Morgan Lewis
Photo of P. Georgia Bullitt

Practice Areas

Honors + Affiliations

Member, New York State Bar Association

Member, SIA's Investment Advisory Committee

Bar Admissions

  • New York
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P. Georgia Bullitt Partner

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New York
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6683
Fax: 212.309.6001

23 Publications Found
Date Title Publication
07/17/0907/17/09 Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC

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Investment Management FYI
05/15/0905/15/09 SEC Proposes Strengthening of Advisers Act Custody Rule

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Investment Management FYI
04/22/0904/22/09 Eleven Steps for Addressing Treasury Fail Penalties

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Investment Management FYI
11/11/0811/11/08 SEC Adopts Interim Reporting Requirement for Short Sales

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Investment Management LawFlash
10/27/0810/27/08 Securities and Exchange Commission Staff Permit Exchange-Traded Funds to Track Their Indexes by Investing in Other Exchange-Traded Funds

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Investment Management FYI
10/17/0810/17/08 SEC Adopts Interim Reporting Requirement for Short Sales

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Investment Management LawFlash
10/16/0810/16/08 SEC Adopts Interim Close-Out Requirements for Short Sales

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Investment Management LawFlash
09/25/0809/25/08 SEC Staff Provides Guidance on Short Sale Emergency Orders: Supplement to FYIs of September 21 and 22, 2008

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Securities Industry FYI
09/22/0809/22/08 UPDATED as of 12:00 p.m. - SEC Emergency Orders: Implications for Buyside and Sellside Firms

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Securities Industry FYI
09/21/0809/21/08 SEC Emergency Orders: Implications for Buyside and Sellside Firms

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Securities Industry FYI
09/09/0809/09/08 Implications of U.S. Government’s Takeover of Fannie Mae and Freddie Mac

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Investment Management FYI
07/22/0807/22/08 SEC Staff Confirms that Hedge Fund Solicitors Are Not Subject to the Cash Solicitation Rule

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Investment Management FYI
07/17/0807/17/08 SEC Issues Emergency Order to Deter Uncovered Short Sales in Certain Financial Institutions

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Securities Industry FYI
07/08/0807/08/08 FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives)

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Securities Industry FYI
05/29/0805/29/08 CFTC Authority Extended over Retail Forex and Energy Trading

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Investment Management FYI
05/16/0805/16/08 FINRA Issues Proposals on Rulebook Consolidation

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Securities Industry FYI
03/05/0803/05/08 SEC Proposes Rules to Allow Index-Based and Fully Transparent Actively Managed ETFs

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Investment Management FYI
11/06/0711/06/07 Internal Controls for Broker-Dealers, presented at the FINRA Institute at Wharton Certificate Program, Philadelphia


 Speech
10/10/0710/10/07 Fee-Based Brokerage Accounts and the Elimination of Rule 202(a)(11)-1, presented at the Financial Markets World 20th Annual Small Firms Conference, San Antonio, TX


 Speech
11/15/0611/15/06 Monitoring, Managing, and Retaining Email and Other Electronic Activity to Comply with Advisors Act, presented at the 3rd National Forum on Hedge Fund Compliance, New York


 Speech
11/02/0611/02/06 IA and Investment Company CCOs, presented at the Investment Advisor Association's Compliance Workshop (multiple cities)


 Speech
09/21/0609/21/06 How Firms Are Adapting to the Rule and a Look Towards the Future, presented at the SIA Fee Based Accounts Forum, New York

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Speech
04/01/06April 2006 New Rules of the Road for Brokers Offering Investment Advice, Wall Street Lawyer: Securities in the Electronic Age, Vol. 10, No. 4

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Article