.P. |
Investment Management FYI |
| 10/27/08 |
The War on Rumors at the SEC and CFTC, Securities Regulation and Law, Vol. 40, No. 42 |
Article |
| 10/17/08 |
Defending an SEC Administrative Proceeding, presented at the ALI-ABA Webcast on SEC and State Enforcement and Litigation |
Speech |
| 10/17/08 |
SEC Administrative Enforcement Litigation in FY 2008, presented at the ALI-ABA Webcast on SEC and State Enforcement and Litigation |
Speech |
| 10/15/08 |
SEC Lifts the Veil on Its Enforcement Process by Publishing Enforcement Manual |
Securities LawFlash |
| 05/15/08 |
Trends in Penalties in SEC Enforcement Cases Brought Against Public Companies, presented at the 20th Annual ALI-ABA Course of Study – Accountants' Liability, San Diego |
Speech |
| 05/01/08 |
SEC Enforcement Litigation in FY 2007, presented at the ALI-ABA Course Of Study Securities Litigation Planning And Strategies Program, Boston |
Speech |
| April 2007 |
The Securities and Exchange Commission’s New Course on Penalties, BNA Securities Regulation E Law Report |
Article |
| 03/31/07 |
Defending an SEC Administrative Proceeding, presented at the 2007 ALI-ABA Securities Litigation Program, Boston |
Speech |
| March 2007 |
When Accountants Litigate: Decisions in Contested Rule 102(e) Proceedings, 2000-2006, presented at the 19th Annual ALI-ABA Course of Study – Accountants’ Liability, Boston |
Speech |
| August 2006 |
Anti-Money Laundering Compliance Programs: Time to Reevaluate Risks, The Investment Lawyer, Vol. 13, No. 8 |
Article |
| 12/19/05 |
Option Backdating: What to Do Before the SEC Comes Calling |
Webcast |
| October 2005 |
The New York Stock Exchange and Cooperation —
Another Precinct Heard From
|
Morgan Lewis White Paper |
| December 2002 |
The SEC’s First Enforcement
Actions Under Regulation FD:
Lessons Learned, Questions Remaining |
Morgan Lewis White Paper |
| November 2001 |
The SEC's New Cooperation Guidelines: Progress, and Some Possible Pitfalls |
Morgan Lewis White Paper |
| 03/22/01 |
Key Issues Facing Boards of Directors: Investor Relations and the SEC in the Electronic Age, presented at the Directors Roundtable, Philadelphia |
Speech |
| March 2001 |
Web-Based Investment Advisors and Commodity Trading Advisors, Review of Securities and Commodities Regulation, Vol. 34, No. 5, 47 |
Article |
| 11/30/00 |
A Client's Eye-View of Outcome in the SEC's Administrative Adjudication System, Insights |
Article |
