Publications of Interest > Registered Investment Companies > Investment Management > Practices : Morgan, Lewis & Bockius

07/30/08 Investment Management Brochure

Marketing Material | Brochure
Investment Management & Securities Industry Group

10/25/05 Exchange Traded Funds: An Introduction and the Latest in ETF-Based Variable Trust Funds, presented at the NAVA 2005 Annual Meeting, New York

Presentation | Speech
W. McGuire

October 2005 The Role of Investment Advisers in Client Class Action Claims, The Investment Lawyer

Outside Publications | Article
Steven Stone, Ryan Helmrich

08/01/05 The Role of Investment Advisers in Client Class Action Claims, Investment Adviser Association Newsletter

Outside Publications | Article
Steven Stone, Ryan Helmrich

06/13/05 Determining the Future of 12b-1 Fees and Fund Fees; presented by the Mutual Fund Best Practices Forum / Institutional Investor New York

Presentation | Speech
W. McGuire

04/11/05 Hot topic best practices: soft dollars, directed brokerage, revenue sharing, 12b-1 fees; presented by the Fund Compliance 2005 / Fund Compliance Insider, IA Week and BD Week in Washington, D.C.

Presentation | Speech
W. McGuire

03/31/05 Viewpoint On Current And Future Policy – Implications And Opportunities For ETFs, presented at the World Series of ETFs/Information Management Network, New York

Presentation | Speech
W. McGuire

03/29/05 The Investment Company Act of 1940, The Investment Advisers Act of 1940; given by the "Federal, State and SRO Securities Regulation: The Cornerstone of Compliance / NRS," New York

Presentation | Speech
W. McGuire

01/31/05 Mutual Funds and Hedge Funds, presented at Fordham Law School Spring Roundtable, New York

Presentation | Speech
W. McGuire

January 2005 The Pitfalls of Performance-Based Fees: Lessons Learned from Bridgeway Capital Management, The Investment Lawyer

Outside Publications | Article
Monica Parry, Ryan Helmrich

07/27/04 Regulation of U.S. Investment Companies - Georgetown University, Washington, D.C.

Presentation | Speech
W. McGuire

05/04/04 Disclosure Changes as a Result of the Mutual Fund Scandal, presented to Gail Weiss & Associates, Washington, D.C.

Presentation | Speech
W. McGuire

04/05/04 The Mutual Fund Scandal, presented at the Corporate Law Society of the Boston University School of Law, Boston

Presentation | Speech
W. McGuire

09/08/03 Brave New World For Compliance Officers?; IA Week Fall Compliance Conference, Philadelphia

Presentation | Speech
W. McGuire

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