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Update - October 5, 2008

Financial Crisis Impact and Analysis

Visit the IM/SI Website

Hedge Fund Deskbook

Fast Facts

Serve as fund and/or adviser counsel to money managers with assets under management that total more than $25 trillion.

Serve as either fund and/or adviser counsel to all of the top 50 open end ETFs.

Represent 7 of the 10 largest money managers listed by Institutional Investor.

Represent over 200 broker-dealers, including more than half of the largest 100 U.S. securities firms listed by Institutional Investor.  

Represent over 500 mutual funds, venture capital, private equity, and hedge funds.

Team of more than 100 lawyers, more than 30 of whom joined us after distinguished careers at the SEC.

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Related Publications

10/05/08 The Emergency Economic Stabilization Act of 2008: Impact of the Historic New Law
10/04/08 Impact of the Emergency Economic Stabilization Act of 2008 on Investment Management Firms
November 2008 SEC Staff Confirms that Hedge Fund Solicitors Are Not Subject to the Cash Solicitation Rule, Derivatives Financial Products Report
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543 Publications Found
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10/05/08 The Emergency Economic Stabilization Act of 2008: Impact of the Historic New Law

LawFlash/Client Alert | Financial Crisis Impact and Analysis Alert
Financial Crisis Working Group

The Emergency Economic Stabilization Act of 2008 (the “Act”) was signed into law by President Bush on October 3, 2008. Passage of the Act was the result of intense debate in both the U.S. Senate and the U.S. Ho... more

10/04/08 Impact of the Emergency Economic Stabilization Act of 2008 on Investment Management Firms

LawFlash/Client Alert | Investment Management FYI
Investment Management Practice

The Emergency Economic Stabilization Act of 2008 (Act) will directly impact investment management firms of all kinds, with the greatest impact on those firms managing accounts holding “troubled assets” eligible for purc... more

10/03/08 Broker-Dealer Regulatory Update - As of October 2, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

10/03/08 Private Investment Funds: New Developments in France

LawFlash/Client Alert | Private Investment Funds LawFlash
Investment Management Practice

The fonds commun de placement à risques ( FCPR ) is the investment vehicle most commonly used in France for organizing a private equity fund. A specific type of FCPR, the FCPR allégé ( FCPR Allégémore

November 2008 SEC Staff Confirms that Hedge Fund Solicitors Are Not Subject to the Cash Solicitation Rule, Derivatives Financial Products Report

Outside Publications | Article
Steven Stone, Monica Parry, Dianne Sulzbach

09/29/08 Money Market Funds: Insurance, Liquidity, and Support

LawFlash/Client Alert | Investment Management FYI
Investment Management Practice

The past two weeks have seen a continuation or worsening of the market conditions that have challenged money market mutual funds (money funds), as well as their sponsors and advisers, over the past year. Among other things, the... more

09/26/08 Broker-Dealer Regulatory Update - As of September 25, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

09/25/08 SEC Staff Provides Guidance on Short Sale Emergency Orders: Supplement to FYIs of September 21 and 22, 2008

LawFlash/Client Alert | Securities Industry FYI
Investment Management and Securities Industry Practices

As the securities industry continues to wrestle with the emergency orders issued last week by the Securities and Exchange Commission (SEC), a number of interpretive questions have been raised. The SEC staff has... more

09/24/08 Infrastructure Investments Webcast

Presentation | Webcast
Georgette Schaefer, Richard Zarin, Jonathan Morris, Louis Singer

October 2008 Strategic Planning Considerations for Companies that Don't Want to Be Investment Companies, ACC Docket

Outside Publications | Article
Monica Parry

09/22/08 UPDATED as of 12:00 p.m. - SEC Emergency Orders: Implications for Buyside and Sellside Firms

LawFlash/Client Alert | Securities Industry FYI
Investment Management and Securities Industry Practices

This FYI is an update of the FYI circulated by Morgan Lewis on Sunday, September 21, to reflect changes announced overnight by U.S. and foreign regulators. To ensure that our clients have the latest development... more

09/21/08 SEC Emergency Orders: Implications for Buyside and Sellside Firms

LawFlash/Client Alert | Securities Industry FYI
Investment Management and Securities Industry Practices

In the face of the current extraordinary market conditions, the Securities and Exchange Commission (SEC) has announced that it is exercising regulatory powers through the following temporary orders: (1) prohibi... more

09/12/08 Broker-Dealer Regulatory Update - As of September 11, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

09/09/08 Implications of U.S. Government’s Takeover of Fannie Mae and Freddie Mac

LawFlash/Client Alert | Investment Management FYI
Investment Management Practice

In light of Sunday’s announcement that the U.S. government is taking over (the Takeover) the operations of the Federal National Mortgage Association (Fannie Mae) and the Federal Home Loan Mortgage Corporation (Freddie Mac), mon... more

09/05/08 Broker-Dealer Regulatory Update - As of September 4, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

08/29/08 Broker-Dealer Regulatory Update - As of August 28, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

08/22/08 Broker-Dealer Regulatory Update - As of August 21, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

08/19/08 Form 5500/ERISA 408(b)(2) Proposed Regulations Webcast

Presentation | Webcast
Marianne Yudes, Thomas Hogan, Daniel Kleinman

08/15/08 Broker-Dealer Regulatory Update - As of August 14, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

08/13/08 SEC Proposes Guidance for Investment Company Boards of Directors on Adviser Trading Practices

LawFlash/Client Alert | Investment Management FYI
Investment Management Practice

The Securities and Exchange Commission (the SEC) approved proposed guidance (the Proposed Guidance) on July 30 on the duties and responsibilities of investment company boards of directors for a fund adviser’s trading pr... more

08/08/08 Broker-Dealer Regulatory Update - As of August 7, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

08/01/08 Broker-Dealer Regulatory Update - As of July 31, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

07/30/08 Investment Management Brochure

Marketing Material | Brochure
Investment Management & Securities Industry Group

07/30/08 SEC and DOL Agree to Cooperate in Examinations

LawFlash/Client Alert | Investment Management FYI
Investment Management Practice

The U.S. Department of Labor's (DOL) Employee Benefits Security Administration and the U.S. Securities and Exchange Commission (SEC) have entered into a Memorandum of Understanding (MOU) on July 28, setting for... more

07/25/08 Broker-Dealer Regulatory Update - As of July 24, 2008

LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice

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