For More Information
-
Steven W. Stone
Partner - Washington, D.C.
Fast Facts
Serve as fund and/or adviser counsel to more than 20 sponsors and advisers of investment companies with assets under management of more than $4 billion.
Serve as either fund and/or adviser counsel to 48 out of the top 50 open end ETFs.
Represent 9 of the 10 largest money managers listed by Institutional Investor.
Represent more than 200 broker-dealers, including most of the largest 100 U.S. securities firms listed by Institutional Investor.
Represent more than 750 mutual funds, venture capital, private equity, and hedge funds.
Team of more than 200 lawyers, more than 30 of whom joined us after distinguished careers at the SEC.
Related Events
02/17/12
2012 Derivatives Roundtable: Exploring the Use of Derivatives by Mutual Funds, Closed-End Funds, and ETFs
Sponsor
03/08/12-03/09/12
IAA Investment Adviser Compliance Conference 2012
Arlington, VA
Beth D. Kiesewetter, panelist, "Social Media Issues"
03/15/12-03/16/12
14th Annual IA Compliance Best Practices Summit 2012
Washington, DC
View all events
Steve Stone, speaker, "What A CCO Can Do to Reduce The Risk Of Insider Trading"; Donald Myers, speaker, "What New Department of Labor Rules Mean for ERISA Fiduciaries
Related Publications
02/08/12
Final DOL 408(b)(2) Disclosure Regulation
View all publications
Final regulation provides a number of helpful clarifications and changes, but continues to impose what will be a highly burdensome disclosure framework.
Related News
02/06/12
Morgan Lewis Expands Existing Derivatives and Commodity Futures Platform with Addition of Leading Chicago-based Partner
Morgan Lewis today announces that Michael M. Philipp has joined the firm as a partner in its Financial Services, Investment Management and Securities Industry practice, resident in Chicago.
09/21/11
Former GC of Jefferies Returns to Morgan Lewis’ Securities Practice
Morgan Lewis today announced that Lloyd H. Feller has returned to the firm as senior counsel in its Investment Management and Securities Industry Practice, resident in New York.
09/01/11
Record Penalty Makes Case For Forex Compliance Reviews, Compliance Reporter
View all news
Georgia Bullitt and Michael Piracci are quoted.
- Overview
- Our People
- Selected Representations
- Publications of Interest
- Upcoming Events
- Related News
- << Back to Practices
Areas of Experience
- Anti-Money Laundering
- Broker-Dealer & Capital Markets Regulation
- Compliance & Investment Management
- Exchange Traded Funds
- Futures, Foreign Exchange, & Energy Trading
- Investment Advisers
- Private Investment Funds
- Real Estate Funds
- Registered Investment Companies
- Securities Industry
- Variable Insurance Products
- Wrap Fee Sponsors
Related Practices
| Title | Event Type | Start Date | End Date |
|---|---|---|---|
| 2012 Derivatives Roundtable: Exploring the Use of Derivatives by Mutual Funds, Closed-End Funds, and ETFs
Sponsor |
Conferences and Speeches | 02/17/2012 08:00 AM | 02/17/2012 12:15 PM |
| IAA Investment Adviser Compliance Conference 2012 Beth D. Kiesewetter, panelist, "Social Media Issues" |
Conferences and Speeches | 03/08/2012 | 03/09/2012 |
| 14th Annual IA Compliance Best Practices Summit 2012 Steve Stone, speaker, "What A CCO Can Do to Reduce The Risk Of Insider Trading"; Donald Myers, speaker, "What New Department of Labor Rules Mean for ERISA Fiduciaries |
Conferences and Speeches | 03/15/2012 | 03/16/2012 |
| 34th Annual Law & Compliance Division Conference on the Regulation of Futures, Derivatives, and OTC Products Sponsor |
Conferences and Speeches | 05/09/2012 | 05/11/2012 |
Copyright © 2012 by Morgan, Lewis & Bockius LLP. All Rights Reserved.



