Morgan Lewis

Investment Management and Securities Industry

Selected Representations

  • We have helped our clients launch more than $10 billion worth of exchange-traded funds.
  • We have obtained cutting-edge SEC relief for our investment adviser clients on topics such as client reporting, principal trades, and order allocations.
  • We have organized hedge funds to be offered in every continent except Antarctica.
  • We helped one of our clients launch the first all-electronic variable annuity product.
  • We have represented numerous clients in connection with mergers, acquisitions, joint ventures, asset and stock sales, and reorganizations of investment companies, investment advisers, banks and broker-dealers.
  • We advise clients on various transactional matters including underwritings, financing arrangements and establishing networking programs.
  • We have advised clients involved in managing and distributing college savings plans established by various states under Section 529 of the Internal Revenue Code.