Related Events

04/19/10 National Organization of Investment Professionals' Spring Conference 2010 Washington, D.C.

Steven Stone, moderator

04/22/10-04/23/10 SIFMA Private Client Conference 2010 New York

Steve Stone, panelist, "Preparing for Regulatory Change"

05/07/10 42nd Annual Rocky Mountain Securities Conference Denver, CO

Steven Stone, panelist, "Mutual Funds, Broker Dealers and Investment Advisers: Risks and Approaches to a Changing Market Place"

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Related News

01/01/10 Law360 Names Morgan Lewis as a Top Securities Defense Firm for 2009

Law360 selected Morgan Lewis as one of five top securities defense firms of the year, citing the firm's capacity for combining counseling and transactional securities law with dispute litigation and enforcement.

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Practice Areas

Honors + Affiliations

Listed, Chambers USA: America's Leading Lawyers for Business (2005–2010)

Listed, Investment Fund Formation and Management: Alternative/Hedge Funds in The US Legal 500 (2009)

Listed, Investment Fund Formation and Management: Mutual Funds in The US Legal 500 (2009)

Listed, "Guide to the World's Leading Investment Funds Lawyers," International Financial Law Review/Expert Guides (2008)

Listed, Washington, D.C. Super Lawyers (2008)

Member, American Bar Association, Business Law Section

Editorial Board Member, Practical Compliance & Risk Management

Advisory Board Member, Wall Street Lawyer & Journal of Performance Measurement

Former Managing Editor, The George Washington Law Review

Former Associate Editor, Consumer Protection Reporting Service

Bar Admissions

District of Columbia
Pennsylvania

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Steven W. Stone Partner

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Washington, D.C.: 1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5453
Fax: 202.739.3001

167 Publications Found

page 1 of 7

Date	Title	Publication
01/07/1001/07/10	Social Networking in the Securities Context, presented as an ALI-ABA Webinar	Speech
10/19/0910/19/09	Looking Forward to 2010: Hot SEC Topics for Advisers, presented at the TD Ameritrade Institutional 2009 Fall Regional Conference, New York View Presentation	Speech
10/07/0910/07/09	Commission Sharing Agreements vs. Traditional Soft Dollar Agreements: What Has Changed?, presented at the NSCP National Membership Meeting, Workshop Session X(c)IA, Philadelphia View Presentation View Outline	Speech
09/23/0909/23/09	Preparing for an SEC Exam, presented at GIPS Standards Annual Conference 2009, Boston View Presentation	Speech
09/22/0909/22/09	Performance Advertising 101: Regulatory Do's and Don'ts, presented at GIPS Standards Annual Conference 2009, Boston View Presentation	Speech
09/21/0909/21/09	Investment Advisers: The Changing Regulatory Landscape, presented at an ALI-ABA Conference	Speech
09/17/0909/17/09	Investment Advice Issues, presented at the SIFMA Annual Savings and Retirement Conference 2009, Washington, D.C.	Speech
08/07/0908/07/09	Proposed Rule under Investment Advisers Act Would Limit “Pay to Play” Practices View LawFlash	Private Investment Funds LawFlash
07/17/0907/17/09	Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC View LawFlash	Investment Management FYI
07/15/0907/15/09	Cross-Border Webcast for the Financial Services Sector View Presentation	Webcast
06/24/0906/24/09	Examination Protocols, presented at the SEC's International Institute for the Regulation and Inspection of Investment Advisers, Washington, D.C.	Speech
06/22/09June 2009	The Madoff “Opportunity”: Harmonizing the Overarching Standard of Care for Financial Professionals Who Give Investment Advice, Wall Street Lawyer, Vol. 13, Issue 6 View Article	Article
05/21/0905/21/09	An Update on Regulatory Issues, presented at the 7th Annual PMAR Conference, Philadelphia	Speech
05/15/0905/15/09	SEC Proposes Strengthening of Advisers Act Custody Rule View LawFlash	Investment Management FYI
05/14/0905/14/09	Washington Update, presented at the Trader Forum 2009 Annual Conference, Orlando, FL	Speech
04/27/0904/27/09	SEC Inspection Priorities for Investment Advisers and Mutual Funds in the Wake of the Market Crisis, presented at the 2009 NRS Annual Spring Compliance Conference, Orlando, FL View Presentation	Speech
03/05/0903/05/09	FINRA Proposes Significant Changes to Forms U4 and U5 View LawFlash	Investment Management FYI
02/24/0902/24/09	SEC Requires Interactive Data Disclosure for Funds’ Risk/Return Summaries View LawFlash	Investment Management FYI
02/18/09February 2009	Model, Hypothetical, and Backtested Performance—Best Practices, Investment Performance Measurement Newsletter (click here to read the article)	Article
01/15/0901/15/09	Wrap Fee Programs and Separately Managed Accounts, presented at ALI-ABA's Investment Adviser Regulation Conference, New York View Presentation
01/12/09January 2009	Regulatory and Operational Considerations for U.S. Advisers Investing Abroad, IAA Newsletter: Compliance Corner View Article	Article
10/21/0810/21/08	Amendments to Part 2 of Form ADV, presented at the NSCP National Membership Meeting, Philadelphia	Speech
10/16/0810/16/08	SEC Adopts Interim Close-Out Requirements for Short Sales View LawFlash	Investment Management LawFlash
10/03/08November 2008	SEC Staff Confirms that Hedge Fund Solicitors Are Not Subject to the Cash Solicitation Rule, Derivatives Financial Products Report View Article	Article
09/25/0809/25/08	SEC Staff Provides Guidance on Short Sale Emergency Orders: Supplement to FYIs of September 21 and 22, 2008 View LawFlash	Securities Industry FYI