Morgan Lewis

Finance Publications of Interest

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August 2010 Financial Reform Legislation: A Guide to the Employment-Related Provisions
The Wall Street Reform Act dramatically changes the employer-employee landscape, significantly expanding government oversight and regulation of the workplace for employers in the financial services industry and public companies.
07/28/10 Private Fund Investment Advisers Registration Act Enacted Into Law
Hedge fund and private equity fund managers will now be required to register with the SEC or state regulators, while venture capital fund advisers obtain an exemption from registration.
07/28/10 Dodd-Frank Wall Street Reform and Consumer Protection Act: Summary of Provisions of Primary Interest to Advisers
Among the many reforms to occur due to the recent passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act, some provisions will specifically impact the business of those investment advisers registered under the Advisers Act.
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Related News

09/28/11 Morgan Lewis-TMI Represents One Equity in $140M Investment in Nippon Gas Corporation
Morgan Lewis–TMI represented One Equity Partners in a $140 million subscription for 18.5% of the common shares of Nippon Gas Corporation (NGC).
07/07/11 The Gamblers, The Deal Pipeline
John Park discusses recent IPO trends and the timing of venture capitalists selling their shares.
05/05/11 Morgan Lewis Advises Sun Capital on Sale of Big 10 Tires to Pep Boys
Sun Capital Partners, Inc., a leading private investment firm specializing in leveraged buyouts and investments in market-leading companies, announced that an affiliate has sold Big 10 Tires, the seventh-largest independent tire dealer in the U.S., to Pep Boys.
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112 Publications Found
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05/27/10 Financial Reform Addresses Executive Compensation and Corporate Governance

LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Marc Leone, Gary Rothstein

Proposed financial reform provisions move to address the perceived link between executive compensation and systemic risk by including substantive and procedural executive compensation requirements and imposing additional corporate governance and disclosure requirements.

05/21/10 Sweeping Changes Made to Labor and Employment Whistleblower Protections

LawFlash/Client Alert | Financial Regulatory Reform LawFlash
Thomas Linthorst, Sarah Bouchard

Financial reform legislation, if signed, will—among other changes—allow employee whistleblowers to bypass Sarbanes-Oxley administrative proceedings and its 90-day statute of limitations for bringing retaliation claims.

06/19/09 Financial Regulatory Reform—The Obama Administration Proposal

LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice

On June 17, 2009, the Obama administration released its recommendations to reform the financial regulatory system: Financial Regulatory Reform—A New Foundation: Rebuilding Financial Supervision and Regulation. Describing ... more

04/02/09 Toxic Asset Disposition Plan

LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice

To expedite the removal of troubled “legacy” loans and securities from books of U.S. financial institutions, the U.S. Treasury Department (the Treasury) announced on March 23 the next in a series of initiatives desi... more

12/01/08 Recent Regulatory Initiatives Pave Way for New Bank Investors

LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice

The announcement on Friday, November 21 of a regulatory first—the approval of a “shelf” or “expandable” charter—is the latest sign that bank regulators wish to encourage new equity investors i... more

10/13/08 Motion Picture Industry Benefits Accompany Emergency Economic Stabilization Act of 2008

LawFlash/Client Alert | Business and Finance LawFlash
Richard Petretti

You no doubt already are aware that the Emergency Economic Stabilization Act of 2008 (the Act) was recently signed into law. But you may not be aware that among the “sweeteners” that were added to the bill are a few i... more

10/05/08 The Emergency Economic Stabilization Act of 2008: Impact of the Historic New Law

LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice

The Emergency Economic Stabilization Act of 2008 (the “Act”) was signed into law by President Bush on October 3, 2008. Passage of the Act was the result of intense debate in both the U.S. Senate and the U.S. House o... more

07/08/08 FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives)

LawFlash/Client Alert | Securities Industry FYI
P. Georgia Bullitt, Robert Mendelson

In the light of responses to its 2007 consultation paper on the disclosure of Contracts for Differences (CP07/20), the United Kingdom’s Financial Services Authority (FSA) has decided to implement a general disclosure regi... more

07/19/06 Legal á la Carte - Outsourcing and Financial Services: Regulatory and Commercial Considerations, New York

Presentation | Speech
Kathleen Collins, John Ayanian

Summer 2006 Hang on to Your Laptop—Please, Bank Insurance & Securities Marketing

Outside Publication | Article
Kathleen Collins

2 janvier 2006 Fourniture de logiciel: Livraison de bien ou prestation de service? Option Finance, n° 864

Outside Publication | Article
Patrice Lefèvre-Péaron

15 mai - 15 juin 2005 Plans d'attribution gratuite d'actions et de stock-options: quelle cohabitation? Décideurs: Stratégie, Finance & Droit, n° 65

Outside Publication | Article
Patrice Lefèvre-Péaron, Anne Tolila

14 mars 2005 Prestations de services: Quand doit-on les imposer? Option Finance, n° 825

Outside Publication | Article
Patrice Lefèvre-Péaron

14 février 2005 Le conseil d'état généralise les modalités de calcul des retenues à la source, Option Finance, n° 821

Outside Publication | Article
Patrice Lefèvre-Péaron

01/24/05 Expanding Jurisdiction of U.S. Bankruptcy Courts, New York Law Journal, Vol. 233, No. 15

Outside Publication | Article
Wendy Walker

Winter 2005 The Rush to Regulate, Bank Insurance & Securities Marketing

Outside Publication | Article
Kathleen Collins

13 décembre 2004 Loi de finances rectificatives pour 2004: des aménagements au régime fiscal des restructurations liés aux nouvelles normes comptables, Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

18 octobre 2004 Pénalités pour paiement tardif des créances commerciales: La fin d'un imbroglio juridique et fiscal? Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

30 août 2004 Des changements dans le calcul de la taxe foncière et de la taxe professionnelle, Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

24 mai 2004 Calcul du prorata de TVA: La CJCE précise la notion de produits financiers accessoires, Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

03/07/02 Regulatory Hurdles to Banks' Sale of Insurance Bank Insurance: Threat or Opportunity, presented at American Council of Life Insurers' Financial Security Solutions Symposia of 2002, Washington, D.C.

Presentation | Speech
Kathleen Collins

August 2001 Amendments to the Pennsylvania Business Corporation Law and Related Acts

Morgan Lewis Title | White Paper
Lawrence Berger

04/23/01 Bank Sales of Insurance on the Internet, presented at the American Conference Institute, The Legal and Regulatory Forum on Online Insurance Transactions, Chicago

Presentation | Speech
Kathleen Collins

03/14/01 The New Federal Bank Sales of Insurance Regulations, The Review of Banking & Financial Services

Outside Publication | Article
Kathleen Collins

Winter 2001 Sharing Information With Affiliates Could Be Tougher Under GLB, Bank Insurance Marketing

Outside Publication | Article
Kathleen Collins

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