Morgan Lewis

Related Publications

07/21/10 Financial Reform Bill Imposes New Corporate Governance Requirements
The latest on financial reform provisions relating to proxy access, board leadership structure, board risk and compensation committees, broker voting, and internal control over financial reporting that will affect many public companies.
06/14/10 Proposed Corporate Governance Changes Applicable to Public Companies
Proposed financial reform provisions relating to director elections, proxy access, board leadership structure, board risk committees, and broker voting will affect many public companies.
March 2007 The State of Play in Variable Annuities: Revisiting Best Supervisory and Control Practices, BISA
(pdf)
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John F. Hartigan

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Los Angeles
300 South Grand Ave, 22nd Fl.
Los Angeles, CA 90071-3132
Phone: 213.612.2630
Fax: 213.612.2501

14 Publications Found
Date Title Publication
07/21/1007/21/10 Financial Reform Bill Imposes New Corporate Governance Requirements

pdf View LawFlash
Financial Regulatory Reform LawFlash
06/14/1006/14/10 Proposed Corporate Governance Changes Applicable to Public Companies

pdf View LawFlash
Financial Regulatory Reform LawFlash
03/01/07March 2007 The State of Play in Variable Annuities: Revisiting Best Supervisory and Control Practices, BISA

pdf View Article
Article
09/22/0509/22/05 Regulatory Examinations, presented at the San Francisco Regional Seminar for the Securities Industry Association Compliance and Legal Division


 Speech
08/25/0508/25/05 When Problems Are Discovered: How to Respond


 Speech
10/20/0410/20/04 Corporate Governance & Nominating Committee Module, presented at the Anderson School of the University of California, Los Angeles Director Training and Certification Program, Los Angeles

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Speech
09/30/0409/30/04 Regulatory Examinations: Key Developments


 Speech
09/20/0409/20/04 Current Regulatory Issues and Solutions


 Speech
10/01/9810/01/98 Responding to Regulatory Inquiries, Examinations and Investigations, presented at the Financial Institutions Insurance Association Fall Conference, New Orleans


 Speech
10/28/9610/28/96 Understanding the New Regulatory Environment: State Regulation - Where is it Going? Presented at the Financial Institutions Insurance Association Fall Conference, Atlanta


 Speech
06/19/9606/19/96 Benefits of the Barnett Decision, Other Recent Decisions and Regulatory Actions: What Your Institution Can Do Now, presented at the Financial Institutions Insurance Association Compliance and Regulatory Seminar, Washington, D.C.


 Speech
10/03/9410/03/94 Finders, Merger and Acquisition Specialists, Broker-Dealers and Investment Advisers: Navigating the Regulatory Maze, presented at the 27th Annual Securities Regulation Seminar, Securities and Exchange Commission, California Department of Corporations, State Bar of California and The Los Angeles County Bar Association, Los Angeles


 Speech
02/01/9402/01/94 When Something Goes Wrong: An Executive's Perspective, presented at the Financial Institutions Insurance Association conference, Corte Madera, CA


 Speech
06/01/9106/01/91 Selected Federal Securities Law Issues, presented before The State Bar of California Business Law Section Thirteenth Annual Spring Program, Representing Small and Emerging Growth Companies, Beverly Hills, San Francisco, and San Diego


 Speech