Morgan Lewis Title | White Paper
Thomas Linthorst, Sarah Bouchard
The Wall Street Reform Act dramatically changes the employer-employee landscape, significantly expanding government oversight and regulation of the workplace for employers in the financial services industry and public companies.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Investment Management Practice
Among the many reforms to occur due to the recent passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act, some provisions will specifically impact the business of those investment advisers registered under the Advisers Act.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Ethan Johnson
Hedge fund and private equity fund managers will now be required to register with the SEC or state regulators, while venture capital fund advisers obtain an exemption from registration.
LawFlash/Client Alert | White Collar LawFlash
Alison Tanchyk, Eric Kraeutler
The Financial Reform Act includes whistleblower protections that may increase the reporting of FCPA violations, and provides incentives for reporting information relating to the violation of securities laws.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Thomas Linthorst, Sarah Bouchard
The newly passed Dodd-Frank Wall Street Reform and Consumer Protection Act will be signed into law this week, strengthening the whistleblower provisions of the Sarbanes-Oxley Act and creating several new whistleblower programs.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
E. Andrew Southerling, Patrick Conner
The newly approved financial reform bill contains new measures expanding the SEC’s enforcement authority and strengthening its oversight and regulatory authority over the nation’s securities markets.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Joseph Ronan, Jr., Mims Zabriskie
Amendments to proxy disclosure rules and changes to executive compensation requirements will mean immediate changes for almost all publicly traded corporations.
LawFlash/Client Alert | Employee Benefits LawFlash
Michael Richman, Donald Myers
In early July 2010, the Department of Labor (DOL) adopted amendments to the class exemption for qualified professional asset managers (QPAMs) to permit them to obtain exemptive relief for transactions for their in-house plans. ... more
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Michael Richman, Donald Myers, Thomas D'Ambrosio
Despite the presence of several exclusions for plans and plan-related services, employee benefit plans will feel the effects of the new regulatory requirements.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Kathleen Collins
A departure from the disclosure-driven precedents set by past consumer protection laws will usher in the era of the independent consumer financial protection regulator.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Marlee Myers, John Hartigan, Linda Griggs, Howard Meyers
Proposed financial reform provisions relating to director elections, proxy access, board leadership structure, board risk committees, and broker voting will affect many public companies.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Kathleen Collins, Robert Mendelson
Gaps in oversight prompt the creation of a new interagency council that will be charged with identifying, monitoring, and responding to systemic risks in the financial sector.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Thomas D'Ambrosio
Sweeping derivatives reforms are pending as the House and the Senate hand down new regulations for swaps and security-based swaps, imposing clearing, exchange trading, capital, margin, registration, reporting, recordkeeping, and business conduct requirements.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Marc Leone, Gary Rothstein
Proposed financial reform provisions move to address the perceived link between executive compensation and systemic risk by including substantive and procedural executive compensation requirements and imposing additional corporate governance and disclosure requirements.
LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Thomas Linthorst, Sarah Bouchard
Financial reform legislation, if signed, will—among other changes—allow employee whistleblowers to bypass Sarbanes-Oxley administrative proceedings and its 90-day statute of limitations for bringing retaliation claims.
LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice
On June 17, 2009, the Obama administration released its recommendations to reform the financial regulatory system: Financial Regulatory Reform—A New Foundation: Rebuilding Financial Supervision and Regulation. Describing ... more
LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice
To expedite the removal of troubled “legacy” loans and securities from books of U.S. financial institutions, the U.S. Treasury Department (the Treasury) announced on March 23 the next in a series of initiatives desi... more
LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice
The announcement on Friday, November 21 of a regulatory first—the approval of a “shelf” or “expandable” charter—is the latest sign that bank regulators wish to encourage new equity investors i... more
LawFlash/Client Alert | Business and Finance LawFlash
Richard Petretti
You no doubt already are aware that the Emergency Economic Stabilization Act of 2008 (the Act) was recently signed into law. But you may not be aware that among the “sweeteners” that were added to the bill are a few i... more
LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice
The Emergency Economic Stabilization Act of 2008 (the “Act”) was signed into law by President Bush on October 3, 2008. Passage of the Act was the result of intense debate in both the U.S. Senate and the U.S. House o... more
LawFlash/Client Alert | Securities Industry FYI
P. Georgia Bullitt, Robert Mendelson
In the light of responses to its 2007 consultation paper on the disclosure of Contracts for Differences (CP07/20), the United Kingdom’s Financial Services Authority (FSA) has decided to implement a general disclosure regi... more
Presentation | Speech
Kathleen Collins, John Ayanian
Outside Publication | Article
Kathleen Collins
Outside Publication | Article
Patrice Lefèvre-Péaron
Outside Publication | Article
Patrice Lefèvre-Péaron, Anne Tolila