Publications of Interest > Finance > Business & Finance > Practices : Morgan, Lewis & Bockius

07/08/08 FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives)

LawFlash/Client Alert | Securities Industry FYI
Securities Industry Practice

In the light of responses to its 2007 consultation paper on the disclosure of Contracts for Differences (CP07/20), the United Kingdom’s Financial Services Authority (FSA) has decided to implement a general disc... more

07/19/06 Legal á la Carte - Outsourcing and Financial Services: Regulatory and Commercial Considerations, New York

Presentation | Speech
Theodore Lazo, Kathleen Collins, John Ayanian

Summer 2006 Hang on to Your Laptop—Please, Bank Insurance & Securities Marketing

Outside Publications | Article
Kathleen Collins

2 janvier 2006 Fourniture de logiciel: Livraison de bien ou prestation de service? Option Finance, n° 864

Outside Publications | Article
Patrice Lefèvre-Péaron

15 novembre 2005 International Tax Systems - France, International Tax Systems and Planning Techniques (ITSAPT), Roy Saunders, éditeur: Thomson/Sweet & Maxwell. Ce chapitre dédié à la France est écrit par Patrice Lefèvre Péaron; il a été mis à jour en mars 2006. Attention ce document faisant 84 pages, seule l'introduction figure sur notre site (2 pages).

Outside Publications | Chapter
Patrice Lefèvre-Péaron

October 2005 Contracts for Differences: The Case for Disclosure, International Financial Law Review

Outside Publications | Article
Robert Falkner

15 mai - 15 juin 2005 Plans d'attribution gratuite d'actions et de stock-options: quelle cohabitation? Décideurs: Stratégie, Finance & Droit, n° 65

Outside Publications | Article
Anne Tolila, Patrice Lefèvre-Péaron

14 mars 2005 Prestations de services: Quand doit-on les imposer? Option Finance, n° 825

Outside Publications | Article
Patrice Lefèvre-Péaron

14 février 2005 Le conseil d'état généralise les modalités de calcul des retenues à la source, Option Finance, n° 821

Outside Publications | Article
Patrice Lefèvre-Péaron

01/24/05 Expanding Jurisdiction of U.S. Bankruptcy Courts, New York Law Journal, Vol. 233, No. 15

Outside Publications | Article
Wendy Walker

Winter 2005 The Rush to Regulate, Bank Insurance & Securities Marketing

Outside Publications | Article
Kathleen Collins

13 décembre 2004 Loi de finances rectificatives pour 2004: des aménagements au régime fiscal des restructurations liés aux nouvelles normes comptables, Option Finance

Outside Publications | Article
Patrice Lefèvre-Péaron

18 octobre 2004 Pénalités pour paiement tardif des créances commerciales: La fin d'un imbroglio juridique et fiscal? Option Finance

Outside Publications | Article
Patrice Lefèvre-Péaron

30 août 2004 Des changements dans le calcul de la taxe foncière et de la taxe professionnelle, Option Finance

Outside Publications | Article
Patrice Lefèvre-Péaron

24 mai 2004 Calcul du prorata de TVA: La CJCE précise la notion de produits financiers accessoires, Option Finance

Outside Publications | Article
Patrice Lefèvre-Péaron

03/07/02 Regulatory Hurdles to Banks' Sale of Insurance Bank Insurance: Threat or Opportunity, presented at American Council of Life Insurers' Financial Security Solutions Symposia of 2002, Washington, D.C.

Presentation | Speech
Kathleen Collins

August 2001 Amendments to the Pennsylvania Business Corporation Law and Related Acts

White Paper | Morgan Lewis White Paper
Lawrence Berger

04/23/01 Bank Sales of Insurance on the Internet, presented at the American Conference Institute, The Legal and Regulatory Forum on Online Insurance Transactions, Chicago

Presentation | Speech
Kathleen Collins

03/14/01 The New Federal Bank Sales of Insurance Regulations, The Review of Banking & Financial Services

Outside Publications | Article
Kathleen Collins

Winter 2001 Sharing Information With Affiliates Could Be Tougher Under GLB, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

10/04/00 Privacy After Gramm-Leach-Bliley, presented at the CSUGA International Conference, San Antonio

Presentation | Speech
Kathleen Collins

09/01/00 Sharing of Bank Customer Information with Insurance Agencies, presented at the Financial Privacy Conference, New York

Presentation | Speech
Kathleen Collins

06/24/00 Privacy Policies and Procedures for the Traditional "Financial Institution", presented at the Financial Services Industry Privacy Compliance Conference, Washington, D.C.

Presentation | Speech
Kathleen Collins

04/18/00 State and Federal Law Interplay Under Gramm-Leach-Bliley Act, presented at the Financial Institutions Insurance Association, 12th Annual Convention, Las Vegas

Presentation | Speech
Kathleen Collins

March 2000 Federal and State Law Interplay Under Gramm-Leach-Bliley: How Not to Do It, Financial Services Modernization: The Impact of the Gramm-Leach-Bliley Act

Outside Publications | Article
Kathleen Collins

11/16/99 The Gramm-Leach-Bliley Act: Structural Reform of the Financial Services Industry

White Paper | Morgan Lewis White Paper
Kathleen Collins, James Hunter, Jr.

On November 12, 1999, President Clinton signed into law 5.900, the “Gramm-Leach-Bliley Act,” P.L. 106-102 (113 Stat. 1338), a measure widely viewed as the most significant single piece of legislation to affect the financial ... more

11/08/99 Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented at the Financial Institutions Insurance Association Fall Conference, Chicago

Presentation | Speech
Kathleen Collins

July 1999 Developments in State Bank Insurance Regulations, National Underwriter Company

Outside Publications | Article
Kathleen Collins

July 1999 From the Seller's Perspective: The Use of Pre-Printed Sales Documents

White Paper | Morgan Lewis White Paper
J. Jack

In May 1999, we prepared a White Paper that covered issues the buyer of goods should consider when using pre-printed purchase orders. This White Paper sets forth a nonexclusive list of issues that a seller should review ... more

05/01/99 Conversions and Other Corporate Restructurings, presented at the BCBSA Conference, San Antonio

Presentation | Speech
Lawrence Berger

May 1999 Pitfalls Concerning Use of Pre-Printed Purchase Orders

White Paper | Morgan Lewis White Paper
J. Jack

Many companies use pre-printed purchase order forms for everything from fifty-nine-cent stationery supplies to multi-million dollar pieces of equipment. Often, the purchasing department has used the same form for years w... more

04/20/99 Agent Compensation: How to Keep Legal & Compensate Bank Employees, presented to the Financial Institutions Insurance Association, 1999 Annual Convention, Scottsdale, AZ

Presentation | Speech
Andres L. Navarrete

04/19/99 Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented to the Financial Institutions Insurance Association, 1999 Annual Convention, Scottsdale, AZ

Presentation | Speech
Kathleen Collins

01/21/99 Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented at Southern Florida Bank General Counsel Meeting, Miami

Presentation | Speech
Kathleen Collins

Winter 1999 Know Your Customer: Required Reading for Bank Insurance Marketers, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

Fall 1998 It's "Third and Long" for Financial Modernization Legislation, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

10/26/98 Data Mining: How to Integrate Customer Information into Your Sales & Products, presented at the Financial Institutions Insurance Association, New Orleans, LA: Financial Institutions Insurance Association, New Orleans

Presentation | Speech
Andres L. Navarrete

Fall 1998 Relationships Between the Supreme Courts and the Lawyers Associations, Saint Louis University Law Journal, Vol. 42, No. 2

Outside Publications | Article
Salvador Juncadella

06/17/98 Marketing Insurance Products to Bank Customers, The Review of Banking & Financial Services, Vol. 14, No. 12

Outside Publications | Article
Kathleen Collins

06/16/98 How to Buy an Agency Without Breaking the Bank, presented at the Financial Institutions Insurance Association - Regulatory and Compliance Seminar, Washington, D.C.

Presentation | Speech
Kathleen Collins

06/15/98 State Regulatory Update: The Good, The Bad & The Ugly, presented at the Financial Institutions Insurance Association - Regulatory and Compliance Seminar, Washington, D.C.

Presentation | Speech
Andres L. Navarrete

06/15/98 The Regulatory and Compliance Issues that Flow from the Citicorp/Travelers Merger, presented at the Financial Institutions Insurance Association - Regulatory and Compliance Seminar, Washington, D.C.

Presentation | Speech
Kathleen Collins

Spring 1998 The Struggle for Financial Services Reform: What Have We Learned?, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

04/07/98 How to Structure a Multi-State Bank Insurance Program to Overcome Inconsistent State Regulations, presented at the Financial Institutions Insurance Association 10th Annual Conference, Charleston, SC

Presentation | Speech
Kathleen Collins

04/06/98 Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented at the Financial Institutions Insurance Association 10th Annual Conference, Charleston, SC

Presentation | Speech
Kathleen Collins

March 1998 State Insurance Restrictions - The Good, the Bad, the Ugly - and the Unnecessary, Independent Banker

Outside Publications | Article
Kathleen Collins

10/21/97 State and Federal Legislation: Where We Are Today and What We Must Do to Comply with Existing Law and Regulation, presented at the Financial Institutions Insurance Association 1997 Fall Conference, San Francisco

Presentation | Speech
Kathleen Collins

10/21/97 Structuring an Agency Joint Venture Agreement or Acquisition, presented at the Financial Institutions Insurance Association 1997 Fall Conference, San Francisco

Presentation | Speech
Kathleen Collins

09/25/97 Expanded Powers: Insurance Update - How States, Congress and the Courts are Responding, presented to the Pennsylvania Bankers Association, 1997 Bank Counsel Roundtable, Harrisburg

Presentation | Speech
Kathleen Collins

09/18/97 The Sale of Insurance by Financial Institutions - Analysis of Federal and State Bank Insurance Law, Regulation, Licensing and Compliance, presented to the Pennsylvania Bankers Association, Harrisburg

Presentation | Speech
Kathleen Collins

08/01/97 Banks Don't Pressure Consumers to Buy, The Washington Post

Outside Publications | Article
Kathleen Collins

07/30/97 Use of Customer Financial Information to Cross-Market Bank Insurance Products, presented at the International Business Communications Group plc, Cambridge, MA

Presentation | Speech
Kathleen Collins

July 1997 Cross Marketing of Insurance and Annuities by Banks, The Review of Banking & Financial Services, Vol. 13, No. 13

Outside Publications | Article
Kathleen Collins

06/19/97 Examining the 'Place of 5,000' Law: What Can Banks Do Now, presented at the Financial institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C.

Presentation | Speech
Kathleen Collins

06/19/97 Legal, Regulatory and Practical Considerations in Starting Your Bank Insurance Program, presented at the Financial institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C.

Presentation | Speech
Kathleen Collins

06/19/97 State-by-State Analysis of Bank Insurance Regulations and Legislation, presented at the Financial institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C.

Presentation | Speech
Kathleen Collins

06/18/97 Federal and State Regulatory and Legislative Update as to Bank Insurance Sales, presented at the Financial Institutions Insurance Association Regulatory & Compliance Seminar, Washington, D.C.

Presentation | Speech
Kathleen Collins

06/18/97 Opinion Letters - Pennsylvania Corporate Law Issues, presented at the Higher Education Law Conference, Philadelphia

Presentation | Speech
Lawrence Berger

Summer 1997 Connecticut Banks Spared the Worst, Connecticut Banking Magazine

Outside Publications | Article
Kathleen Collins

Summer 1997 Consumer Protection? Don't Count on It, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

06/01/97 Pennsylvania Enacts Legislation Permitting Bank Sales of Insurance

White Paper | Morgan Lewis White Paper
Kathleen Collins

On June 25, Governor Ridge signed into law Pennsylvania House Bill 1055, "An Act Relating to Insurance" (the Act). The Act, which is effective immediately, repeals the long-time statutory prohibition on affilia... more

04/08/97 Bank Regulation 101, presented at the Financial Institutions Insurance Association, Bank Insurance Marketing Convention, Palm Desert, CA

Presentation | Speech
Kathleen Collins

04/08/97 Federal and State Regulation of Bank Insurance Sales, presented at the Financial Institutions Insurance Association, Bank Insurance Marketing Convention, Palm Desert, CA

Presentation | Speech
Kathleen Collins

Spring 1997 Dysfunctional Regulation: Oh, What A Tangled Web, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

01/15/97 The Practical Implications of a 'Place of 5,000', The Monitor, Pennsylvania Bankers Association

Outside Publications | Article
Kathleen Collins

01/01/97 Capital Markets in Germany

White Paper | Morgan Lewis White Paper
Dr. Reinhard Hermes

The successful initial public offering of Deutsche Telekom in November 1996, the largest offering ever in Germany (approximately DM20 billion) emphasizes dramatic changes in Germany's capital markets. Deutsche ... more

12/04/96 Should My Bank Consider Insurance Sales? Legal Framework for Bank Sales of Annuities and Insurance Products, presented at the Pennsylvania Bankers Association, Harrisburg

Presentation | Speech
Kathleen Collins

10/29/96 Positioning Your Agency to Comply with Section 92 and the OCC Advisory Letter, presented at the Financial Institutions Insurance Association Fall Conference, Atlanta

Presentation | Speech
Kathleen Collins

09/26/96 Benefits of the Barnett Decision: What's in Store for Pennsylvania Banks, presented at the Pennsylvania Bankers Association Bank Counsel Roundtable, Hershey, PA

Presentation | Speech
Kathleen Collins

09/11/96 Bell Atlantic and NYNEX Plain English Merger Booklet

White Paper | Morgan Lewis White Paper
N. Jeffrey Klauder, James W. McKenzie, Jr., Derek N. Pew,

Bell Atlantic and NYNEX recently filed the first plain English merger proxy statement as participants in the Securities and Exchange Commission's "plain English" initiative. Arthur Levitt, Chairman of the SEC, ... more

Autumn 1996 Agent Associations Distort the Bank Insurance Licensing Issue, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

Autumn 1996 The OCC's Advisory Letter on Insurance Sales: An Analysis, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

06/21/96 The Panama Convention and The Inter-American Commercial Arbitration Commission, presented at the Outline presented at the Alternative Dispute Resolution Issues Related To NAFTA and North/South Trade Seminar, Orlando, FL

Presentation | Speech
Salvador Juncadella

05/10/96 Litigation City: Banks Evolving Suit by Suit. presented at the American Bar Association National Institute on Critical and Emerging Legal Issues for Banks and Thrifts, Washington, D.C.

Presentation | Speech
Kathleen Collins

Spring 1996 The Comptroller as Culprit, Bank Insurance Marketing

Outside Publications | Article
Kathleen Collins

10/31/95 Legal Issues in Leveraged Leasing, presented at the Practising Law Institute's Introduction to Equipment Leasing Seminar, New York

Presentation | Speech
Ian Shrank

10/31/95 Selected Documentation Issues Relevant To Leveraged Leases: Practising Law Institute's Introduction to Equipment Leasing Seminar, New York, NY

Presentation | Speech
Ian Shrank, Robert D. Strauss

10/23/95 The Accountant's Role in the Bankruptcy of the Foundation for New Era Philanthropy, presented at the Institute of Internal Auditors, Conshohocken, PA

Presentation | Speech
Lawrence Berger

08/08/95 The Summit of the Americas and International Commercial Arbitration: From Miami to Denver and Beyond, presented at the Annual Meeting of the American Bar Association at the Joint Session of the Inter-American Law Committee and the Mexican Law Committee, Chicago

Presentation | Speech
Salvador Juncadella

02/01/95 Cross-Border Leasing: ML&B Seminar, Stockholm, Sweden

Presentation | Speech
Ian Shrank

10/14/94 Market 2000 ITS Impact on Your Business, presented at the 1994 Schwab Institutional Annual Conference, Scottsdale, AZ

Presentation | Speech
Kathryn V. Natale

10/01/94 Selected Documentation Issues Relevant to Leveraged Leases, presented at the Practising Law Institute seminar, New York, and Chicago

Presentation | Speech
Ian Shrank, Robert D. Strauss

August 1994 Foreign Investment Law: A Primer on Decree Law 600 (Chile), Latin American Law & Business Report

Outside Publications | Article
Salvador Juncadella

06/01/94 New York Adopts UCC Article 2A - Leases

White Paper | Morgan Lewis White Paper
Ian Shrank

Article 2A of the Uniform Commercial Code - Leases was adopted by New York on May 24, 1994, effective for leases first made or first effective on or after June 30, 1995. More than 40 states have now passed this... more

04/08/94 Cross-Border Leasing, presented to the Uniform Commercial Code Committee of the American Bar Association, Washington, D.C.

Presentation | Speech
Ian Shrank

April 1994 Guaranties: Structuring, Drafting, and Enforcement Issues, Commercial Lending Review, Vol. 9, No. 2

Outside Publications | Article
J. Jack

12/01/93 The National Shipping Initiative - Title XI Financing of Export Vessels: ML&B White Paper

White Paper | Morgan Lewis White Paper
Michael E. Thoyer

11/01/93 Issues Arising in Leveraged Leasing of Projects, presented at Practising Law Institute's Equipment Leasing Seminar, New York, and Chicago

Presentation | Speech
Ian Shrank

11/01/93 Selected Documentation Issues Relevant to Leveraged Leases, presented at Practising Law Institute's Equipment Leasing Seminar, New York, and Chicago

Presentation | Speech
Ian Shrank

10/01/93 Legal Issues in Leveraged Leasing, presented at Practising Law Institute's Equipment Leasing Seminar, New York, and Chicago

Presentation | Speech
Ian Shrank

04/23/93 The Legal Regime for Foreign Investment in Latin America, presented to the Annual Meeting of the Inter-American Bar Association, Santiago de Chile, Chile

Presentation | Speech
Salvador Juncadella

04/20/93 Legal Issues in Real Estate Leveraged Sale-Leasebacks, presented at ML&B Seminar, Real Estate Sale-Leaseback Transactions: Trends for the 90's, Philadelphia

Presentation | Speech
Ian Shrank

02/01/93 California Court of Appeal Confirms That Under California Law A Third Party Pledge Agreement Is A Guaranty And That The Right To Revoke a Continuing Guaranty May Be Waived: ML&B White Paper

White Paper | Morgan Lewis White Paper
J. Jack

11/01/92 Real Estate Sale-Leaseback Transactions: ML&B White Paper

White Paper | Morgan Lewis White Paper
William A. Macan, IV, Ian Shrank, Richard L. Umbrecht, Mark R. Yanowitz

08/01/92 Legal Issues in Leveraged Leasing, presented at the Practising Law Institute's Equipment Leasing 1992 Current Developments Program

Presentation | Speech
Ian Shrank

06/04/92 The Repatriation of Capital and Profits in Latin America and the Caribbean, presented at a seminar sponsored by the Inter-American Bar Association and the Venezeulan Bar, Caracas, Venezuela

Presentation | Speech
Salvador Juncadella

02/01/92 Treasury Issues Exon-Florio Final Rules Governing Foreign Mergers, Acquisitions and Takeovers of U.S. Businesses: ML&B White Paper

White Paper | Morgan Lewis White Paper
Joseph P. Griffin, Michael R. Calabrese

12/01/91 The Federal Deposit Insurance Corporation Improvement Act of 1991 - A Memorandum for Clients and Friends of the Firm: ML&B White Paper

White Paper | Morgan Lewis White Paper
James Hunter, Jr., Linda Griggs

08/01/91 Most South African Sanctions Lifted: ML&B White Paper

White Paper | Morgan Lewis White Paper
Joseph P. Griffin, Michael R. Calabrese

07/01/91 OCC Adopts Final Rules Pertaining to Lease Financing Transactions of National Banks and Their Subsidiaries: ML&B White Paper

White Paper | Morgan Lewis White Paper
Ian Shrank, Laura R. Silvers

05/01/91 The Solicitation of Funds for Charitable Purposes Act - Act of December 19, 1990 - Act No. 1990-202: ML&B White Paper

White Paper | Morgan Lewis White Paper
Lawrence Berger

03/01/91 Sweeping New Controls on Equipment and Technical Data Related to the Production of Chemical and Biological Weapons: ML&B White Paper