Morgan Lewis

Investment Management and Securities Industry Selected Representations

For More Information

Practice group contacts:

Visit the IM/SI Website

Hedge Fund Deskbook

Fast Facts

Serve as fund and/or adviser counsel to money managers with assets under management that total more than $25 trillion.

Serve as either fund and/or adviser counsel to all of the top 50 open end ETFs.

Represent 7 of the 10 largest money managers listed by Institutional Investor.

Represent over 200 broker-dealers, including more than half of the largest 100 U.S. securities firms listed by Institutional Investor.  

Represent over 500 mutual funds, venture capital, private equity, and hedge funds.

Team of more than 100 lawyers, more than 30 of whom joined us after distinguished careers at the SEC.

Related Events

09/10/08-09/10/08 401(k) Fees Regulation Webcast
Please see event details for CLE credit information.
09/10/08-09/10/08 401(k) Fees Regulation Webcast
Please see event details for CLE credit information.
09/17/08-09/18/08 Ascendant Conference: The Integration of Compliance with Operations and Business Management San Diego, CA
Steven Stone and Lee Falk, speakers
View all events

Related Publications

09/05/08 Broker-Dealer Regulatory Update - As of September 4, 2008
(pdf)
08/29/08 Broker-Dealer Regulatory Update - As of August 28, 2008
(pdf)
08/22/08 Broker-Dealer Regulatory Update - As of August 21, 2008
(pdf)
View all publications

Related News

06/13/08 Chambers USA 2008 Recognizes Morgan Lewis in 19 National Practice Areas
Morgan Lewis is pleased to announce that the 2008 edition of Chambers USA: America’s Leading Lawyers for Business features Morgan Lewis as a leading national firm in 19 practice areas.
03/31/08 Morgan Lewis Boosts Cross-Border Capabilities with New Funds Partner in Paris
Morgan Lewis today announced the addition of Ann G. Baker—formerly the Paris head of the private equity fund formation practice at Debevoise & Plimpton—as a partner in its Business & Finance Practice, resident in the firm’s Paris office.
02/11/08 Lawyers Warn of Transatlantic Rule Change Trouble Ahead, Financial News
Rob Falkner is quoted on the rule change for US investors.
View all news
  • We have helped our clients launch more than $10 billion worth of exchange-traded funds.
  • We have obtained cutting-edge SEC relief for our investment adviser clients on topics such as client reporting, principal trades, and order allocations.
  • We have organized hedge funds to be offered in every continent except Antarctica.
  • We helped one of our clients launch the first all-electronic variable annuity product.
  • We have represented numerous clients in connection with mergers, acquisitions, joint ventures, asset and stock sales, and reorganizations of investment companies, investment advisers, banks and broker-dealers.
  • We advise clients on various transactional matters including underwritings, financing arrangements and establishing networking programs.
  • We have advised clients involved in managing and distributing college savings plans established by various states under Section 529 of the Internal Revenue Code.