Morgan Lewis

Related Publications

09/10/12 SEC Proposes to Permit General Solicitation in Private Offerings
Proposed rule amendments permit general solicitation and general advertising in Rule 506 and Rule 144A offerings but raise challenges for verification of accredited investor status of Rule 506 purchasers.
06/27/12 Jumpstart Our Business Startups Act: A Comprehensive Overview — distributed at the “Look Before You Leap! Jumpstart Our Business Startups (JOBS) Act Event” Hosted by Morgan Lewis, Morgan Stanley, and Ernst & Young
(pdf)
02/17/11 Delaware Valley Chapter of the Association of Corporate Counsel (DELVACCA Corporate and Securities Law CLE Institute, "Dodd-Frank’s Corporate Governance and Whistleblower Provisions: Implications and Strategies.”
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Practice Areas

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  • Pennsylvania
  • New York
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Alan Singer

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Philadelphia
1701 Market St.
Philadelphia, PA 19103-2921
Phone: 215.963.5224
Fax: 215.963.5001

22 Publications Found
Date Title Publication
09/10/1209/10/12 SEC Proposes to Permit General Solicitation in Private Offerings

pdf View LawFlash
Securities LawFlash
06/27/1206/27/12 Jumpstart Our Business Startups Act: A Comprehensive Overview — distributed at the “Look Before You Leap! Jumpstart Our Business Startups (JOBS) Act Event” Hosted by Morgan Lewis, Morgan Stanley, and Ernst & Young

pdf View Presentation
Speech
02/17/1102/17/11 Delaware Valley Chapter of the Association of Corporate Counsel (DELVACCA Corporate and Securities Law CLE Institute, "Dodd-Frank’s Corporate Governance and Whistleblower Provisions: Implications and Strategies.”


 Speech
10/01/08October 2008 SEC Interpretive Guidance on Web Site Disclosure, Insights: The Corporate and Securities Law Advisor, Vol. 22, No. 10

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Article
08/01/07August 2007 The Advent of E-Proxy, Insights, Vol. 21, No. 8

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Article
09/13/0609/13/06 Final SEC Executive Compensation Disclosure Requirements

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Webinar
03/01/06March/April 2006 Cooperating with the Government — an Opportunity Wrapped in a Dilemma, Executive Counsel


 Article
02/08/0602/08/06 SEC Executive Compensation Disclosure Proposals: SEC Executive Compensation

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Webinar
03/10/04March 2004 Amendments To Rule 10b-18, presented at the Seventh Annual Federal Securities Law Forum

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Article
10/01/02October 2002 SEC Adopts Rules Accelerating Section 16 Reporting, Insights, Vol. 16, No. 10

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Article
09/01/02September 2002 SEC Adopts Rules Implementing Sarbanes-Oxley Changes to Section 16 Reporting Requirements

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White Paper
06/01/02June 2002 SEC Pursues Current Disclosure

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Article
04/17/0204/17/02 Outline of Issues to Consider in Preparing for an IPO for a Life Science Company


 Speech
03/01/02March 2002 Some Questions and Answers about the SEC's New Equity Compensation Plan Information Requirements

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Article
03/01/01March 2001 Gun Jumping, Adoption of Third Party Statements and Web Page Disclosures


 Article
03/01/99March 1999 Amendments to Form S-8 and Rule 701


Article
05/01/9805/01/98 Proposed Amendments to Form S-8 and Rule 701, presented at the Employee Benefits and Executive Compensation Seminar, Philadelphia


 Speech
03/01/9803/01/98 Amendments to Beneficial Ownership Reporting Requirements, presented at the 1st Annual Federal Securities Forum, Philadelphia


 Speech
03/01/9803/01/98 Proposed Amendments to Form S-8 and Rule 701, presented at the 1st Annual Federal Securities Forum, Philadelphia


 Speech
03/01/9803/01/98 Rule 16b-3 and Discretionary Transactions, presented at the 1st Annual Federal Securities Forum, Philadelphia


 Speech
05/16/9605/16/96 Proposed Alternative Amendments to SEC 'Short-Swing Profit' Rules Would Change Requirements for Employee Benefit Plans, presented at the ML&B Employee Benefits and Executive Compensation Seminar, Philadelphia


 Speech
12/10/9512/10/95 Effect of Proposed Amendments to Section 16 Regulations on Employee Benefit Plans, Fifth Annual Employee Benefits and Executive Compensation Seminar, Philadelphia


 Speech