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Related Events

04/29/14 BVCA’s Introduction to Private Equity Workshop for Pension Trustees and Their Advisers London
Morgan Lewis is proud to host the British Private Equity & Venture Capital Association’s (BVCA’s) Introduction to Private Equity Workshop for Pension Trustees and their Advisers
View all events

Related Publications

03/25/14 Webinar: Ukraine and Russia: Report on Sanctions and Related Concerns
Brian L. Zimbler, Margaret M. Gatti, Charles Horn, and Bruce Johnston, panelists
03/25/14 Ukraine and Russia: Report on Sanctions and Related Concerns
Brian L. Zimbler, Margaret M. Gatti, Fred F. Fielding, Charles Horn, and Bruce Johnston, panelists
View all publications

Related News

04/14/14 Russia/Ukraine: Additional EU Sanctions (view PDF)
On April 14, 2014, the European Union (EU) added four additional names to the list of sanctioned persons.
04/11/14 Russia/Ukraine: Additional U.S. Sanctions (view list)
On April 11, 2014, the United States added seven additional individuals and one entity to the list of SDNs.
04/04/14 Russia/Ukraine: Status of U.S. Sanctions as of 04/04/2014
On April 4, President Barack Obama signed into law the United States’ Support for the Sovereignty, Integrity, Democracy, and Economic Stability of Ukraine Act of 2014
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76 Publications Found
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04/01/14 Morgan Lewis Hedge Fund University™ Managing Mutual Funds and Exchange Traded Funds

Presentation | Webinar
Richard Morris, Jedd Wider, Timothy Levin, Brian London

This webinar was presented for the Morgan Lewis Hedge Fund University™ webinar series, discussing issues for hedge fund managers to consider when managing mutual funds and ETFs.   Topics included: ... more

03/25/14 Webinar: Ukraine and Russia: Report on Sanctions and Related Concerns

Presentation | Webinar
Margaret Gatti, Bruce Johnston, Brian Zimbler, Charles Horn

Brian L. Zimbler, Margaret M. Gatti, Charles Horn, and Bruce Johnston, panelists

03/25/14 Ukraine and Russia: Report on Sanctions and Related Concerns

Marketing Material | Webinar
Margaret Gatti, Fred Fielding, Brian Zimbler, Bruce Johnston, Charles Horn

Brian L. Zimbler, Margaret M. Gatti, Fred F. Fielding, Charles Horn, and Bruce Johnston, panelists

02/28/14 SEC Issues Relief from Certain Financial Responsibility Rule Requirements

LawFlash/Client Alert | Investment Management LawFlash
Mark Fitterman, John Ayanian, Ignacio Sandoval, Steven Stone

In two separate letters, the SEC staff addresses operational concerns raised by broker-dealers in connection with sweep program authorizations and the use of certain nonaffiliated U.S. branches of foreign banks.

02/26/14 ESMA Calls for a Uniform Definition of “Derivatives” Under EMIR

LawFlash/Client Alert | Investment Management LawFlash
William Yonge

The European Securities and Markets Authority has requested clarity on the definition to ensure consistent application across member states.

 

02/24/14 European Commission Proposes New Long-Term Investment Funds Product

LawFlash/Client Alert | Private Investment Funds LawFlash
William Yonge

The EU Long Term Investment Fund will offer investors a mechanism to invest in projects requiring long-term funding.

February 2014 ELTIF: A Long Fund Indeed, Funds Europe

Outside Publication | Article
William Yonge

02/07/14 Update on the European Market Infrastructure Regulation

LawFlash/Client Alert | Investment Management LawFlash
William Yonge

With the imminent trade reporting obligation under EMIR, affected entities should review the new requirements as well as the status of other EMIR obligations.

February 2014 SEC Provides No-Action Relief for M&A Brokers, Insights, Vol. 28, No. 2

Outside Publication | Article
Mark Fitterman, David Sirignano, Ignacio Sandoval, Steven Stone

01/17/14 Federal Reserve Revisits FHC Commodities and Merchant Banking Activities

LawFlash/Client Alert | Financial Services LawFlash
Melissa Hall, Charles Horn

New advanced notice of proposed rulemaking requests public comments on physical commodities activities and merchant banking investments of financial holding companies.

01/16/14 Community Bank TruPS CDOs Exempted from the Volcker Rule

LawFlash/Client Alert | Investment Management LawFlash
Melissa Hall, Charles Horn

Interim final rule exempts collateralized debt obligation vehicles that hold qualifying community bank trust preferred securities from the private fund sponsorship and investment prohibitions.

January 2014 A Review of, and Insights into, the Volcker Rule Regulations

Morgan Lewis Title | White Paper
Kaitlyn Piper, Charles Horn

The final regulations (Regulations) adopted by the five federal financial regulatory agencies (Agencies) on December 10, 2013 to implement the proprietary trading and private fund prohibitions of the Volcker Rule have made a n... more

09/12/13 Obligations Under EMIR Imminent, Law360

Outside Publication | Article
William Yonge

09/06/13 Obligations Under European Market Infrastructure Regulation Imminent

LawFlash/Client Alert | Investment Management LawFlash
William Yonge

With certain EMIR provisions set to go live in September, both EU counterparties and many non-EU counterparties must take action to comply with risk management requirements, which involve some overlap with Dodd-Frank.

08/27/13 Private Equity Fund May Be “Trade or Business” Under ERISA

LawFlash/Client Alert | Employee Benefits and Labor and Employment LawFlash
John Ferreira, Brian Dougherty, Stanley Lechner, Charles Groppe

First Circuit holds that an investment fund may be responsible for controlled group pension liabilities of portfolio companies.

08/08/13 Hidden Employee Benefits Liabilities in Private Equity Portfolio Companies

Presentation | Webinar
Craig Bitman, Brian Dougherty, Amy Kelly

For a private investment fund, the employee benefits liabilities of any particular portfolio company may seem insignificant (relative to all of the fund's investments) and self-contained. However, regulators and union-sponsore... more

07/24/13 AIFMD’s Impact on Non-EU Managers of Non-EU Alternative Investment Funds

LawFlash/Client Alert | Private Investment Funds LawFlash
William Yonge

With AIFMD taking effect, non-EU alternative investment fund managers should be aware of a new regime governing their marketing of such funds into the EU—the AIFMD's private placement overlay.

07/24/13 SEC Approves General Solicitation in Private Offerings and Proposes Further Regulation D Amendments

Morgan Lewis Title | White Paper
John O'Brien, Linda Griggs, David Sirignano, Alan Singer

On July 10, 2013, the U.S. Securities and Exchange Commission (SEC) issued a series of three releases—referred to in this White Paper as the General Solicitation Release, the Bad Actors Release, and the Proposing Release&md... more

06/26/13 Morgan Lewis Hedge Fund University™ — Marketing in the EU: The Private Placement Overlay Under AIFMD

Presentation | Webinar
Jedd Wider, William Yonge

On June 26, 2013 Morgan Lewis presented the summer session of our quarterly Morgan Lewis Hedge Fund UniversityTM webinar series, where we discussed important issues surrounding the marketing of alternative investment... more

05/31/13 ESMA Approves Cooperation Arrangements for Alternative Funds

LawFlash/Client Alert | Private Investment Funds LawFlash
William Yonge

Arrangements allow EU securities regulators to supervise non-EU alternative fund managers and thereby allow such managers access to the EU.

05/30/13 Implementing Measures of European Market Infrastructure Regulation Take Effect, Eurekahedge

Outside Publication | Article
Torsten Schwarze, William Yonge

04/30/13 Treasury Changes Course on UK Implementation of AIFMD

LawFlash/Client Alert | Private Investment Funds LawFlash
William Yonge

UK will now allow qualifying non-EEA firms to rely on the one-year transitional provision.

04/12/13 Corporate Aspects of the UK Financial Services Act 2012

LawFlash/Client Alert | Business and Finance LawFlash
Iain Wright, Sergey Kvitkin, William Yonge

Long-heralded reform of the UK financial services regulation architecture impacts the listed company regime.

04/08/13 New UK Financial Regulation Architecture Takes Effect

LawFlash/Client Alert | Investment Management and Private Investment Funds LawFlash
William Yonge

The Financial Conduct Authority and the Prudential Regulation Authority begin work as the two new regulators in the wake of the long-heralded abolition of the Financial Services Authority.

March 2013 Asset Managers Demand Enhancements in the Process Underlying Short Selling Bans, Hedge Compliance

Outside Publication | Article
William Yonge

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