For More Information
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Steven W. Stone
Partner - Washington, D.C.
Fast Facts
Serve as fund and/or adviser counsel to more than 20 sponsors and advisers of investment companies with assets under management of more than $4 billion.
Serve as either fund and/or adviser counsel to 48 out of the top 50 open end ETFs.
Represent 9 of the 10 largest money managers listed by Institutional Investor.
Represent more than 200 broker-dealers, including most of the largest 100 U.S. securities firms listed by Institutional Investor.
Represent more than 750 mutual funds, venture capital, private equity, and hedge funds.
Team of more than 200 lawyers, more than 20 of whom joined us after distinguished careers at the SEC.
Related Publications
05/17/13
SEC Warns About Exemptive Order Compliance
View all publications
Division of Investment Management's guidance reminds firms to comply with conditions and representations in exemptive orders and notes that consequences for noncompliance may be "severe."
Related News
05/07/13
FINRA's Position On Pre-Inception Index Performance Data, Law360
Investment Management partner Richard F. Morris and associate John J. O'Brien comment on the Financial Industry Regulatory Authority Inc.'s interpretative letter regarding the use of pre-inception index performance (PIP) data for exchange-traded products (ETPs).
04/22/13
GCs Name Rolls Royce of Law Firms, Law360
Morgan Lewis is included in a list of 18 law firms with the strongest brands in the legal market.
04/22/13
When Crisis Hits, GCs Have These 8 Firms On Speed Dial, Law360
View all news
Morgan Lewis's inclusion in BTI Consulting Group's Brand Elite report is covered.
- Overview
- Our People
- Selected Representations
- Publications of Interest
- Related News
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Areas of Experience
- Anti-Money Laundering
- Broker-Dealer & Capital Markets Regulation
- Compliance & Investment Management
- Exchange Traded Funds
- Futures, Foreign Exchange, & Energy Trading
- Global Financial Services & Compliance
- Investment Advisers
- Private Investment Funds
- Real Estate Funds
- Registered Investment Companies
- Securities Industry
- Variable Insurance Products
- Wrap Fee Sponsors
Related Practices
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