Ethan W. Johnson

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Miami: 200 S. Biscayne Blvd., Suite 5300
Miami, FL 33131-2339
Phone: 305.415.3394
Fax: 305.415.3001

41 Publications Found

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Date	Title	Publication
11/08/1111/08/11	Form PF Will Result in Substantial Reporting Requirements for Registered Advisers to Private Funds View LawFlash	Investment Management LawFlash
10/31/1110/31/11	Federal Agencies Propose Implementation of Volcker Rule View LawFlash	Investment Management LawFlash
07/25/1107/25/11	National Society of Compliance Professionals (NSCP) and Westlaw Webinar	Speech
07/07/1107/07/11	SEC Adopts Rules Exempting Venture Capital Fund Advisers from SEC Registration and Setting Forth Reporting Regime View LawFlash	Investment Management LawFlash
06/29/1106/29/11	SEC Adopts Exemptions for Certain Private Fund Advisers and Other Dodd-Frank Implementing Rules View LawFlash	Investment Management LawFlash
06/28/1106/28/11	SEC Adopts Family Office Rule View LawFlash	Investment Management LawFlash
06/23/1106/23/11	SEC Adopts Investment Adviser Rules Implementing the Dodd-Frank Act View LawFlash	Investment Management LawFlash
06/01/1106/01/11	Presenter, Deacons’ 3rd Annual Funds & Regulatory Forum U.S. Update for Hong Kong Managers, Hong Kong	Speech
05/05/1105/05/11	Focus on Regional Funds: Asia, India and Latin America, presented at Morgan Lewis's 2011 Annual Private Fund Investors Roundtable View Presentation	Speech
05/05/1105/05/11	Update on Regulatory and Tax Initiatives, presented at Morgan Lewis's 2011 Annual Private Fund Investors Roundtable, New York View Presentation	Speech
01/10/1101/10/11	SEC Proposes Exemptions for Certain Private Fund Advisers View LawFlash	Financial Regulatory Reform LawFlash
10/08/1010/08/10	Issues for Investors – Beginning, Middle and End, presented at the Campbell's Cayman Fund Focus 2010	Speech
10/01/10October 2010	Registration of Investment Advisers in the United States, Deacon's Financial Services Newsletter	Article
09/20/1009/20/10	CFTC Requests Comment on NFA Petition to Restrict Exclusions from Commodity Pool Operator Definition View LawFlash	Investment Management LawFlash
08/19/1008/19/10	NFA Revises Petition to Restrict Exclusions from Commodity Pool Operator Definition View LawFlash	Investment Management LawFlash
07/28/1007/28/10	Private Fund Investment Advisers Registration Act Enacted Into Law View LawFlash	Financial Regulatory Reform LawFlash
07/01/1007/01/10	NFA Petitions the CFTC to Restrict Exclusions from the Commodity Pool Operator Definition for Investment Companies View LawFlash	Investment Management LawFlash
01/07/1001/07/10	SEC Adopts Amendments to Advisers Act Custody Rule View LawFlash	Investment Management FYI
01/01/10January 2010	Changes in CFTC Regulation for Non-US Pools, Deacons Private Fund Newsletter View Article	Article
12/01/09December 2009	U.S. Legislative Update View Article	Article
10/23/092009	Morgan Lewis Hedge Fund Deskbook 2009: Legal and Practical Guide for a New Era, Contributing Editor (Thomson Reuters/West)	Book
08/01/09 August 2009	IRS Grants FBAR Filing Extension for Certain U.S. Persons, Deacons Private Fund Newsletter View Article	Article
08/01/09 August 2009	Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC, Deacons Private Fund Newsletter View Article	Article
07/17/0907/17/09	Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC View LawFlash	Investment Management FYI
01/01/09January 2009	Proposed U.S. Hedge Fund Legislation Would Result in Registration, Disclosure and Anti-Money Laundering Requirements, Deacons Private Fund Newsletter View Article	Article

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Ethan W. Johnson